and they appear to be associated with characteristic demographic and labora- tory data, as well as clinical outcome.
The objective of the study was to as- sess the clinical relevance of NPM1 and CEBPA mutations in AML.
Material and methods: This retrospec- tive analysis was based on 60 newly diagnosed patients with AML and nor- mal/no metaphases karyotype and known mutation status, who were treated in our centre between 2008 and 2011 according to the PALG (Pol- ish Adult Leukaemia Group) study protocol. Pretreatment bone marrow samples were studied by G-banding analysis, and NPM1, CEBPA, and FLT3- ITD mutations were detected by poly- merase chain reaction (PCR).
Results: NPM1 mutations were detect- ed in 21 AML patients (35%). In the NPM1-positive subgroup, the FLT3-ITD mutation was observed in 3 cases (14%), which was significantly less frequent than in the NPM1-negative patients, where FLT3-ITD was detected in 16 ca- ses (41%; p = 0.04). Among the CEB- PA-positive population (n = 11; 18%), none of the studied patients had FLT3- ITD mutation, whereas it was detected in 19 CEBPA-negative patients (0% vs.
38%; p = 0.01). The highest complete remission rate was reported for the NPM1-positive/FLT3-ITD-negative group (n = 18; 88%) and the CEBPA-positive/
FLT3-ITD-negative group (n = 8; 73%).
For OS, multivariable analysis revealed NPM1-positive/FLT3-ITD-negative (HR:
0.18, 95% CI: 0.19–0.63) and CEBPA-pos- itive/FLT3-ITD-negative (HR: 0.35, 95%
CI: 0.19–0.63) as favourable prognostic factors. The presence of the NPM1-ne- gative/FLT3-ITD-positivecombination predicted adverse overall survival (HR:
2.03, 95% CI: 1.13–3.66).
Conclusions: NPM1 and CEBPA muta- tions are associated with clinical out- come in AML patients.
Key words: acute myeloid leukaemia, NPM1, CEBPA, FLT3-ITD, complete re- mission, overall survival.
Contemp Oncol (Pozn) 2014; 18 (4): 241–245 DOI: 10.5114/wo.2014.43490
NPM1 and CEBPA in patients with acute myeloid leukaemia – preliminary report
Grzegorz Helbig, Krzysztof Wozniczka, Agnieszka Wieclawek, Anna Soja, Aleksandra Bartkowska-Chrobok, Slawomira Kyrcz-Krzemien
Department of Haematology and Bone Marrow Transplantation, Silesian Medical University, Katowice, Poland
Introduction
Nucleophosmin (NPM) gene mutation is the most frequent gene lesion in acute myeloid leukaemia (AML) and it accounts for about 40–50% of patients with a normal karyotype [1]. Nucleophosmin functions as a nucle- us-cytoplasm shuttling protein, and it was found to be involved in the patho- genesis of leukaemia and lymphoma [2, 3]. It was demonstrated that the presence of the NPM1 mutation is associated with an increased white blood cell (WBC) count, monocytic blast cell morphology, female gender, and the absence of CD34 and CD133 markers [1, 4]. Mutant NPM1 predicts better response to induction therapy and favourable overall survival (OS), but only in the absence of FLT3-ITD [5].
The CEBPA gene encodes a transcription factor that is expressed in my- elomonocytic cells [6]. CEBPA mutation is thought to be involved in leukae- mogenesis by blocking granulocytic differentiation [7]. Acquired point mu- tations of the CEBPA gene have been detected in about 10–20% of patients with AML and normal karyotype [7, 8]. The correlations between CEBPA mu- tations and age, gender, WBC, and platelet count of AML patients have not been demonstrated. However, CEBPA gene mutations have been preferen- tially observed in M1, M2, and M4 subtypes [8, 9], and they are associated with the co-expression of the following markers: CD7, CD34, HLA-DR, and CD15 [10]. The presence of mutant CEBPA genotype appears to be associated with a favourable outcome in terms of relapse-free and overall survival [11].
The objective of our study was to assess the prevalence of NPM1 and CEBPA mutations in AML as well as describe the clinical profile and progno- sis of this patient subgroup.
