POLONICI MATHEMATICI LVIII.1 (1993)
On homeomorphic and diffeomorphic solutions of the Abel equation on the plane
by Zbigniew Le´ sniak (Krak´ow)
Abstract. We consider the Abel equation ϕ[f (x)] = ϕ(x) + a
on the plane R2, where f is a free mapping (i.e. f is an orientation preserving homeomor- phism of the plane onto itself with no fixed points). We find all its homeomorphic and diffeomorphic solutions ϕ having positive Jacobian. Moreover, we give some conditions which are equivalent to f being conjugate to a translation.
The aim of this paper is to find all homeomorphic and diffeomorphic solutions with positive Jacobian of the Abel equation
(1) ϕ[f (x)] = ϕ(x) + a
on the plane R
2. We assume that a 6= (0, 0) and f is an orientation pre- serving homeomorphism of the plane onto itself with no fixed points (such a homeomorphism will be called a free mapping). By a curve is meant a homeomorphic image of a straight line. A curve is said to be a line (an open line in [4]) if it is a closed set.
1. We note that the existence of homeomorphic solutions ϕ of (1) is equivalent to f being conjugate to the translation T (x) = x + a (i.e. f = ϕ
−1◦ T ◦ ϕ, where ϕ is a homeomorphism). S. Andrea [1] has proved that a free mapping f is conjugate to a translation if and only if
(H) for all x, y ∈ R
2there exists a curve segment C with endpoints x, y such that f
n[C] → ∞ as n → ∓∞, where f
nis the nth iterate of f . In the present paper we give some other conditions equivalent to (H).
We introduce the following conditions:
1991 Mathematics Subject Classification: Primary 39B10; Secondary 54H20, 26A18.
Key words and phrases: functional Abel equation, free mapping.
(A) There exists a homeomorphism ϕ of the plane onto itself satisfy- ing (1).
(A
′) There exists a homeomorphism ϕ of the plane into itself satisfy- ing (1).
(B) There exists a line K such that
(2) K ∩ f [K] = ∅,
(3) U
0∩ f [U
0] = ∅,
(4) [
n∈Z
f
n[U
0] = R
2,
where U
0:= M
0∪ f [K] and M
0is the strip bounded by K and f [K]. (See Fig. 1.)
Fig. 1
Fig. 2
(C) There exist a family of curves {C
α: α ∈ I} and a line K such that
(5) f [C
α] = C
αfor α ∈ I,
(6) C
α∩ C
β= ∅ for α, β ∈ I, α 6= β , (7) card(K ∩ C
α) = 1 for α ∈ I ,
(8) [
α∈I
C
α= R
2. (See Fig. 2.) We shall show
Theorem 1. If f is a free mapping, then conditions (A), (A
′), (B) and (C) are equivalent.
2. First note the following
Lemma 1. Let a = (a
1, a
2) ∈ R
2\ {(0, 0)} and T (x) := x + a for x ∈ R
2. Then there exists a homeomorphism ψ of the plane onto itself such that (9) T (x) = ψ
−1[ψ(x) + (1, 0)] .
P r o o f. Set
ψ(x
1, x
2) = 1 a
1x
1, − a
2a
1x
1+ x
2if a
16= 0 , ψ(x
1, x
2) = 1
a
2x
2, x
1if a
1= 0 . By Lemma 1, from now on we may assume that a = (1, 0).
Lemma 2. If f is a free mapping, then (A
′) implies (B).
P r o o f. Since ϕ is a homeomorphism, ϕ[R
2] is a region. Moreover, ϕ[R
2]
= ϕ[R
2] + (1, 0). Put T (x
1, x
2) := (x
1+ 1, x
2) and T
0(x
1, x
2) := (x
1, x
2) for (x
1, x
2) ∈ ϕ[R
2]. Write L := {(x
1, x
2) ∈ ϕ[R
2] : x
1= 0}. Since T
n[L] = {(x
1, x
2) ∈ ϕ[R
2] : x
1= n} for n ∈ Z, we have
(10) T
n[L] ∩ T
m[L] = ∅ for n, m ∈ Z, n 6= m .
