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Zinc deficiency potentiates induction and progression of lingual and

esophageal tumors in p53-deficient mice

Louise Y.Y.Fong

1,

, Yubao Jiang

2

and John L.Farber

2

Department of Molecular Virology, Immunology and Medical Genetics, 1Comprehensive Cancer Center, Ohio State University, Columbus, OH 43210, USA and2Department of Pathology, Anatomy and Cell Biology, Thomas Jefferson University, Philadelphia, PA 19107, USA

To whom correspondence should be addressed at: Comprehensive Cancer Center, Ohio State University, Room 388A, Tzagournis Medical Research Facility, 420 W. 12th Avenue, Columbus, OH 43210, USA.

Tel:+1 614 688 5914; Fax: +1 614 688 4020; Email: Louise.Fong@osumc.edu

Upper aerodigestive tract (UADT) cancer, including oral

and esophageal cancer, is an important cause of cancer

deaths worldwide. Patients with UADT cancer are

freq-uently zinc deficient (ZD) and show a loss of function of

the pivotal tumor suppressor gene p53. The present study

examined whether zinc deficiency in collaboration with p53

insufficiency (p53+/) promotes lingual and esophageal

tumorigenesis in mice exposed to low doses of the

carcino-gen 4-nitroquinoline 1-oxide. In wild-type mice, ZD

signi-ficantly increased the incidence of lingual and esophageal

tumors from 0% in zinc sufficient (ZS) ZS:p53+/+ mice to

40%. On the p53+/ background, ZD:p53+/ mice had

significantly greater tumor incidence and multiplicity than

ZS:p53+/ and ZD:p53+/+ mice, with a high frequency

of progression to malignancy. Sixty-nine and 31% of

ZD:p53+/ lingual and esophageal tumors, respectively,

were squamous cell carcinoma versus 19 and 0% of

ZS:p53+/ tumors (tongue, P ¼ 0.003; esophagus, P ¼

0.005). Immunohistochemical analysis revealed that the

increased cellular proliferation observed in preneoplastic

lingual and esophageal lesions, as well as invasive

carcino-mas, was accompanied by overexpression of cytokeratin 14,

cyclooxygenase-2 and metallothionein. In summary, a new

UADT cancer model is developed in ZD:p53+/ mouse that

recapitulates aspects of the human cancer and provides

opportunities to probe the genetic changes intrinsic to

UADT carcinogenesis and to test strategies for prevention

and reversal of this deadly cancer.

Introduction

Upper aerodigestive tract (UADT) cancer, including

esopha-geal and tongue tumors, is an important cause of morbidity and

mortality worldwide (1). The incidence of UADT cancer is

increasing worldwide, including that in young adults and those

without the known risk factors of tobacco and alcohol use (2).

The prognosis of esophageal cancer is poor, with a 5-year

survival rate of only 10%. The survival with oral cancer,

the major site being the tongue, is equally dismal. Patients

with oral cancer have a high mortality rate, because of field

cancerization effects that result in second primary tumors,

particularly in the esophagus (3,4). In addition, patients with

oral cancer are frequently zinc deficient (ZD) (5,6), a condition

associated with an increased risk for esophageal squamous cell

cancer (ESCC) (7,8). Abnet et al. (9) established a direct

connection between zinc deficiency and human ESCC, by

using X-ray fluorescence spectroscopy to measure zinc,

copper, iron, nickel and sulfur in esophageal biopsy samples

obtained from residents in a high ESCC incidence area in

China. Subjects were matched on baseline histology and

followed for 16 years: 90% of subjects in the highest zinc

quartile versus 65% in the lowest quartile were cancer-free

for 16 years. No associations with ESCC cancer risk were

found for any of the other elements studied. These findings

in humans are consistent with our conclusion from rodent

model studies that zinc deficiency promotes esophageal

cancer (10–12).

We have developed ZD rodent cancer models and found that

zinc deficiency creates a precancerous condition in the rat

UADT by causing unrestrained cell proliferation (11–13)

and extensive changes in gene expression, including

upregu-lated expression of cyclooxygenase-2 (COX-2), keratin 14

(KRT14) and metallothionein-1 (MT-1) (13,14).