Material and methods
This retrospective analysis was based on 60 newly diagnosed patients with AML and normal/no metaphases karyotype and known mutation sta- tus, who were treated in our centre between 2008 and 2011 according to the PALG (Polish Adult Leukaemia Group) study protocol. The details of the study have been published previously [12]. Shortly, patients were randomised to re- ceive one of the two following induction regimens: arm 1: DAC-7 (60 mg/m2 daunorubicin for 3 days, 200 mg/m2 cytarabine as continuous infusion for 7 days and 5 mg/m2 cladribine for 5 days) and arm 2: DA-7 with daunorubicin and cytarabine at previously mentioned doses. Twenty-five patients were transplanted from matched sibling or unrelated donors. Eighteen patients had a prior history of myelodysplastic syndrome. Patients with AML-M3 were not included in this study. All blood and marrow tests necessary to establish the diagnosis of AML as well as response criteria for AML were
implemented according to European Leukaemia Net (ELN) recommendations [13]. Pretreatment bone marrow sam- ples of all patients were studied by G-banding analysis and fluorescence in-situ hybridisation if required. Chromosom- al abnormalities were described according to the Interna- tional System for Human Cytogenetic Nomenclature [14].
The NPM1, CEBPA, and FLT3-ITD mutations were detected in bone marrow aspirates or peripheral blood cells as pre- viously described [1, 7, 15].
Statistical analysis
Nonparametric comparisons of group means were per- formed by using the Mann-Whitney U test. Proportions were compared by Fisher’s exact test. The distribution for overall survival (OS) was estimated using the method of Kaplan and Meier and compared using the log-rank test.
All variables that were found to have a p value < 0.1 in univariate analysis were considered to be candidates for the stepwise Cox regression model. The following vari- ables were included: age, gender, leukocyte count, hae- moglobin concentration, platelet count, peripheral blood and bone marrow myeloblasts, the presence of organo- megaly/lymphadenopathy, mutation status, and the type and response to induction treatment. A p value < 0.05 was considered significant in the multivariate model. For
all outcome estimations, the 25 patients who underwent allogeneic stem cell transplantation in first complete re- mission were censored at transplantation date. All calcu- lations were performed using StatSoft software, version 10.0. Due to an interaction observed between NPM1, CEBPA, and FLT3-ITD mutations, the patients were catego- rised into four subgroups: 1) NPM1/FLT3-ITD-double posi- tive, 2) NPM/FLT3-ITD-double negative, 3) NPM1-positive/
FLT3-ITD-negative, and 4) NPM1-negative/FLT3-ITD-posi- tive. The same was created for the combinations of CEB- PA/FLT3-ITD mutations.
Results
Cytogenetic results
Diploid karyotype was detected in 47 studied patients whereas metaphases were not demonstrated in 13 cases.
No other cytogenetic abnormalities were found.
Incidence of NPM1, CEBPA, and FLT3-ITD mutations
NPM1 mutations were detected in 21 AML patients (35%). In the NPM1-positive subgroup, the simultaneous occurrence of the FLT3-ITD tyrosine kinase mutation was observed in just 3 cases (14%), which was significantly
Table 1. Patient characteristics
Parameter NPMmut NPMwt p CEBPAmut CEBPAwt p
no. of patients 21 39 11 49
median age, yr (range) 50 (20–60) 52 (22–60) 0.72 42 (24–52) 53 (20–60) 0.02
gender, M/F 11/10 16/23 0.42 6/5 21/28 0.52
WBC (×109/l); median, range 25 (0.9–227) 22.8 (1.9–264) 0.56 10.5 (2.4–264) 23 (0.9–242) 0.88