Put L
n:= T
n[L], N
n:= {(x
1, x
2) ∈ ϕ[R
2] : x
1∈ (n, n + 1)} and W
n:=
N
n∪ L
n+1for n ∈ Z. Note that
N
n= T
n[N
0] for n ∈ Z , W
0∩ W
n= ∅ for n ∈ Z \ {0}, [
n∈Z
W
n= ϕ[R
2] .
Put K := ϕ
−1[L] and K
n:= f
n[K] for n ∈ Z. By (A
′), ϕ ◦ f
n= T
n◦ ϕ, whence
(11) f
n◦ ϕ
−1= ϕ
−1◦ T
n.
Hence
(12) K
n= f
n[ϕ
−1[L]] = ϕ
−1[T
n[L]] = ϕ
−1[L
n] .
Therefore, by (10), K
n∩ K
m= ∅ for n, m ∈ Z, n 6= m.
Since K = ϕ
−1[L] and L is closed in ϕ[R
2], the curve K is a line, and so is K
n= f
n[K] for every n ∈ Z.
For each n ∈ Z, denote by M
nthe strip bounded by K
nand K
n+1. Since ϕ is a homeomorphism,
(13) M
n= ϕ
−1[N
n] for n ∈ Z . Hence by (11) we have
(14) f
n[M
0] = f
n[ϕ
−1[N
0]] = ϕ
−1[T
n[N
0]] = ϕ
−1[N
n] = M
nfor n ∈ Z.
Put U
n:= M
n∪ K
n+1for n ∈ Z. Then by (12) and (13), U
n= ϕ
−1[N
n∪ L
n+1] = ϕ
−1[W
n] and by (14),
U
n= f
n[M
0∪ f [K]] = f
n[U
0] . Hence
[
n∈Z
f
n[U
0] = [
n∈Z
U
n= ϕ
−1h [
n∈Z
W
ni
= R
2and
f [U
0] ∩ U
0= U
1∩ U
0= ϕ
−1[W
1∩ W
0] = ∅ . This completes the proof.
Theorem 2. Let f be a free mapping of the plane onto itself and let a = (a
1, a
2) ∈ R
2\ {(0, 0)}. Assume that condition (B) is satisfied. Let ϕ
0: U
0∪ K → R
2be continuous and suppose
(15) ϕ
0[f (x)] = ϕ
0(x) + a for x ∈ K . Then:
(a) There exists a unique solution ϕ of (1) such that (16) ϕ(x) = ϕ
0(x) for x ∈ U
0∪ K . This solution ϕ is continuous.
(b) If ϕ
0is one-to-one and ϕ
0[U
0] ∩ (ϕ
0[U
0] + ka) = ∅ for all k ∈ Z \ {0}
then ϕ is a homeomorphism.
(c) If ϕ
0is one-to-one, ϕ
0[K] is a line and ϕ
0[K]∩ D
γ6= ∅ for all γ ∈ R, where D
γ= {(x
1, x
2) ∈ R
2: a
2x
1− a
1x
2= γ}, then ϕ is a homeomorphism.
(d) If ϕ
0is one-to-one, ϕ
0[K] is a line, ϕ
0[K] ∩ D
γ6= ∅ for all γ ∈ R, and ϕ
0[int U
0] = N
0, where N
0is the strip bounded by ϕ
0[K] and ϕ
0[K]+a, then ϕ is a homeomorphism of R
2onto itself. (See Fig. 3.)
P r o o f. Since K ∩ f [K] = ∅,
f
n[K] ∩ f
n+1[K] = ∅ for n ∈ Z .
Fig. 3
Moreover, for each n ∈ Z, the curve f
n[K] is a line, since so is K. Denote by M
nthe strip bounded by f
n[K] and f
n+1[K]. Let U
n:= M
n∪ f
n+1[K]
for n ∈ Z. Since f is a homeomorphism,
U
n= f
n[U
0] for n ∈ Z .