Overexpres-sion of COX-2 has been reported in a variety of human

prema-lignant and maprema-lignant lesions, including UADT cancer

(15–17). MT protein is overexpressed in human squamous

cell carcinoma (SCC) of the esophagus (18) and tongue (19).

KRT14 is a biomarker of human and rodent esophageal

car-cinogenesis (20,21). A ZD diet in rats accelerates

carcinogen-esis in the esophagus and forestomach that results from a single

exposure to the carcinogen of N-nitrosomethylbenzylamine

(NMBA) (22,23) and at multiple sites in the UADT with

con-tinuous exposure to the carcinogen 4-nitroquinoline 1-oxide

(NQO) (13). On the other hand, zinc replenishment rapidly

reverses cell proliferation, stimulates apoptosis, corrects

abnormal gene expression in esophageal epithelium and

inhib-its tumorigenesis (13,14,24).

The p53 tumor suppressor protein plays a pivotal role in

preventing uncontrolled cellular proliferation. A loss of

func-tion of the TP53 tumor suppressor gene is demonstrated in over

50% of all human cancers, including oral and esophageal

cancer (25). Our previous work shows that zinc deficiency

modulates the enhanced genetic susceptibility to esophageal

cancer by NMBA in p53-deficient mice (21).

The mouse tongue is not sensitive to chemical

carcinogen-esis. Mice exposed to 10 p.p.m. NQO in the drinking water for

50 weeks (26) or 20 p.p.m. for 8 weeks and killed at week 24

(27) did not develop any lesions in the tongue. NQO at high

concentrations of 50 and 100 p.p.m. in the drinking water,

however, induced both esophageal and tongue tumors in

mice, with progression to malignancy (27). In the present

Abbreviations:COX, cyclooxygenase; DAB, 3,30-diaminobenzidine tetrahydrochloride; H&E, hematoxylin and eosin; KRT14, keratin 14; MT, metallothionein; NQO, 4-nitroquinoline 1-oxide; NMBA, N-nitrosomethyl-benzylamine; PCNA, proliferating cell nuclear antigen; SCC, squamous cell carcinoma; UADT, upper aerodigestive tract; ZD, zinc deficient; ZS, zinc sufficient.

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study, we tested the hypothesis that zinc deficiency increases

cellular proliferation in the murine tongue, as it does in the rat

tongue (13), and that zinc deficiency in collaboration with p53

insufficiency (p53+/) promotes lingual and esophageal

tumorigenesis in ZD:p53+/ mice exposed to low doses of

NQO in the drinking water (26,27). In addition, we examined

whether an association exists between increased cellular

proli-feration and overexpression of the tumor markers KRT14,

COX-2 and MT in premalignant and malignant lesions during

UADT carcinogenesis.

Materials and methods

Chemicals and diets

NQO was from Wako Chemicals, USA (Richmond, VA). Custom-formulated, egg white-based ZD and zinc sufficient (ZS) diets containing 1.5 and 70 p.p.m. zinc, respectively, were prepared by Teklad (Madison, WI). The deficient diet is nutritionally complete and is identical to ZS diet except for the concentration of elemental zinc (21).

P53-deficient mice

Breeder pairs, homozygous C57BL/6J-Trp53 males and heterozygous C57BL/ 6J-Trp53 females that have been backcrossed for 11 generations, were pur-chased from The Jackson Laboratory (Bar Harbor, ME) to generate p53/ and p53+/ mice for this study. The p53+/ and p53/ offsprings were differentiated by genotyping of tail DNA using a PCR-based method (28). Wild-type C57BL/6J controls were obtained from The Jackson Laboratory. Experimental design

This study was approved by the Institutional Laboratory Animal Care of and Use Committee of the Thomas Jefferson University, Philadelphia, PA and conducted under National Institutes of Health guidelines. The experiment was conducted in three batches when the animals became available from our breeding colonies. Each batch contained all treatment groups listed below. Four-week-old mice were housed 3–5 to a polycarbonate cage with a stainless-steel wire floor. The animals had free access to deionized drinking water. The mice were randomized into two dietary groups and were fed ad libitum a ZD or control ZS diet, forming six experimental groups: ZD:p53/ (n ¼ 15), ZS:p53/ (n ¼ 14), ZD:p53+/ (n ¼ 16), ZS:p53+/ (n ¼ 26), ZD:p53+/+ (n ¼ 14) and ZS:p53+/+ (n ¼ 12). After 3 weeks, all animals were switched to drinking water containing 20–10 p.p.m. NQO for 21 weeks: 20 p.p.m. for the first 3 weeks and 10 p.p.m. for the remaining 18 weeks. NQO was freshly prepared every week and administered in light-shielded water bottles. The animals were monitored daily for signs of ill health. Moribund mice were killed and autopsied. For the analysis of tumor incidence, all mice were killed at week 21.