PLT (×109/l); median, range 56 (16–270) 41 (6–244) 0.24 44 (6–199) 41 (7–270) 0.92
Hgb (g/dl); median, range 9.3 (6.8–12) 9.4 (4.3–12.8) 0.74 9.4 (8.6–12.8) 9.4 (4.3–12) 0.18 blast cells in PB (%);
median, range
74 (0–100) 70 (0–100) 0.76 52 (0–100) 74 (0–100) 0.60
blast cells in BM (%);
median, range
80 (20–100) 80 (18–100) 0.61 55 (19–100) 80 (18–100) 0.18
LDH activity (IU), median, range
252 (85–1137) 422 (134–1694) 0.11 479 (143–1650) 305 (85–1664) 0.14
splenomegaly, no. (%) 4 (19) 8 (21) 0.4 3 (27) 4 (8) 0.10
hepatomegaly, no. (%) 1 (5) 6 (15) 0.21 3 (27) 4 (8) 0.10
lymphadenopathy, no. (%) 4 (19) 8 (21) 0.58 4 (36) 8 (16) 0.20
prior MDS, no. (%) 3 (14) 6 (15) 0.61 1 (9) 8 (16) 0.47
diploid karyotype 19 (90) 28 (71) 0.38 10 (91) 37 (75) 0.42
FLT3-ITD, no. (%) 3 (14) 16 (41) 0.04 0 (0) 19 (38) 0.01
DAC7, no. (%) 15 (71) 29 (74) 0.75 10 (48) 34 (69) 0.25
CR, no. (%) 18 (86) 16 (41) 0.001 8 (73) 26 (53) 0.32
AlloSCT, no. (%) 15 (71) 10 (26) 0.001 8 (72) 17 (43) 0.03
AlloSCT – allogeneic stem cell transplantation; CR – complete remission; DAC – daunorubicin, cytarabine, cladribine; F – female; FLT3-ITD – FLT3 internal tandem duplication; Hgb – haemoglobin; M – male; MDS – myelodysplastic syndrome; mut – mutation; PLT – platelets; WBC – white blood count; wt – wild type
less frequent than in the NPM1-negative patients (n = 16;
41%; p = 0.04). Among CEBPA-positive population (n = 11;
18%), none of the studied patients had FLT3-ITD mutation, whereas it was detected in 19 CEBPA-negative patients (0% vs. 38%; p = 0.01).
Patient characteristics
There was no difference in demographic and clinical data between NPM1-mutated and NPM1-negative groups. The CD38 expression was seen more frequently in patients with NPM1 mutation than in those without this abnormality (57%
vs. 28%; p = 0.04) (data not shown).
There was also no significant difference between CEB- PA-positive and CEBPA-negative patients except for age at di- agnosis: 42 years vs. 53 years, respectively (p = 0.02). Charac- teristics of AML patients at diagnosis are presented in Table 1.
Response to induction treatment
There were three early deaths in this study group in- cluding NPM1-negative/FLT3-ITD-negative (n = 1) and NPM1-negative/FLT3-ITD-positive patients (n = 2).
The DAC-7 regimen was administered for 44 patients, whereas 16 received DA-7. There was a trend towards bet- ter CR rate in patients receiving DAC-7 regimen (64% vs.
37%; p = 0.08).
There was a statistically significant difference in com- plete response (CR) rates after induction treatment ac- cording to NPM1/FLT3-ITD mutation status. The highest CR was reported for NPM1-positive/FLT3-ITD-negative group (n = 18; 88%), followed by double-positive NPM1/FLT3- ITD groups (n = 3; 66%) and the double-negative NPM1/
FLT3-ITD (n = 23; 56%). The lowest CR was achieved for the NPM1-negative/FLT3-ITD-positive patients (n = 16; 37%);
p = 0.002.
There were no patients with double-positive CEBPA/
FLT3-ITD mutations. Among the remaining three groups we found no significant difference in CR rates, and the highest CR rate was reported for the CEBPA-positive/FLT3-ITD-neg- ative group (n = 11; 73%), followed by the double-negative CEBPA/FLT3-ITD group (n = 30; 60%). The lowest CR was observed for the CEBPA-negative/FLT3-ITD-positive pa- tients (n = 19; 42%), p = 0.49.
Survival rates
The median survival was 13.3 months (range 0.03–
58.6). In total, 14 out of the 34 CR patients relapsed (41%).
The relapse-free survival (RFS) was not assessed due to the small number of patients in each subgroup according to the mutation status. Median time to relapse for the CR cohort was 7.1 months (range 2.3–19.1).