Furthermore, for every n ∈ Z, f
n[K] lies in the strip between f
n−1[K] and f
n+1[K], f
n−1[K] ∩ M
n= ∅ and f
n+1[K] ∩ M
n−1= ∅. Otherwise we would have f
n−1[U
0] ∩ f
n[U
0] 6= ∅, which contradicts (3).
Define ϕ : R
2→ R
2by setting
(17) ϕ(x) = ϕ
0[f
−k(x)] + ka, x ∈ U
k, k ∈ Z .
It is clear that ϕ is a unique solution of (1) satisfying (16) and that ϕ is continuous in S
n∈Z
int U
n.
Take any x
0∈ K. We now show that ϕ is continuous at x
0. Let P be a closed disc with centre at x
0such that P ∩ f
−1[K] 6= ∅ and P ∩ f [K] 6= ∅.
Then P ∩ f
−1[K] and P ∩ f [K] are compact. Let R be an open disc with centre at x
0and radius smaller than min{̺(x
0, P ∩f
−1[K]), ̺(x
0, P ∩f [K])}, where ̺ is the Euclidean metric on the plane. Then we have
(18) R ∩ f
−1[K] = ∅ and R ∩ f [K] = ∅ .
Put R
1:= R ∩ int U
0, R
2:= R ∩ int U
−1, R
0:= R ∩ K. Then ϕ(x) =
ϕ
0(x) for x ∈ R
1, and ϕ(x) = ϕ
0[f (x)] − a for x ∈ R
2∪ R
0. As x
0∈ R
0we
hence get ϕ(x
0) = ϕ
0(x
0) by (15).
Let x
k→ x
0, x
k∈ R. If x
k∈ R
1∪ R
0, then
k→∞
lim ϕ(x
k) = lim
k→∞
ϕ
0(x
k) = ϕ
0(x
0) = ϕ(x
0) ,
because ϕ
0is continuous in R
1∪ R
0⊂ K ∪ U
0. If x
k∈ R
2, then f (x
k) ∈ U
0and f (x
k) → f (x
0) ∈ U
0. Thus
k→∞
lim ϕ(x
k) = lim
k→∞
(ϕ
0[f (x
k)] − a) = ϕ
0[f (x
0)] − a = ϕ
0(x
0) = ϕ(x
0) , because ϕ
0is continuous in U
0and x
0∈ K. Consequently, ϕ is continuous at x
0∈ K.
Let x
0∈ R
2\ S
k∈Z
int U
k. There exists an m ∈ Z such that x
0∈ U
m\ int U
m= f
m+1[K]. Let V be a neighbourhood of x
0such that V ∩f
m[K] = ∅ and V ∩f
m+2[K] = ∅ (proceed as in the proof of the existence of R satisfying (18)). Note that V ⊂ U
m∪ int U
m+1, thus f
−m−1[V ] ⊂ U
−1∪ int U
0and f
−m−1[V ] is a neighbourhood of f
−m−1(x
0) ∈ K.
Take any sequence {x
k} in V such that x
k→ x
0. Then f
−m−1(x
k) → f
−m−1(x
0). Since ϕ is continuous on K and f
−m−1(x
0) ∈ K, we have ϕ[f
−m−1(x
k)] → ϕ[f
−m−1(x
0)]. From (17) we have
ϕ(x
0) = ϕ
0[f
−m−1(x
0)] + (m + 1)a and
ϕ(x
k) = ϕ
0[f
−m−1(x
k)] + (m + 1)a for k ∈ N . Thus ϕ(x
k) → ϕ(x
0). Consequently, ϕ is continuous on the plane.
Now assume, in addition, that ϕ is one-to-one in U
0∪K and ϕ
0(x)+na 6∈
ϕ
0[U
0] for all x ∈ U
0and n ∈ Z \ {0}. We show that ϕ is one-to-one in the plane. Suppose x, y ∈ R
2and ϕ(x) = ϕ(y). By (4), x ∈ U
kand y ∈ U
lfor some k, l ∈ Z. From (17) it follows that
ϕ(x) = ϕ
0[f
−k(x)] + ka, ϕ(y) = ϕ
0[f
−l(y)] + la . Therefore
ϕ
0[f
−k(x)] = ϕ
0[f
−l(y)] + (l − k)a .