Tumor analysis

After anesthetization with isoflurane (Abbott Laboratories, North Chicago, IL), the animals were subjected to complete autopsies, with particular attention to tongue, esophagus and forestomach. Tumors>0.5 mm were mapped and coun-ted. Tongue, esophagus and forestomach were fixed in phosphate-buffered formalin and embedded in paraffin and 4-mm sections were cut. Hematoxylin and eosin (H&E) staining for histopathology and immunohistochemical analyses of the biomarkers were performed on sections from all animals. Immunohistochemical detection of cell proliferation

Esophagus and tongue sections were deparaffinized and rehydrated in a graded alcohol series and then incubated with mouse anti-proliferating cell nuclear antigen (anti-PCNA) monoclonal antibodies (Santa Cruz Biotechnology Inc., Santa Cruz, CA) at a 1:250 dilution overnight at 37C in a humidified chamber, followed by incubation with biotinylated goat anti-mouse antibodies (DakoCytomation, Carpinteria, CA) at 1:750 dilution and streptavidin horseradish peroxidase (DakoCytomation). PCNA staining was visualized by incubation with the chromogen 3-amino-9-ethylcarbazole (DakoCytoma-tion). Cells with a red reaction product in the nucleus were defined as positive for PCNA.

Immunohistochemical analysis of KRT14, COX-2 and MT protein expression Following deparaffinization and rehydration in a graded alcohol series, esophageal and lingual sections were heated in citrate buffer (0.01 M, pH 6.0) in a microwave oven (85–90C, 3· 5 min) and non-specific binding sites were then blocked with goat or rabbit serum. Sections were incubated overnight at 37C in a humidified chamber with one of the following primary

antibodies: mouse anti-KRT14 monoclonal antiserum (Clone LL002, Novocastra Lab., Newcastle upon Tyne, UK) at a 1:100 dilution, rabbit anti-COX-2 polyclonal antiserum (Caymen Chemical, Ann Harbor, MI) at a 1:50 dilution or mouse anti-MT monoclonal antiserum (Clone E9; DakoCyto-mation) at a 1:50 dilution. Sections were then incubated with the appropriate biotinylated secondary antibodies (DakoCytomation) and streptavidin horse-radish peroxidase (DakoCytomation). Staining of individual proteins was visualized by incubating sections with 3,30-diaminobenzidine tetrahydro-chloride (DAB) and lightly counterstaining them with hematoxylin. Zinc determination

The testes were removed from male and hair from female animals at necropsy. Samples of testis or hair were dried to constant weight at 90C and ashed in a furnace. Ashed samples were dissolved in 0.1 N HCl, and the zinc content determined by atomic absorption spectrometry as described (11). Zinc content was expressed asmg/g dry weight of testis or hair. The well-described overt signs of zinc deficiency for rats (11), including foci of alopecia, skin lesions and retarded growth, were not evident in ZD:WT mice, which had similar body weights at endpoint (data not shown). Zinc content in the testis (male) and hair (female), however, was significantly lower in ZD than ZS mice, regardless of genotype. For example, zinc content of testis and hair was significantly lower in ZD:p53+/ than ZS:p53+/ mice (testis, 113 ± 11 versus 153 ± 8 mg/g; hair, 129 ± 11 versus 192 ± 16mg/g, P < 0.001), a result consistent with previous studies (21).

Statistical analysis

Data on tumor multiplicity were analyzed by two-way analysis of variance (ANOVA), followed by Tukey’s highest significant difference test. Tumor incidence differences were analyzed by Fisher’s exact test, two-tailed. All statistical tests were two-sided and were considered statistically significant at P< 0.05.