We found statistically significant difference in OS rates between AML patients according to the NPM1/FLT3-ITD mutations. The highest OS at 12 months was demonstrat- ed in the NPM1-positive/FLT3-ITD-negative group (82%), and the lowest OS in the NPM1-negative/FLT3-ITD-positive subgroup (37%). Regarding the CEBPA/FLT3-ITD mutation status, the patients with CEBPA-positive/FLT3-ITD-neg- ative mutations had the highest OS at 12 months (91%), whereas the lowest OS was observed in double-negative
combinations (30%). Due to the low number of patients with double-positive NPM/FLT3-ITD mutations, they were not included in the OS analysis (see Figs. 1–2).
For OS, multivariable analysis revealed NPM1-positive/
FLT3-ITD-negative (p < 0.017; HR: 0.18, 95% CI: 0.19–0.63) and CEBPA-positive/FLT3-ITD-negative (p < 0.001; HR: 0.35, 95% CI: 0.19–0.63) as favourable prognostic factors. The presence of the NPM1-negative/FLT3-ITD-positive combi- nation predicted adverse overall survival (p < 0.001; HR:
2.03; 95% CI: 1.13–3.66).
An allogeneic matched sibling or unrelated stem cell transplantation in CR was performed in 25 patients (74%), and their referral for transplantation was based on cytoge- netic but not mutation risk groups. Mutant NPM1 and CEBPA Fig. 1. Overall survival according to NPM1 and FLT3-ITD mutation status
Fig. 2. Overall survival according to CEBPA and FLT3-ITD mutation status
p = 0.03
p = 0.02 1.0
0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1
0.00 5 10 15 20 25 30 35
Time (months)
Kaplan-Meier survival curves according to NPM and FLT3-ITD mutation status
Overall survival (%)
NPMmut/FLT3wt OS 1 yr 82%
NPMwt/FLT3mut OS 1 yr 37%
NPMwt/FLT3wt OS 1 yr 51%
1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1
0.00 5 10 15 20 25 30 35
Time (months)
Kaplan-Meier survival curves according to CEBPA and FLT3-ITD mutation status
Overall survival (%)
CEBPAmut/FLT3wt OS 1 yr 91%
CEBPAwt/FLT3mut OS 1 yr 19%
CEBPAwt/FLT3wt OS 1 yr 66%
patients were transplanted statistically more frequently.
However, there was no difference in death rate after transplant at the last contact between NPM1-positive and NPM1-negative patients (p = 0.53; 50% vs. 66%) as well as between CEBPA-positive and CEBPA-negative patients (p =
= 0.62; 37% vs. 35%).
Discussion
The NPM1 mutation is the most frequent molecular abnormality seen in patients with AML and normal karyo- type. It should be emphasised that to date this mutation has not been reported in patients with t(15;17), t(8;21), in- v(16)/t(16;16), and 11q23 rearrangements [1, 4]. The same was also the case in our cohort; however, cytogenetic stud- ies were unsuccessful in 13 patients (22%). The frequency of NPM1 mutation was slightly lower than that reported by other groups [1, 4]. Demographic and laboratory data did not differ between NPM1-mutated and NPM-wild type patients except for the CD38 expression, which was more frequently reported in the former group. The association of NPM1 mutation with female gender, M4/M5 FAB types, high WBC count, and marrow blast cells was not found in our analysis. The FLT3-ITD mutation was significantly more fre- quent in the NPM1-negative group (41% vs. 14%; p = 0.04).
One of the first retrospective studies included 106 AML patients, and it did not show any association between NPM1 mutation status, CR rate, and long-term overall survival [4]. However, further studies with a larger patient population have shown that the presence of NPM1 mu- tation was strongly associated with achievement of CR and a longer OS, but only in the absence of FLT3-ITD. The above-mentioned combined mutations have been found to be a favourable prognostic factor in multivariable anal- ysis for OS [5]. The same was revealed in our study; pa- tients with this combination had the highest CR rate (88%) and OS at 12 months (82%; p < 0.017; HR: 0.18, 95% CI:
0.19–0.63). It should be mentioned that these results refer to patients < 60 years old. However, NPM1 mutation also has a favourable prognostic impact in patients over 70 years old [16]. Moreover, it was demonstrated that NPM1, but not FLT3-ITD, was associated with an early blast clear- ance and with the achievement of CR in AML patients with a normal karyotype [17]. A beneficial impact of mu- tant NPM1 without FLT3-ITD was finally confirmed in the largest study to date of the German-Austrian AML Study Group. A significant association between the risk of re- lapse or the risk of death while in CR and the above-men- tioned mutant combination was demonstrated in a study on 872 AML patients < 60 years old with a normal karyo- type (HR: 0.44, 95% CI: 0.30–0.75 and HR: 0.51, 95% CI:
0.37–0.70, respectively). Moreover, the NPM1-positive/
FLT3-ITD-negative AML patients did not benefit from allo- geneic stem cell transplantation. The opposite conclusions have been drawn for patients with mutant FLT3-ITD and wild-type NPM1 and CEBPA without FLT3-ITD [11]. It was also found that AML patients with the presence of NPM1 mutation at diagnosis still had this abnormality at relapse.