Suppose that l − k 6= 0. Then ϕ
0[f
−l(y)] + (l − k)a 6∈ ϕ
0[U
0], since f
−l(y) ∈ U
0. Hence ϕ
0[f
−k(x)] 6∈ ϕ
0[U
0], which is a contradiction, since f
−k(x) ∈ U
0. Thus l = k, and consequently x = y. Note that ϕ, being a continuous one- to-one mapping of R
2into R
2, is a homeomorphism (see [3], p. 186).
Now we show (c). Note that ϕ[K] + a = ϕ[f [K]]. Moreover, as D
γ∩ ϕ
0[K] 6= ∅, we have D
γ∩ ϕ
0[f [K]] 6= ∅. Since ϕ|
int U0is continuous and one- to-one, it is a homeomorphism and ϕ[int U
0] is a region. Moreover, ϕ(x) 6∈
ϕ[int U
0], for every x ∈ K ∪f [K], since ϕ is one-to-one in U
0∪K. Hence each
y ∈ ϕ[K]∪ϕ[f [K]] is a boundary point of ϕ[int U
0], since ϕ
0is continuous on
U
0∪ K. Therefore ϕ[int U
0] ⊂ N
0, because ϕ
0[K] ∩ D
γ6= ∅ and ϕ
0[f [K]] ∩
D
γ6= ∅ for γ ∈ R and ϕ
0[K] is a line.
Let x, y ∈ R
2. Then x ∈ U
kand y ∈ U
lfor some k, l ∈ Z. Assume that ϕ(x) = ϕ(y). Then
ϕ
0[f
−k(x)] = ϕ
0[f
−l(y)] + (l − k)a .
Since ϕ
0[U
0] ⊂ N
0∪ ϕ
0[f [K]], we have l − k = 0, whence x = y. Thus ϕ is continuous and one-to-one, and hence a homeomorphism.
Assume, in addition, that ϕ
0[int U
0] = N
0. Put W
0:= N
0∪ (ϕ[K] + a).
Then W
0= ϕ[U
0]. Let y ∈ R
2. Then there exists an n ∈ Z such that y − na ∈ W
0. Take an x ∈ U
0such that ϕ(x) = y − na. Then by (1),
ϕ[f
n(x)] = ϕ(x) + na = y .
Thus ϕ[R
2] = R
2. Consequently, ϕ is a homeomorphism of R
2onto itself satisfying (1). This completes the proof.
Obviously, we also have the following
R e m a r k 1. Let f be a free mapping of the plane onto itself and let a = (a
1, a
2) ∈ R
2\ {(0, 0)}. Assume that condition (B) is satisfied. Let ϕ be any homeomorphic solution of equation (1). Let ϕ
0:= ϕ|
U0∪K. Then
(a) ϕ
0is one-to-one and ϕ
0[U
0] ∩ (ϕ
0[U
0] + ka) = ∅ for k ∈ Z \ {0};
(b) if ϕ is a homeomorphism of R
2onto itself, then ϕ
0is one-to-one, ϕ
0[K] is a line, ϕ
0[K] ∩ D
γ6= ∅ for γ ∈ R, and ϕ
0[int U
0] = N
0, where D
γand N
0are as in the statement of Theorem 2.
From part (d) of Theorem 2 we have
Corollary 1. If f is a free mapping, then (B) implies (A).
From Lemma 2, Corollary 1 and the fact that (A) implies (A
′) we have Corollary 2. Let f be a free mapping. Then conditions (A), (A
′) and (B) are equivalent.
Now we are going to prove
Lemma 3. Let f be a free mapping. Then (A) implies (C).