Results

UADT tumorigenesis in ZD:p53+/ mice

In order to determine whether the combined deficiency of zinc

and p53 promotes UADT carcinogenesis, p53/, p53+/

and p53+/+ mice on ZD or ZS diet were given for

21 weeks drinking water containing 20 to 10 p.p.m. NQO.

While all heterozygous p53+/ and wild-type p53+/+ mice

survived for 21 weeks, only 2 of 15 (13%) nullizygous

ZD:p53/ mice and 10 of 14 (71%) ZS:p53/ and were

alive after 15 weeks (Table I). Among the heterozygous and

wild-type mice, only 2 of 16 ZD:p53+/ mice had spontaneous

(non-UADT) splenic lymphomas at week 21. In contrast,

ZD:p53/ mice succumbed to the rapid development of

spontaneous tumors (29), in addition to induced lingual and

esophageal lesions (Table I). These NQO-induced lesions

appeared to occur earlier in ZD:p53/ than in ZS:p53/

mice, a finding in agreement with our previous studies with

NMBA-induced forestomach tumors in ZD:p53/ mice (21).

Leukoplakia, the most common oral intraepithelial

neo-plasia in humans and a precursor of SCC, were consistently

found on the ZD:p53/ tongue between 2 and 8 weeks after

NQO exposure. By week 13, ZD:p53/ mice typically

harbored tumors at multiple sites in the UADT. For example,

ZD:p53/ mouse no. 15 showed multiple tumors in tongue,

esophagus, forestomach and hard palate at week 21 (Figure 1A,

lower panel, forestomach tumor data not shown).

Histo-pathological examination revealed progression to malignancy

in ZD:p53/ tongue and esophagus at week 11 (Figure 2B

and D) but mostly hyperplasia in ZS:p53/ tongue and

esophagus at week 12 (Figure 2A and C). By 20 weeks,

however, malignant changes in tongues became evident in

ZS:p53/ mice (data not shown). These data demonstrate

that in the absence of both p53 alleles, zinc deficiency

greatly accelerates the induction and progression of UADT

tumors in mice.

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Wild-type ZS mice did not develop lingual or esophageal

lesions (0%) after exposure for 21 weeks to low levels of

NQO, a result consistent with previous reports (26,27). Zinc

deficiency, however, significantly enhanced the development

of tumors at multiples sites in wild-type mice, with a tumor

incidence of 50, 36 and 43% in tongue, esophagus and

forestomach, respectively (Figure 1B; ZD:p53+/+ versus

ZS:p53+/+: tongue, P ¼ 0.006; esophagus, P ¼ 0.04).

These results demonstrate that in wild-type mice, zinc

deficiency increases the incidence of NQO-induced UADT

tumors as it does in rats (13).

Haploinsufficiency for p53 alone enhanced the induction

of lingual and esophageal tumors in ZS mice, resulting in a

significantly higher incidence of lingual (62%) and esophageal

(38%) tumors in ZS:p53+/ than wild-type ZS:p53+/+ mice

(tongue, P

¼ 0.0003; esophagus, P ¼ 0.02; Figure 1B).

Haploinsufficiency for p53 alone, however, had no effects

on tumor progression (Figure 1B–D). In contrast,

combina-tion of p53 haploinsufficiency and zinc deficiency led to a

significantly greater tumor incidence/multiplicity and

fre-quency of tumor progression, as compared with heterozygous

ZS:p53+/ or wild-type ZD:p53+/+ mice (Figure 1B–D).

Fifty-six percent of ZD:p53+/ mice harbored tumors in all

three sites (Figure 1A, upper panel), as compared with 23% of

ZS:p53+/ (P ¼ 0.047), 14% of ZD:p53+/+ (P ¼ 0.026) and

none of the ZS:p53+/+ mice (P ¼ 0.0028). In addition,

ZD:p53+/ mice had a higher incidence of SCC, with 69%

of lingual and 31% of esophageal tumors presenting as SCC

versus 19% of lingual and 0% of esophageal tumors from

ZS:p53+/ mice (tongue, P ¼ 0.003; esophagus, P ¼ 0.005;

Figure 1C). These results demonstrate that zinc deficiency

or p53 haploinsufficiency acting alone increases UADT

tumors induction by low levels of NQO and acting together

greatly enhances tumor induction with rapid progression to

malignancy.