This demonstrates the stability of NPM mutation through- out the disease course, and this mutation may serve as
a sensitive marker of disease relapse. Quantitative assess- ment of NPM1-mutant was found to be helpful in monitor- ing disease remission and relapse [18, 19].
The frequency of CEBPA mutation in previous studies was found to be between 10% and 20% of cytogenetically normal AML patients [7, 8, 11, 20], and this finding was also confirmed in our study. The presence of CEBPA mutation was associated with younger age at diagnosis. No other differences have been observed between CEBPA-positive and CEBPA-negative patients. The FLT3-ITD mutation was significantly more frequently seen in the latter mutation (38% vs. 0%; p = 0.01).
The clinical outcome differs between CEBPA-positive and CEBPA-negative AML patients. Although CR rates after induction treatment seem to be similar, the CEBPA- mutated patients were found to have an increased OS and RFS [21]. It was demonstrated that CEBPA mutation significantly decreased the relapse risk (HR: 0.48; 95% CI:
0.30–0.75) and the risk of death (HR: 0.50; 95% CI: 0.30–
0.83) in AML patients, but only in the absence of FLT3- ITD mutation or associated cytogenetic abnormalities.
Moreover, this all seems to be true only for AML with dou- ble-CEBPA gene mutation [22, 23]. It should be mentioned that only single CEBPA mutations have been detected in our study. On the other hand, the presence of CEBPA mutation was found to be an independent, favourable prognostic factor in patients with a normal karyotype and molecular features of high disease risk including FLT3-ITD mutation [24]. A single CEBPA mutation may be associ- ated with favourable clinical outcome in NPM1/FLT3-ITD wild-type AML patients [25].
Our study did not demonstrate the statistical difference in CR rate between patients with positive and negative CEBPA gene (73% vs. 53%, p = 0.32). However, the pres- ence of CEBPA mutation without FLT3-ITD had a favour- able prognostic impact on OS (p < 0.001; HR: 0.35; 95% CI:
0.19–0.63). These patients seem to have a prognosis sim- ilar to that with inv16 or t(8;21), and they do not require transplant in first CR [26]. The prognostic value of autol- ogous (AHSCT) and allogeneic stem cell transplantation (AlloHSCT) for AML patients with biallelic CEBPA mutation has recently been evaluated. It was concluded that dou- ble-mutant CEBPA patients may benefit from transplants in terms of RFS, but not OS, when compared to conven- tional chemotherapy [27].
Conclusions
Despite the low statistical power of this study due to the small number of included patients, our preliminary results suggest that the presence of mutant NPM1 and CEBPA without FLT3-ITD may have a favourable prognostic impact on overall survival. Based on similar conclusions provided by other study groups, two new provisional enti- ties were introduced to the revised 2008 WHO classifica- tion. Namely, cases with NPM1 and CEBPA mutations were added to the “AML with recurrent genetic abnormalities”
subgroup; however, the term “provisional” means that more studies are still needed to better characterise these AML patients [28].
The authors declare no conflict of interest.
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Address for correspondence Grzegorz Helbig MD, PhD
Department of Haematology and Bone Marrow Transplantation Silesian Medical University
Dąbrowskiego 25 40-032 Katowice tel. +48 32 259 13 10 fax +48 32 255 49 85 e-mail: ghelbig@o2.pl
Submitted: 4.04.2014 Accepted: 11.04.2014
