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Analiza regulacji dotyczących lotów IFR systemów bezzałogowych RPAS w przestrzeni kontrolowanej Analysis of regulations concerning IFR flights of RPAS unmanned systems in controlled airspace

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(1)PRACE NAUKOWE POLITECHNIKI WARSZAWSKIEJ z. 123. Transport. 2018.  $ # Rzeszow University of Technology, Faculty of Mechanical Engineering and Aeronautics. ANALYSIS OF REGULATIONS CONCERNING IFR FLIGHTS OF RPAS UNMANNED SYSTEMS IN CONTROLLED AIRSPACE The manuscript was delivered, August 2018. Summary: Aerial vehicles class of RPAS (Remotely Piloted Aircraft Systems) is group of unmanned flying vehicles performing non-autonomous flights, controlled by ground operator. Civil market of RPAS applications is dynamically growing part of industry. European strategy establishes to create the environment for performing RPAS civil operations in common airspace (by the 2024-2028 years). Currently, in Europe, the dominant model for RPAS flights is airspace segregation. The aim of this paper is the identification of the fields in regulations which need to be developed towards fulfilment the requirements of RPAS flights integration in common airspace. The attention was focused on the unmanned aircraft operations on controlled airports and within controlled airports airspaces. The analysis of current RPAS regulations was performed with relation to the classification, safety of flights, certification and existing IFR RPAS procedures. The dependence between mass categorization of RPAS and level of allowed air operations was considered. Selected regulations of international institutions (ICAO, EASA) and national authorities (EU members and outside EU countries) were used. Performed analysis allowed to identify the advance of existing regulations, indicate the advantageous rules for RPAS flights and find the fields in which the further development or modifications are required towards the integration of RPAS IFR flights in common airspace. Keywords: RPAS, IFR flights integration, common airspace. 1. INTRODUCTION The article concerns the analysis of regulations developed for Remotely Piloted Aircraft Systems (RPAS). The mentioned aircrafts are unmanned flying vehicles which preform non-autonomous flights, controlled by ground operator. RPAS are part of wider family of Unmanned Aircraft Systems (UAS), which comprise both remotely-piloted and autonomous vehicles. Civil market of RPAS application is recognized as a separate branch of industry. This can extend the potential of manned aviation in the fields of information technologies and other branch of services (ex. delivery or medical care). The development of RPAS industry is supported at European level. An important part of RPAS policy is the integration of RPAS flights into the airspace. European strategy establishes to create the environment for.

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(3)  ž. performing RPAS civil operations integrated with manned aviation in uniform, non-segregated airspace. Currently the dominant model for RPAS operations is airspace segregation which involves the reservation of given airspace volume and do not integrate manned aviation. The integration process requires to solve several problems in technical and regulation fields such as certification, detect and avoid, airspace access, communication, security. Integration of RPAS is a complex process and it is divided into four main time-frames [11], [12] with gradual goals to achieve: 1. 2013 year – initial rules for Visual Line of Sight (VLOS) flights, 2. 2018 year – initial rules for accommodation (i.e. with some limitations) into common airspace in IFR and Beyond Visual Line of Sight (BVLOS) flights, 3. 2023 year – partial integration in non-segregated airspace, 4. 2028 year – full integration in non-segregated airspace. The aim of this article is to analyse existing regulations concerning RPAS flights. In particular, the analysis was focused on finding the regulations for operations in TMA areas and controlled airports. Integration of RPAS in TMA areas can bring new opportunities for RPAS services since the controlled airports are located in the neighbourhood of agglomerations. An important aspect of RPAS integration is the scale of unmanned aircraft. The scale of RPAS is mainly categorized with respect to aircraft operational mass. The categorization corresponds with the level of air operations and safety requirements applied. It was shown that RPAS categories strongly differ between the countries. According to the time-frame it was supposed to find initial or prototype regulations for IFR flights. However the integration is on-going process thus the regulations differ between the countries as well. Therefore the existing regulations for each type of RPAS operations were studied. The overall guidance on regulations construction is provided by ICAO regulation [13]. The document applies to RPAS integration in non-segregated airspace and aerodromes. Further on European Union level the RPAS are basically regulated by European Parliament and Council (EC). The EC regulation [9] establishes the EASA institution. The responsibility for regulations was shared between EASA and National Civil Aviation Authorities (CAAs). The regulations for RPAS with MTOM over 150 kg are provided by EASA [8] while CAAs provides regulations for MTOM not exceeding 150 kg. The recent regulation (EC) 2018/1139, [10], develops the rules for RPAS operations range which should be based on risk assessment in particular operation or type of operations. With relation to ATM aspects the regulations are developed by RPAS Steering Group [7]*, [11], [12] (* the publication has consultative character and do not constitute legal regulation) and also CAAs may develop own regulations. Thus the regulations advance is not-uniform due to many different sources of regulations. Generally, in existing regulations in Europe the dominant RPAS type of operations apply to BVLOS type of flights. The IFR flights of RPAS are allowed in selected countries. However, the existing IFR rules do not distinguish cases for RPAS category thus these systems have to comply with manned aviation regulations. This indicates that existing regulations may be too demanding for smaller RPAS with respect to flight performance. Simultaneously, it is allowed to develop on the national level special IFR procedures for RPAS, including SIDs and STARs [7]. Basing on performed analysis the fields in RPAS regulations where the further development or modifications are required.