P r o o f. Put L := {(x
1, x
2) ∈ R
2: x
1= 0}, and D
α:= {(x
1, x
2) ∈ R
2: x
2= α} for α ∈ R. Let K := ϕ
−1[L] and C
α:= ϕ
−1[D
α] for α ∈ R, where ϕ is a homeomorphism satisfying ϕ ◦ f = T ◦ ϕ with T (x
1, x
2) = (x
1+ 1, x
2) for x
1, x
2∈ R. Let I := R. Since f ◦ ϕ
−1= ϕ
−1◦ T and T [D
α] = D
αfor α ∈ R, we have
f [C
α] = ϕ
−1[T [D
α]] = ϕ
−1[D
α] = C
αfor α ∈ R . Moreover, note that
C
α∩ C
β= ϕ
−1[D
α∩ D
β] = ∅ for α, β ∈ R, α 6= β , [
α∈R
C
α= ϕ
−1h [
α∈R
D
αi
= ϕ
−1[R
2] = R
2and
card(K ∩ C
α) = card ϕ
−1[L ∩ D
α] = card(L ∩ D
α) = 1 for α ∈ R. This completes the proof.
Theorem 3. Let f be a free mapping. Then condition (C) implies (B).
P r o o f. Suppose that (C) holds.
1. First, we show that for the line K which appears in (C), K ∩ f [K]=∅.
Suppose x
0∈ K ∩ f [K]. On account of (8), x
0∈ C
αfor some α ∈ I.
By (5) we get f
−1(x
0) ∈ C
α, and clearly f
−1(x
0) ∈ K. Since card(K∩C
α) = 1, x
0= f
−1(x
0). Hence x
0is a fixed point of f , a contradiction.
2. Now we prove that
card(f
n[K] ∩ C
α) = 1 for α ∈ I and n ∈ Z . Fix any α ∈ I. Let n ∈ Z \ {0}. Take x
0∈ K ∩ C
α. By (5),
f
n(x
0) ∈ f
n[K] ∩ C
α.
Suppose there exist y
1, y
2∈ f
n[K] ∩ C
αsuch that y
16= y
2. Then f
−n(y
1), f
−n(y
2) ∈ K ∩ C
αand f
−n(y
1) 6= f
−n(y
2), which contradicts (7).
3. Let x ∈ C
α. We now prove that, for every n ∈ Z, f
n+1(x) lies between f
n(x) and f
n+2(x) on the curve C
α. For any x, y ∈ C
αdenote by hx, yi the segment of C
αwith endpoints x, y. Let (x, y) := hx, yi \ {x, y}.
Let n ∈ Z. If f
n+2(x) ∈ (f
n(x), f
n+1(x)) ⊂ C
α, then
f (hf
n(x), f
n+1(x)i) = hf
n+2(x), f
n+1(x)i ⊂ hf
n(x), f
n+1(x)i . Hence by Brouwer’s Theorem f has a fixed point, which is impossible. Simi- larly, if f
n(x) ∈ (f
n+1(x), f
n+2(x)) ⊂ C
α, then
f
−1(hf
n+1(x), f
n+2(x)i) = hf
n+1(x), f
n(x)i ⊂ hf
n+1(x), f
n+2(x)i . Hence f
−1has a fixed point, contradiction again. Thus
(19) f
n+1(x) ∈ (f
n(x), f
n+2(x)) .
4. Now we show that (3) holds. Since, f
n[K] is a line for all n ∈ Z, R
2\ f
n[K] consists of two unbounded regions, called the side domains of f
n[K]. Since K ∩ f [K] = ∅, we have f
n[K] ∩ f
n+1[K] = ∅ for all n ∈ Z. For each n ∈ Z, denote by M
nthe strip between the lines f
n[K] and f
n+1[K].
Let M
+nbe the side domain of f
n+1[K] which does not contain the line f
n[K], and M
−nthe side domain of f
n[K] which does not contain f
n+1[K].
Then
M
−n∪ f
n[K] ∪ M
n∪ f
n+1[K] ∪ M
+n= R
2for n ∈ Z .