Cell proliferation and marker gene expression in tongue and

esophagus of NQO-treated wild-type mice

Histopathological examination revealed that esophagus and

tongue from wild-type ZS:p53+/+ mice at week 21 showed

a moderately thickened epithelium, with PCNA-positive nuclei

largely restricted to the basal cell layer (esophagus, Figure 3C

and G) and in focal hyperplastic lesions (tongue, Figure 3A and

E). In contrast, similarly treated ZD:p53+/+ esophagi were

highly proliferative, with PCNA-positive nuclei in many

cell layers and in focal hyperplastic lesions (Figure 3D and

H). ZD:p53+/+ lingual epithelia were typically hyperplastic,

showing dysplastic changes or early carcinoma in situ

(Figure 3B), with abundant PCNA-positive nuclei in dysplastic

areas (Figure 3F).

Immunohistochemistry was then used to determine whether

these early precancerous lesions in the ZD:p53+/+ mice are

accompanied by overexpression of the tumor markers KRT14,

COX-2 and MT. ZS:p53+/+ esophagus and tongue displayed

Table I. Tumor types in p53/ mice on ZD or control ZS diet after continuous exposure to 20–10 p.p.m. NQO in the drinking water Case Sex TTS (weeks) Age (weeks) Gross anatomy

Tongue Esophagus Forestomach Other sites

ZD

1 F 2.1 8 Leukoplakia Thick Thick Spleen

2 M 2.6 9 Leukoplakia Thick Thick –

3 M 4.0 10 Leukoplakia Thick Fused Ts, 6 –

4 M 4.1 10 Leukoplakia Thick 6 Ts, 0.5–2 –

5 F 4.7 11 2 Ts, 0.5 mm Thick Thick –

6 M 5.9 12 Leukoplakia Thick 2 Ts, 1 mm –

7 M 7.4 13 Leukoplakia Thick Fused Ts, 3 mm –

8 M 7.6 14 Leukoplakia Thick Thick

9 M 10.9 17 3 Ts, 0.5 mm Thick Thick Spleen

10 M 10.9 17 3 Ts, 0.5–1 mm Thick Thick Thymus, kidney

11 F 10.9 17 2 Ts, 1 mm Thick Thick Thymus

12 M 13.1 19 4 Ts, 0.5–1 mm 1 T, 1 mm Thick Spleen

13 F 14.7 22 2 Ts, 2 and 1 mm Very thick Fused tumors Spleen

14 M 20.9 27 5 Ts, 1–1.5 mm 3 Ts, 1–2.5 mm Fused tumors – 15 M 20.9 27 6 Ts, 1–3 mm 9 Ts, 1–3 mm 1 T, 2.5 mm Upper palate ZS 16 F 6.9 13 – – – Thymus 17 F 12 18 – – Thymus 18 M 12.1 18 Leukoplakia – – Thymus 19 M 12.1 18 Leukcoplakia – – 20 F 15.0 21 1 fused T, 7· 3 mm 1 T, 1.5 mm – – 21 M 15.7 22 7 Ts, 0.5–1 mm 3 Ts, all 1 mm – – 22 M 15.9 22 2 Ts, 1 mm 6 Ts, 1–2 mm – Spleen, thymus 23 M 17.9 24 5 Ts, 0.5–1.5 mm 5 Ts, 0.5–1 mm – Spleen 24 F 18.1 24 3 Ts, 0.5 mm 1 T, 1 mm – – 25 F 18.9 25 1 T, 3 mm 1 lg. T, 4 mm – Spleen 26 F 19.4 25 1 T, 3· 2 mm 1 T, 1 mm – Kidney 27 M 19.7 26 2 Ts, 1–2 mm 1 T, 1 mm – Subcutis, liver 28 M 21.0 27 4 Ts, 0.5–1.5 mm 8 Ts, 0.5–1.5 mm – Spleen 29 M 21.0 27 2 Ts, 1 and 3 mm 6 Ts, 1–2 mm 4 Ts, 0.5–1 mm Thymus

Four-week-old mice were given ZD or ZS diet and deionized water for 2 weeks before switching to drinking water containing 20–10 p.p.m. NQO, 20 p.p.m. for 3 weeks and 10 p.p.m. for the remaining 18 weeks. T, tumors; TTS, time to sacrifice (weeks) after exposure to NQO; moribund animals were killed.

