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C O L L O Q U I U M M A T H E M A T I C U M

VOL. LXIX 1995 FASC. 1

ON EULER–VON MANGOLDT’S EQUATION

BY

MARIUSZ S K A L B A (WARSZAWA)

The title equation

X

n=1

µ(n) n = 0,

elementarily equivalent to the prime number theorem, was conjectured by Euler and proved by von Mangoldt. We shall prove here a much more general theorem:

Theorem. Let F be an algebraic number field and A an arbitrary non- empty set of prime ideals of the ring of integers O F . Then

(1) X

a

µ A (a) N (a) = Y

p∈A



1 − 1 N (p)

 ,

where the sum is extended over all integral ideals of O F and µ A is defined by µ A (a) = µ(a) if a is not divisible by any prime ideal outside A and µ A (a) = 0 otherwise.

Lemma 1 (Axer’s theorem, [1]). Let f (a) be an ideal-theoretic function satisfying

X

N (a)≤x

|f (a)| = O(x), X

N (a)≤x

f (a) = o(x).

Then

X

N (a)≤x

 α x

N (a) −

 x N (a)



F



f (a) = o(x), where

[x] F = |{a C O F : N (a) ≤ x}| = αx + O(x 1−1/k ), k = (F : Q), and α = α F .

1991 Mathematics Subject Classification: 11M41, 11R44.

[143]

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144 M. S K A L B A

Lemma 2 (the simplest sieve). Let B be a set of prime ideals of O F such that

X

p∈B

1

N (p) = ∞.

Then

N P \B (x) = |{a C O F : N (a) ≤ x and p|a ⇒ p ∈ P \ B}| = o(x).

P r o o f o f t h e T h e o r e m. We shall distinguish three cases.

C a s e 1: P

p∈A 1/N (p) < ∞. This implies that the product on the right-hand side of (1) is absolutely convergent. Hence (1) holds.

C a s e 2: P

p∈P \A 1/N (p) < ∞. This case is a classical one; we multiply two convergent Dirichlet series, the second of them is absolutely convergent:

X

a

µ(a)

N (a) · X

a∈N

P \A

1

N (a) = X

a

µ A (a) N (a) .

The first one is convergent to 0 by Landau [3] (the special case F = Q by von Mangoldt [4]) and because the above multiplication is allowed we obtain (1) also in this case.

C a s e 3: P

p∈A 1/N (p) = ∞ and P

p∈P \A 1/N (p) = ∞. This is the most interesting case. We estimate as follows:

αx X

N (a)≤x

µ A (a) N (a)

X

N (a)≤x

 α x

N (a) −

 x N (a)



F

 µ A (a)

(2)

+

X

N (a)≤x

 x N (a)



F

µ A (a) .

The first term on the right-hand side is o(x) by Lemma 1, applied to f (a) = µ A (a); the assumptions of Lemma 1 are satisfied in view of Lemma 2 and the inequality

X

N (a)≤x

A (a)| ≤ N A (x).

The second term on the right-hand side of (2) is o(x) by the identity X

N (a)≤x

 x N (a)



F

µ A (a) = X

N (c)≤x

X

a|c

µ A (a) = N P \A (x) and Lemma 2. Hence

αx X

N (a)≤x

µ A (a)

N (a) = o(x) + o(x) = o(x)

and the proof of the Theorem has been finished.

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EULER–VON MANGOLDT’S EQUATION

145

R e m a r k 1. In the case F = Q one can dispense with Axer’s theorem because of the straightforward estimation

X

n≤x

 x n −  x

n



µ A (n)

≤ X

n≤x

A (n)| = o(x) and the proof becomes very easy!

R e m a r k 2. Using a standard sieve result ([2], p. 72, Corollary 2.3.1) and the above method of estimation one can obtain quantitative versions of the Theorem.

Proposition. Assume that A 1 ∪ A 2 = P , A 1 ∩ A 2 = ∅, and for each i = 1, 2 there exist δ i > 0 and M i ∈ R such that

X

p≤x, p∈A

i

1

p ≥ δ i log log x − M i . Then

X

n≤x

µ A

i

(n)

n = O((log x) − min(δ

1

2

) ).

As a very special corollary we obtain

Corollary. Let A i = {p ∈ P : p ≡ i mod 4} for i = 1, 3. Then X

n≤x

µ A

i

(n)

n = O

 1

√ log x



for i = 1, 3.

Acknowledgments. I want to thank an anonymous referee for his critical remarks and several improvements.

REFERENCES

[1] A. A x e r, Beitrag zur Kenntnis der zahlentheoretischen Funktionen µ(n) und λ(n), Prace Mat.-Fiz. 21 (1910), 65–95.

[2] H. H a l b e r s t a m and H. E. R i c h e r t, Sieve Methods, Academic Press, 1974.

[3] E. L a n d a u, ¨ Uber die zahlentheoretische Funktion µ(k), Wiener Sitzungsber. 112 (1903), 537–570.

[4] H. v o n M a n g o l d t, Beweis der Gleichung P

k=1

µ(k)/k = 0, Sitzungsber. K¨ onigl.

Preuss. Akad. Wiss. Berlin 1897, 849–851.

Current address:

INSTITUTE OF MATHEMATICS INSTITUT F ¨ UR ALGEBRA

WARSAW UNIVERSITY UND DISKRETE MATHEMATIK

BANACHA 2 TECHNISCHE UNIVERSIT ¨ AT-WIEN

02-097 WARSZAWA, POLAND WIEDNER HAUPTSTRASSE 8-10/118 A-1040 WIEN, AUSTRIA

Re¸ cu par la R´ edaction le 7.2.1994;

en version modifi´ ee le 26.10.1994

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