Now we show that f
n+2[K] ⊂ M
+nfor n ∈ Z. Suppose otherwise. Then for some n ∈ Z,
(20) f
n+2[K] ⊂ M
−n∪ f
n[K] ∪ M
n,
since f
n+2[K] ∩ f
n+1[K] = ∅. Take any x
0∈ K. By (8), x
0∈ C
αfor some α ∈ I. By (5), f
n(x
0) ∈ C
αfor all n ∈ Z. From (20) we obtain f
n+2(x
0) ∈ M
−n∪ f
n[K] ∪ M
n. Thus by (19),
C
α⊂ M
−n∪ f
n[K] ∪ M
n∪ {f
n+1(x
0)} , since
f
n(x
0), f
n+2(x
0) ∈ M
−n∪ f
n[K] ∪ M
n, f
n+1[K] ∩ C
α= {f
n+1(x
0)}
and C
αhas no self-intersections. Consequently, we have shown that for each α ∈ I,
C
α⊂ M
−n∪ f
n[K] ∪ M
n∪ f
n+1[K] = R
2\ M
+n,
which contradicts (8). Thus f
n+2[K] ⊂ M
+nfor all n ∈ Z. Hence M
n, n ∈ Z, are mutually disjoint and f
n[K] ∩ K = ∅ for n ∈ Z \ {0}. Since f is a homeomorphism, we have
(21) f
n[M
0] = M
nfor n ∈ Z .
Thus f
n[M
0] ∩ M
0= ∅ for n ∈ Z \ {0}. Moreover, for every n ∈ Z \ {0}, f
n[M
0∪ f [K]] ∩ (M
0∪ f [K]) = (f
n[M
0] ∪ f
n+1[K]) ∩ (M
0∪ f [K]) = ∅ . Thus, for all n ∈ Z \ {0}, f
n[U
0] ∩ U
0= ∅, where U
0= M
0∪ f [K].
5. To complete the proof we show that [
n∈Z
f
n[U
0] = R
2.
For each α ∈ I let K ∩ C
α=: {x
α} and C
α0= (x
α, f (x
α)) ⊂ C
α. First, we show that S
α∈I
C
α0= M
0.
Suppose that x
0∈ C
α0and x
06∈ M
0. Then C
α0has either a common point with K different from x
αor a common point with f [K] different from f (x
α), which is impossible.
For each α ∈ I denote by C
α0+the set of all x ∈ C
αsuch that f (x
α) ∈ (x
α, x) ⊂ C
α, and by C
α0−the set of all x ∈ C
αsuch that x
α∈ (x, f (x
α))
⊂ C
α.
Take any x
0∈ M
0. Then x
0∈ C
αfor some α ∈ I. Suppose that x
0∈ C
α0+. Since card(C
α∩ f [K]) = 1 and f (x
α) ∈ C
α∩ f [K], we have C
α0+∩ f [K] = ∅. Hence C
α0+is contained either in M
+0or in M
−0∪ K ∪ M
0. Since f
2(x
0) ∈ C
α0+∩ M
+0, we have C
α0+⊂ M
+0, whence x
0∈ M
+0, but this is impossible, since x
0∈ M
0.
Now suppose x
0∈ C
α0−. Since card(C
α∩ K) = 1 and x
α∈ C
α∩ K, we have C
α0−∩ K = ∅. Hence C
α0−is contained either in M
−0or in M
0∪ f [K] ∪ M
+0. Since f
−1(x
0) ∈ C
α0−∩ M
−0, we have C
α0−⊂ M
−0, whence x
0∈ M
−0, and this is also impossible. Consequently,
(22) [
α∈I
C
α0= M
0.
For every α ∈ I and every n ∈ Z, let C
αn:= (f
n(x
α), f
n+1(x
α)) ⊂ C
α. Since f is a homeomorphism, we have by (5),
(23) C
αn= f
n[C
α0] for α ∈ I and n ∈ Z . Hence, for all n ∈ Z, we get by (21) and (22),
M
n= f
n[M
0] = [
α∈I
f
n[C
α0] = [
α∈I
C
αn.