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moderate immunostaining of KRT14 and MT, mostly confined

to the basal cell layers (KRT14: esophagus, Figure 3K, tongue,

Figure 3I; MT: esophagus, Figure 3S, tongue, Figure 3Q).

Invariably, COX-2 staining was weak and diffuse in both

tissues of these mice (esophagus, Figure 3O, tongue,

Figure 3M). In contrast, early precancerous ZD:p53+/+ lesions

showed strong expression of all three markers. For example,

intense cytoplasmic staining of KRT14 was found in

hyper-plastic esophagus (Figure 3L) and dyshyper-plastic tongue with early

cancerous changes (Figure 3J) and strong to intense nuclear

and cytoplasmic expression of MT occurred in proliferative

esophagus (Figure 3T) and in lingual focal hyperplastic lesions

(Figure 3R). These same lesions also displayed moderate to

strong cytoplasmic COX-2 expression (esophagus, Figure 3P;

tongue, Figure 3N). These results in NQO-treated ZD

wild-type mice are in agreement with our findings in precancerous

ZD rat esophagus and tongue (13,14).

Cell proliferation and marker gene expression in lingual SCC

and ESCC of ZD:p53+/ mice

After 21 weeks, ZS:p53+/ esophagus and tongue showed

mostly basal cell hyperplasia, focal cell hyperplasia and

papillomas, with a very low incidence of tumor progression

only in the tongue (Figure 1D). An example of a ZS:p53+/

tongue showing dysplasia with microinvasion is presented

in Figure 4A. In combination, p53 insufficiency and zinc

deficiency led to high incidence of SCC in both tongue and

esophagus in ZD:p53+/ mice (Figure 1D). Examples of

invasive lingual SCC and ESCC are shown in Figure 4F

and K. ZD:p53+/ carcinomas were highly proliferative

with abundant PCNA-positive nuclei in the tumors and in

adjacent hyperplastic epithelia (lingual SCC, Figure 4G;

ESCC, Figure 4L). A high correlation was evident between

the spatial localization of KRT14, COX-2 or MT and that of

PCNA in serial lingual sections of early cancerous lesions

of ZS:p53+/ and in lingual SCC and ESCC of ZD:p53+/

mice (lingual early cancerous lesion, compare Figure 4C–E

with Figure 4B; lingual SCC, compare Figure 4H–J with

Figure 4G; ESCC, compare Figure 4M–O with Figure 4L).

Together, these results show an association between the cell

proliferation marker PCNA and tumor markers KRT14,

COX-2

or

MT

in

hyperplasia

(Figure

3),

dysplasia

(Figure 4) and invasive carcinomas (Figure 4). They provide

evidence that all three markers, MT, in particular, are highly

Fig. 1.Exquisite susceptibility to UADT carcinogenesis in ZD:p53+/ mice. The mice were treated with NQO at 20 p.p.m. in the drinking water for 3 weeks and then 10 p.p.m. for another 18 weeks. (A) Gross anatomy at week 21: upper panel, a representative ZD:p53+/ mouse shows multiple tumors in tongue and esophagus and a large fused tumor in forestomach. Lower panel, a ZD:p53/ mouse that survived 21 weeks of NQO treatment exhibits multiple large tumors in tongue, numerous tumors throughout the esophagus, large tumors in upper palate (oral cavity), as well as tumors in forestomach (forestomach not shown). (B–D) Tumor incidence, tumor multiplicity and carcinoma incidence in ZD:p53+/ (n ¼ 16), ZS:p53+/ (n ¼ 26),

ZD:p53+/+ (n ¼ 14) and ZS:p53+/+ (n ¼ 12) mice at week 21. (B) Tumor incidence (no. of mice with tumors/total no. of mice, %): Tongue, *ZD:p53+/ versus ZS:p53+/, P ¼ 0.007; **ZD:p53+/+ versus ZS:p53+/+ (0%), P ¼ 0.006; ZS:p53+/ versus ZS:p53+/+ (0%), P ¼ 0.0003; ZD:p53+/ versus ZD:p53+/+, P ¼ 0.0016. Esophagus,†