(4) Analysis of regulations concerning IFR flights of RPAS unmanned systems in controlled airspace. 77. towards the RPAS integration was identified. The conclusions on potential way to develop RPAS regulations for IFR operations in controlled airports were described.. 2. INTERNATIONAL REGULATIONS FOR RPAS OPERATIONS The international rules for RPAS regulations construction are provided by ICAO organization. Published manual ICAO Doc. 10019 [13] describes the overall guidelines for RPAS regulations in the fields of certification, airworthiness, responsibilities, safety, air operations, aerodrome operations, ATM integrations. From the research goals the ATM integration principles are important. The integration of RPA in non-segregated controlled airspace must comply with existing ATM procedures or if full compliance is not possible, new ATM procedures should be considered by aviation authorities and/or ANSPs in consultation with stakeholders (airspace users). The basic regulation for RPAS in European Union is provided by European Parliament and Council regulation (EC) 216/2008 [9]. This regulation establishes European Aviation Safety Agency (EASA). According to [9] the regulations for RPAS with MTOM above 150 kg are subjected to EASA while for the RPAS with MTOM below 150 kg are subjected to national Civil Aviation Authorities (CAAs). The development of the regulations for RPAS operations is provided by regulation (EC) 2018/1139 where the range of RPAS operations should be based on risk assessment of particular operation or type of operations [10]. The EASA regulations for RPAS operations are under construction. However, prototype regulation [8] is published and it is supposed to have applicability since 2019 year. The three classes of RPAS are specified: open, specific and certified. The ‘open’ category concerns the smallest vehicles which are intended for wide range of users. This category is subdivided on four groups (A0 ~ A3) with respect to level of flight operations allowed:  A0: 50 m (150 ft) AGL in VLOS and with horizontal distance not exceeding 100 m, GS < 15 m/s, MTOM < 0,25 kg,  A1: 50 m (150 ft) AGL in VLOS, 1st person or follow-me mode, separated from people and obstacles, MTOM < 25 kg,  A2: 50 m (150 ft) AGL in VLOS, 50 m from uninvolved persons, with electronic identification and positioning devices, MTOM < 25 kg,  A3: 150 m (500 ft) AGL in VLOS, 50m from uninvolved persons, with electronic identification and positioning devices, MTOM < 25 kg. The ‘specific’ category has no strict level of air operations and it is determined for RPAS individually basing on risk assessment. The ‘certified’ category concerns the RPAS for professional applications. This category requires type certification and operator certificate and allows to perform IFR operations. However, this category is not regulated and therefore current EASA regulations do not concern RPAS IFR operations. Regarding the ATM requirements EUROCONTROL institution coordinate regulations for RPAS integration at European level [7]. Four types of air RPAS air operations are.

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(6)  ž. specified:  VLL (Very Low Level): up to 500 ft AGL altitude in VLOS or BVLOS,  IFR/VFR: between 500 ft AGL and FL 600,  VHL (Very High Level): altitudes above FL 600,  Transition: mixing of RPAS with manned aviation below 500 ft. The type of RPAS traffic is divided into 7 classes. The class VI of traffic is applicable for IFR flights in Network, SIDs and STARs procedures. In this class RPAS shall be capable of flying the procedures as designed for manned aviation. This results that integration of large RPAS in IFR flights is privileged. However, on national level it is allowed to accommodate small RPAS in flights above 500 ft basing on risk assessment.. 3. NATIONAL REGULATIONS FOR RPAS OPERATIONS On the national (state) level CAAs may develop own regulations with respect to ICAO standards. Depending on country the regulations advance differs. This concerns RPAS categorization, safety requirements and types of air operations. For selected countries the comparison of RPAS regulations was prepared.. 3.1. CLASSIFICATION The classification is mainly done with respect to aircraft mass. The basic division of 150 kg aircraft mass is remained. Moreover, there are many subcategories of RPAS weight below 150 kg. Table 1 presents the classification in selected countries. Table 1 RPAS classification No. Country. Classification criteria. RPAS categories. 1. Australia. MTOM. 2. Belgium. MTOM. 3. Croatia. MTOM. Micro RPA – weight less than 100 g Very small RPA – weight from 100 g and less than 2 kg Small RPA – weight from 2 kg and less than 25 kg Medium RPA – weight from 25 kg and less than 150 kg Large RPA – weight from and over 150 kg Class 1. MTOM from 5 kg and up to 150 kg Class 2. MTOM less than 5kg Class 5 – up to 5 kg Class 25 – from 5 kg up to 25 kg Class 150 – from 25 kg up to and including 150 kg RPA with kinetic energy up to 79J in free fall is excluded from regulation. Kinetic energy.