Let x
0∈ R
2. If there exists an n ∈ Z such that x
0∈ f
n[K], then x
0∈ f
n−1[U
0]. Now assume that x
0∈ R
2\ S
n∈Z
f
n[K]. Then x
0∈ C
αfor some α ∈ I. Since f
n(x
α) → ∞ as n → ∓∞ (see [1], Prop. 1.2), there is an n ∈ Z such that x
0∈ C
αn. Hence by (22) and (23),
x
0∈ f
n[C
α0] ⊂ f
n[M
0] ⊂ f
n[U
0] . Consequently, R
2= S
n∈Z
f
n[U
0]. This completes the proof.
Note that Theorem 1 is a consequence of Corollary 2, Lemma 3 and Theorem 3.
Moreover, from the proof of Theorem 3 we have the following
Corollary 3. Let f be a free mapping. Let K be a line on the plane. If K satisfies condition (C), then it also satisfies (B).
3. In this section we study diffeomorphic solutions of equation (1). First we quote the following
Lemma 4 (see [5]). If the functions f and ϕ are of class C
p(p > 0) in a region U ⊂ R
nsuch that f [U ] ⊂ U , then for x ∈ U ,
∂
q∂x
i1. . . ∂x
iqϕ[f (x)] =
q
X
k=1 n
X
j1,...,jk=1
b
ji11...i...jqk(x)ϕ
j1...jk[f (x)] ,
q = 1, . . . , p, where
ϕ
i1...ik(x) = ∂
k∂x
i1. . . ∂
ikϕ(x) ,
b
ji11...i...jqk(x) may be expressed by means of sums and products of a
ji(x), . . . . . . , a
ji1,...,iq−k+1
(x), a
ji1,...,ik(x) =
∂x ∂ki1...∂xik
f
j(x) , k = 1, . . . , p, and f = (f
1, . . . , f
n). Consequently, b
ji11...i...jqkare of class C
p−q+k−1. In particular,
b
ji11...j...iqq(x) = a
ji11(x) · . . . · a
jiqq(x) .
Now let f be a free mapping. Assume that condition (B) is satisfied.
Definition (see [5]) . Let ψ be a continuous function defined in U
0∪ K, p times continuously differentiable in int U
0. We write
ψ
i1...ik(x
0) = lim
x→x0
x∈int U0
∂
k∂x
i1. . . ∂x
ikψ(x), k = 1, . . . , p ,
for x
0∈ K ∪ f [K] (provided this limit exists). The function ψ is said to be of class C
pin U
0∪ K if all the functions ψ, ψ
i, . . . , ψ
i1...ipare continuous in U
0∪ K.
All diffeomorphic solutions of equation (1) having positive Jacobian can be obtained from the following
Theorem 4. Let f be a free C
pmapping of the plane having positive Jacobian at every x ∈ R
2and let a = (a
1, a
2) ∈ R
2\ {(0, 0)}. Assume that condition (B) is satisfied. Let ψ be a C
pfunction from U
0∪K into the plane which satisfies
ψ[f (x)] = ψ(x) + a for x ∈ K ,
q
X
k=1 2
X
j1,...,jk=1
b
ji11...j...iqk(x)ψ
j1...jk[f (x)] = ψ
i1...iq(x)
for x ∈ K, q = 1, . . . , p, i
1, . . . , i
q= 1, 2, where the functions b
ji11...i...jqkare those occurring in Lemma 4. Then there exists a unique solution ϕ of equation (1) such that
ϕ(x) = ψ(x) for x ∈ U
0∪ K .
This solution is of class C
pin the plane. Moreover, if ψ is one-to-one, the Jacobian, jac
xψ, is positive for x ∈ int U
0, and det[ψ
1(x), ψ
2(x)] > 0 for x ∈ K ∪ f [K], and either
ψ[U
0] ∩ (ψ[U
0] + ka) = ∅ for k ∈ Z \ {0}
or
ψ[K] ∩ D
γ6= ∅ for γ ∈ R and ψ[K] is a line,
where D
γ= {(x
1, x
2) ∈ R
2: a
2x
1− a
1x
2= γ}, then ϕ is an orientation preserving diffeomorphism of class C
phaving positive Jacobian.