ZD:p53+/ versus ZS:p53+/, P ¼ 0.029;††

ZD:p53+/+ versus ZS:p53+/+ (0%), P ¼ 0.04; ZS:p53+/ versus ZS:p53+/+ (0%), P ¼ 0.02. (C) Tumor multiplicity (no. of tumors/site, mean ± SD): Tongue,ZD:p53+/ versus ZS:p53+/, P < 0.01; ZD:p53+/ versus ZD:p53+/+, P < 0.01; ZD:p53+/+ versus ZS:p53+/+ (0%), P < 0.05; ZS:p53+/ versus ZS:p53+/+ (0%), P < 0.01. Esophagus,  ZD:p53+/ versus ZS:p53+/, P < 0.01; ZD:p53+/ versus ZD:p53+/+, P < 0.01. Forestomach, ZD:p53+/ versus ZS:p53+/, P < 0.01; ZD:p53+/ versus ZD:p53+/+, P < 0.01. (D) Carcinoma incidence (no. of mice with carcinomas/total number of mice, %): Tongue,ZD:p53+/ versus ZS:p53+/, P ¼ 0.003; Esophagus, ZD:p53+/ versus ZS:p53+/ (0%), P ¼ 0.005. Tumor incidence was performed by two-tailed Fisher’s exact test. Tumor multiplicity was analyzed by two-way ANOVA, followed by Tukey’s highest significant difference test. All statistical tests were two-sided.

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relevant intermediate and endpoint biomarkers in UADT

carcinogenesis.

Discussion

The data presented above show that with combined deficiency

of zinc and p53, the mouse tongue and esophagus become

exquisitely sensitive to the carcinogenicity of low

concentra-tions of NQO (Figure 1). In addition, the results document that

zinc deficiency and haploinsufficiency acting alone increases

the yield of NQO-induced UADT benign tumors, whereas the

combined action drives tumor progression to malignancy.

Although UADT tumor induction and progression occurred

earlier in nullizygous ZD:p53/ mice than heterozygous

ZD:p53+/ mice, the nullizygous mouse is not a feasible

cancer model for UADT cancer because it succumbs to

induced and spontaneous tumorigenesis at an early age

(Table I). In contrast, Ide et al. (31) reported that p53+/

and p53/ mice, on a mixed genetic background of

C3H/HeN, C57BL/6 and CBA, were tumor-free with exposure

to drinking water containing 10 p.p.m. NQO for 50 and

20 weeks, respectively. It is possible that p53-deficient mice

on a C57BL/6 background, as in the case of the present study,

are more sensitive to the tumorigenic activity of NQO than

those on a mixed genetic background.

Complex genetic mouse models provide a useful

frame-work for understanding the interrelationship of p53 deficiency

and specific genes in oral–esophageal cancer development,

for example, the collaboration of p53 deficiency and

over-expression of cyclin D1 (30), or p53 deficiency and xeroderma

pigmentosum group A (XPA) gene deficiency (31). The

L2D1

+

/p53+/ model that overexpresses cyclin D1 in the

oral–esophageal epithelium of p53-deficient mice develops

invasive oral–esophageal cancer, whereas control cyclin D1

L2D1

+

mice exhibit only oral–esophageal dysplasia (30).

XPA/p53+/ mice generated by crossing XPA/ mice

with p53+/ mice demonstrate that p53 haploinsufficiency

greatly accelerates the onset of lingual tumors in XPA/

mice with continuous exposure to 10 p.p.m. NQO in the

drinking water (31). In either model, the remaining p53 allele

was not lost during tumor formation (30–33) and p53

deficiency acting alone did not bring about progression to

malignancy. These genetic models support the concept that

p53 plays an important role in oral–esophageal epithelial

carcinogenesis.