(7) Analysis of regulations concerning IFR flights of RPAS unmanned systems in controlled airspace. 79. Continued Table 1 No. Country. Classification criteria MTOM. 4. Czech Republic. 5. Germany. 6. Poland. MTOM and type of propulsion MTOM. 7. Switzerland. MTOM. 8. Spain. MTOM. 9. United Kingdom. MTOM. RPAS categories Category 1 – up to and including 0.91 kg Category 2 – over 0.91 kg up to 7 kg Category 3 – from 7 kg up to and including 20 kg Category 4 – over 20 kg Category 1 – up to and including 5 kg with electrical engine Category 2 – over 5 kg up to and including 25 kg Category 3 – over 25 kg Category 1 – below 5 kg Category 2 – over 5 kg and below 25 kg Category 3 – over 25 kg and below 150 kg Category 1 – up to and including 30 kg Category 2 – over 30 kg Category 1 – Up to 2kg Category 2 – Up to 10 kg Category 3 – Up to 25 kg Category 4 – From 25 kg and up to 150 kg Small Unmanned Aircraft (SUA) – 20 kg and less Light UAS – over 20 kg and up to and including 150 kg UAS – over 150 kg. 3.2. SAFETY REQUIREMENTS The important safety requirements with relation to RPAS classification are presented below. There are differences in safety level and types of requirements. Table 2 RPAS safety requirements No. Country Australia. 1. Belgium. 2. Croatia. RPAS category Small, Medium and Large Class 1 Class 2 Class 1, 2. Any mass category. Safety rules For commercial use remote pilot license for individual flights. The operators need to obtain operator’s certificate. Attestation of R.P.A. Pilot is required License of R.P.A. Pilot is required a) Operations on ATS routes, passenger transport, postal and freight transport, throwing objects and spraying, drag, aerobatics, formation flights are banned b) Operations in the distance up to 1,5 NM from aerodrome allowed under prior permission of aerodrome operator c) Flight manual and operational manual are required a) RPA operator insurance required in accordance with compulsory traffic insurance regulation b) Identification plate or sticker required with the RPA identification tag, name, address and contact information c) minimal safe distance from any obstacles, people or animals is 30m; minimal safe distance from group of people is 150 m; minimal safe distance from the airport or approaching/outgoing aircraft is 3km d) flights with the distance up to 500m from an operator.

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(9)  ž. Continued Table 2 No. Country. 3. Czech Republic. 4. Germany. 5. Poland. RPAS category Category 2, 3, 4. Category 1 Category 2 Catgory 1, 2, 3 Category 2,3. 6. Switzerland. Category 1, 2. 7. Spain. Category 1, 2, 3. 8. United Kingdom. SUA Light UAS. Safety rules Requirements (in commercial flights): Built-in safety system for %. 