P r o o f. Define ϕ by setting
(24) ϕ(x) = ψ[f
−k(x)] + ka, x ∈ U
k, k ∈ Z,
where U
k= f
k[U
0]. For p = 0 we have Theorem 1. Let p > 0. From (24) it follows that ϕ is of class C
pin S
k∈Z
int U
k.
Let x
0∈ K. Then there exists an open disc R with centre at x
0such
that R ∩ f
−1[K] = ∅ and R ∩ f [K] = ∅ (see the proof of Theorem 2). The
proof of ϕ being C
pin R runs in the same way as that of Theorem 3.1 in
[5], part 2.
Let x
0∈ R
2\ S
k∈Z
int U
k. There is an m ∈ Z such that f
−m−1(x
0) ∈ K.
We have already proved that ϕ is C
pin a neighbourhood R of f
−m−1(x
0).
The function f
m+1is a C
pmap of R onto a neighbourhood f
m+1[R] of x
0. Since ϕ is a solution of (1), we have
ϕ(x
0) = ϕ[f
−m−1(x
0)] + (m + 1)a . Hence ϕ is C
pin f
m+1[R].
Now assume, in addition, that ψ is one-to-one, ψ(x) + ka 6∈ ψ[U
0] for x ∈ U
0and k ∈ Z \ {0} [or ψ[K] ∩ D
γ6= ∅ for all γ ∈ R and ψ[K] is a line], jac
xψ > 0 for x ∈ int U
0and det[ψ
1(x), ψ
2(x)] > 0 for x ∈ K ∪ f [K]. On account of Theorem 2, ϕ is a homeomorphism.
If x ∈ U
0, then jac
xϕ = jac
xψ > 0. If x ∈ f [K], then jac
xϕ = det[ψ
1(x), ψ
2(x)] > 0, since (∂ϕ/∂x
1)(x) = ψ
1(x) and (∂ϕ/∂x
2)(x) = ψ
2(x) for x ∈ f [K]. Thus jac
xϕ > 0 for x ∈ U
0.
Let x ∈ R
2. Then x ∈ f
n[U
0] for some n ∈ Z. Since ϕ(x) = ϕ[f
−n(x)] + na, we have
jac
xϕ = jac
f−n(x)ϕ · jac
xf
−n.
Hence jac
xϕ > 0, since f
−n(x) ∈ U
0and jac
xf
−n> 0. Thus ϕ preserves orientation. Since ϕ is invertible and of class C
p, and jac
xϕ 6= 0 for x ∈ R
2, ϕ
−1is C
p(see e.g. [6], p. 205). This completes the proof.
References
[1] S. A. A n d r e a, On homeomorphisms of the plane which have no fixed points, Abh.
Math. Sem. Hamburg 30 (1967), 61–74.
[2] —, The plane is not compactly generated by a free mapping, Trans. Amer. Math.
Soc. 151 (1970), 481–498.
[3] R. E n g e l k i n g and K. S i e k l u c k i, Topology. A Geometric Approach, Sigma Ser.
Pure Math. 4, Heldermann, Berlin 1992.
[4] T. H o m m a and H. T e r a s a k a, On the structure of the plane translation of Brouwer , Osaka Math. J. 5 (1953), 233–266.
[5] M. K u c z m a, On the Schr¨oder equation, Rozprawy Mat. 34 (1963).
[6] R. S i k o r s k i, Advanced Calculus. Functions of Several Variables, Monograf. Mat.
52, PWN, Warszawa 1969.
[7] M. C. Z d u n, On continuous iteration groups of fixed-point free mapping in R2space, in: Proc. European Conference on Iteration Theory, Batschuns 1989, World Scientific, Singapore 1991, 362–368.
INSTITUTE OF MATHEMATICS
PEDAGOGICAL UNIVERSITY OF CRACOW PODCHORA¸ ˙ZYCH 2
30-084 KRAK ´OW, POLAND
Re¸cu par la R´edaction le 1.8.1990 R´evis´e le 16.3.1992 et 10.5.1992