The growing list of genes in human cancers with aberrant

expression, however, points toward a more complex view of

the carcinogenesis process. In this regard, our UADT cancer

model in ZD:p53+/ mouse has obvious benefits. By

render-ing the p53+/ mice nutritionally deficient in zinc, this model

mimics aspects of human UADT cancers. Both zinc deficiency

(5–9) and a loss of function of the tumor suppressor gene TP53

(25) are associated with human UADT carcinogenesis. Zinc

deficiency causes substantial cell proliferation in the squamous

epithelium of the UADT, as well as extensive changes in gene

expression (13,14). On the other hand, loss of p53 function

results in genetic instability and increased cell cycle

progres-sion (34,35). Thus, the grave biological consequences of

com-bining zinc deficiency and p53 deficiency are rapid UADT

tumor induction and progression to malignancy (Figure 1D,

Table I).

The sequence of histopathologic events of human oral and

ESCC is well characterized and proceeds from hyperplasia to

focal hyperplastic lesions, dysplasia and finally invasive

carcinoma. Although many molecular alterations have been

reported in UADT carcinogenesis, intermediate biomarkers

that accurately predict the risk of developing cancer, prognosis

and effect of therapeutic treatment have not been clearly

Fig. 2. Histopathology of tongue and esophagus from ZD:p53/ and ZS:p53/ mice. The mice were treated with NQO in the drinking water at 20 p.p.m. for 3 weeks and then 10 p.p.m. for another 18 weeks. Representative H&E-stained sections are shown. At week 12, ZS:p53/ tongue and esophagus showed a highly hyperplastic epithelium (A, tongue; C, esophagus). At week 11, a ZD:p53/ tongue showed evidence of early carcinoma in situ (B) and a ZD:p53/ esophagus, SCC (D). Scale bars: 50 mm (A and C); 25 mm (B and D).

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defined. In human cancers, MT overexpression is often

posi-tively correlated with the metastatic and proliferative activities

of ESCC (18) and a worse prognosis for oral SCC (36). KRT14

is an indicator of tumor progression in human ESCC (20) and

oral dysplasia-SCC sequence (37,38). COX-2 expression is

correlated with the proliferation activity in esophageal

dys-plasia (39) and with early stage carcinogenesis in the oral

dysplasia-carcinoma sequence (40).

Recent data from our laboratory (13,14) show that (i) the

hyperplastic esophagus and tongue of ZD rats overexpressed

COX-2 protein and mRNA; (ii) the zinc sensitive gene MT-1

and tumor marker KRT14 are upregulated

>6-fold in

hyper-plastic ZD rat esophagus; and (iii) upon zinc replenishment, the

overexpression of all three markers, as well as the hyperplastic

phenotype of the esophagus were rapidly reduced. The present

study examined whether the sequence of histopathologic

events in UADT carcinogenesis after 21 weeks of NQO

treatment is accompanied by overexpression of these three

biomarkers, KRT14, COX-2 and MT. Our results

demon-strate in a mouse UADT cancer model that expression of

bio-markers KRT14, MT and COX-2 in lingual and esophageal

carcinogenesis is correlated with cell proliferation and

the histopathologic hyperplasia-dysplasia-carcinoma sequence

(Figures 3 and 4).

In summary, we have developed an in vivo UADT cancer

model in ZD:p53+/ mouse that reproduces features of human

oral–esophageal cancer. This model will be useful to study the

molecular mechanisms of UADT carcinogenesis and to test

novel strategies for prevention and reversal of this deadly

cancer.

Fig. 3.Spatial localization of PCNA, KRT14, COX-2 and MT in premalignant lingual and esophageal lesions in ZD wild-type mice. The mice were treated with 20 p.p.m. of NQO for 3 weeks and 10 p.p.m. for another 18 weeks. Representative serial H&E and immunohistochemically-stained sections from ZD and ZS wild-type mice are shown. H&E-stained sections showed a moderately thickened lingual (A) and esophageal (C) epithelium from ZS mice and a hyperplastic tongue with dysplasia (B and inset) and a proliferative esophageal epithelium with focal hyperplastic lesions from ZD mice. PCNA, E–H; KRT14, I–L; COX-2, M–P; and MT, Q–T. Scale bars: 50mm (A, B); 25 mm (C–T).

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Acknowledgements

This work was supported by grant no. 04B106-REN from the American Institute for Cancer Research (LYYF). We thank Mr Karl Smalley, Kimmel Cancer Institute, Thomas Jefferson University for help with statistical analysis of data.

Conflict of Interest Statement: None declared.

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Received January 10, 2006; revised February 28, 2006; accepted March 7, 2006

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