(10)   Â! Q% (#&( à X†¬Y [Ä . registration and competence test; authorization to fly; identification label and registration mark; operating manual; occurrences reporting Safety distance (minima): 50 m from person during T-O /landing; 100 m from person /vehicle/construction during flight; 150 m from congested area (horizontal distances) Meteorological minima: clear of clouds for fights in class G airspace; 1500 m horizontal and 300 m vertical distance from cloud for flights in other class of airspace Operations without authorization allowed Authorization for operations required Remote Pilot License required for commercial RPAS use. Flights in CTR, ATZ and P, D, R areas after approval. Registration in Special category, operational instruction, registration marks are required No authorization required for commercial flights. Minimum 100 m of safety distance around the crowd. No registration and certification required for MTOM < 25 kg Safety distance of 50 m with respect to buildings/structures/persons RPA operations during the day light and under in VMC T-O/landing zone safety distance of 30 m from persons Overflight of industry/ transport/energy infrastructure in safety distance of 50 m vertical and 25 m horizontal Minimum pilot age 18, medical certificate, proof of aircraft/pilot theoretical knowledge (pilot license, etc.) Required: operating permission and pilot qualification Required: airworthiness approval, registration, operating permission, pilot qualification. 3.3. TYPE OF AIR OPERATIONS The majority of countries already have regulations for BVLOS operations in uncontrolled airspace. If flights in controlled airspace are allowed, the additional restrictions usually exist. It was supposed to find existing regulations IFR operations in controlled airspace. However, only few countries regulate this type of air operations. Table 3 RPAS air operations types Nr. Country. 1. Australia. RPAS category Very small, small, medium, large. Airspace operations Controlled airspace IFR operations allowed under conditions. Area must be approved for RPAS operations in accordance with ATC clearance. Radio communication is required..

(11) Analysis of regulations concerning IFR flights of RPAS unmanned systems in controlled airspace. 81. Continued Table 3 Nr. Country. 2. Belgium. RPAS category Class 1 Class 2. 3 4. Croatia Czech Republic. Any class Category 2,3,4. Category 1. 5. Germany. Category 1, 2. Category 3 6. Poland. 7. Switzerland. Category 1, 2. 8. Spain. Category 1, 2, 3 non- certified. 9. United Kingdom. Airspace operations Any aviation activity limited to VLOS and up to height of 300 feet AGL in uncontrolled airspace Aerial photography, surveying and observation in VLOS and up to 150 feet AGL in uncontrolled airspace VLOS operations allowed in day light conditions Operations in class G airspace up to 300 m AGL altitude Operations in ATZ up to 100 m AGL and minimum 5,5 km distance from airport Operations in control zones up to 100 m AGL and minimum 5,5 km distance from airport Operations in VLOS and BVLOS allowed Operations in VLOS allowed Below 100 m AGL in uncontrolled airspace and 50 m AGL in controlled airspace Minimum 1,5 km distance from airport Air operations prohibited – rules under construction Operations in VLOS allowed Operations in BVLOS allowed only in segregated airspace VFR/IFR operations foreseen in under condition of adequate equipment and flight plan. Operations in VLOS allowed Below 150 m AGL in CTR zones, Minimum 5 km distance from airport Operations in VLOS, EVLOS, BVLOS in uncontrolled airspace allowed up to 150 m. Category 1, 2, 3 certified. Flights in controlled airspace allowed. SUA, Light UAS. VLOS operation allowed to maximum horizontal distance of 500 m and vertical 400 ft from the Remote Pilot. EVLOS operations allowed within or beyond 500 m / 400 ft from the Remote Pilot. BVLOS operations allowed. IFR operations allowed – UAS must comply with IFR rules, communication between Remote Pilot and ATS must be provided, method for assuring terrain clearance is required; Standard Operating Procedures for T-O/landing, en-route, loss of control, critical failure are required.. 4. CONCLUSIONS The general development of RPAS regulation progress in accordance with applied in Europe time-frame. Most of countries have already regulations for flights in VLOS in uncontrolled airspace. These types of flights are suitable for EASA ‘open’ categories A0~A3. The VLOS flights cover VLL type of air operation specified by.

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(13)  ž. EUROCONTROL. It can be seen that national regulations for these types of flights corresponds with international regulations. However, the national regulations in some cases allow to operate aircrafts between 25 and 150 kg (heavier than A3 category) while the maximal height can be beyond 500 ft (ex. Germany). On the other hand BVLOS operations are not common even being allowed in VLL operations. This type of operations in most cases cannot be treated as integration since segregation of airspace is required (ex. Poland). Thus there is still a gap for development of BVLOS rules for integration. The regulations development for flights in controlled airspace is more complex. The ICAO guidance provides a background to put RPAS flights in controlled airspace in IFR/VFR flights and controlled airport operations. However, the principles of integration the controlled airspace operations are not detailed therefore stakeholders have to develop the regulations to comply general requirements. Both international institutions and CAAs may develop regulations for flights in controlled airspace. Thus the advance in IFR regulations is not-uniform. At European level, the regulations for certification specifications are undeveloped yet. This result in differences in requirements for certification on national level. The ATM guidelines for IFR operations allow to put RPAS flights into Network, SIDs and STARs procedures (Class VI of traffic, EUROCONTROL). In principle RPAS shall comply with procedures designed for manned aviation. This is caused by safety of operations in mixed environment and it is beneficial for large scale RPAS. Only few countries have basic regulations for RPAS IFR operations (ex. Australia, Poland, and United Kingdom). Simultaneously, these regulations require complying with manned aviation procedures and level of equipment. The requirement for manned aviation procedures compliance cannot be treated as a restriction. More, it should be noted that having no pilot on-board the additional procedures for safety of flights may be required. The good example is United Kingdom regulations which regulate method for terrain clearance and loss of control or critical failure procedures. On national level there is a potential for small RPAS integration into IFR flights. Most of countries specify an RPAS category with operational mass between 25 kg and 150 kg. The performances of this category allow to perform professional applications despite the cruise, climb or descent performance profile could be lower than manned aviation. It is also allowed at national level to accommodate small RPAS in controlled airspace basing on risk assessment. This creates a field for research in fitting small RPAS into controlled airspace. The ICAO principles for RPAS integration foreseen the development procedures designated for small RPAS. For these controlled airports in which traffic is relatively at low level the small RPAS could operate. This can extend the potential of RPAS services market. This is because specialized services of RPAS are expected over agglomeration/industrial areas where small RPAS will be competitive to other types of aviation.. 5. ACRONYMS ANSP – Aeronautical Navigation Services Provider ATM – Air Traffic Management BVLOS – Beyond Visual Line of Sight.

(14) Analysis of regulations concerning IFR flights of RPAS unmanned systems in controlled airspace. 83. CAA – Civil Aviation Authority EASA – European Aviation Safety Agency EVLOS – Extended Visual Line of Sight ICAO – International Civil Aviation Organization MTOM – Maximum take-off mass RPAS – Remotely Piloted Aircraft System SID – Standard Instrument Departure STAR – Standard Instrument Arrival TMA – Terminal Manoeuvring Area VLOS – Visual Line of Sight VLL – Very Low Level VMC – Visual meteorological conditions. Bibliography 1. Belgian CAA “Mobilit”. (2016). Royal decree regarding the use of remote controlled aircraft in the Belgian airspace. Source: http://www.ejustice.just.fgov.be 2. Bundesgesetzblatt Online. (2017). Verordnung zur Regelung des Betriebs von unbemannten Fluggeräten. Germany (www.bgbl.de). 3. Civil Aviation Safety Authority. (2003). Civil Aviation Safety Regulations (CASR) Part 101, Unmanned aircraft and rocket operations. Australia. 4. Civil Aviation Safety Authority. (2016). Civil Aviation Legislation Amendment (Part 101), Regulation 2016. Australia. 5. “

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(19)  niektórych przepisów ustawy – Prawo lotnicze (Poz. 440). 6. Dziennik Ustaw Rzeczypospolitej Polskiej. (2017). Ustawa z dnia 3 lipca 2002 Prawo Lotnicze. Dz.U.2017.959 oraz 1089. 7. EUROCONTROL. (2017). RPAS ATM CONOPS. Edition 4. Belgium. 8. European Aviation Safety Agency (EASA). (2016). ‘Prototype’ Commission Regulation on Unmanned Aircraft Operations. 9. European Parliament and of the Council. (2008). Regulation (EU) No 216/2008 of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, EU Official Journal, Brussels. 10. European Parliament and of the Council. (2018). Regulation (EU) No 2018/1139 of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, EU Official Journal, Brussels. 11. European RPAS Steering Group. (2013). A Regulatory Approach for the integration of civil RPAS into the European Aviation System, Annex 1 for Roadmap Final report. 12. European RPAS Steering Group. (2013). Roadmap for the integration of civil Remotely-Piloted Aircraft Systems into European Aviation System, Final report. 13. International Civil Aviation Organization (ICAO). (2015). Manual on Remotely Piloted Aircraft Systems (RPAS), Doc 10019 AN/507. 14. Ministarstvo Pomorstva, Prometa i Infrastrukture. (2015). Pravilnik o Sustavima Bespilotnih Zrakoplova. Croatia. 15. Ministarstvo Pomorstva, Prometa i Infrastrukture. (2015). Pravilnik o Sustavima Bespilotnih Zrakoplova, Dodatak 1-5. Croatia. 16. Ministerio de la Presidencia y para las Administraciones Territoriales. (2017). Documento BOE-A-201715721. Spain. 17. Safety and Airspace Regulation Group. (2015). Unmanned Aircraft System Operations in UK Airspace – Guidance (CAP 722). United Kingdom. 18. Szymanski, P. Remotely Piloted Aircraft Systems in Poland, Civil Aviation Authority..

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