Brought to you by | Uniwersytet Jagiellonski Authenticated Download Date | 10/29/18 8:51 AM The Poincaré–Bendixson Theorem in its classical versionsays
equationsandinseveralapplications.However,inmanycasesitisnoteasytofindsuchasolution.Two-dimensional
reducedtoasystemoftwoequationsofthefirstorder.ThePoincaré–BendixsonTheoremgivesconditionswhichenable theexistenceofaperiodicorbitgivesalsotheexistenceofacriticalpoint.Theexistenceofaparticularkindofperiodic
❆❜ai:s❛❝i:✿ The Poincaré–Bendixson Theorem and the development of the theory are presented from the papers of Poincaré and Bendixson to modern results.
▼❙❈✿ 37E35, 34C25, 34-03, 01A60
❑❡②✇♦s❞a✿ Poincaré–Bendixson Theorem • Limit set • Flow • 2-dimensional system • Periodic trajectory • Critical point • Section
© Versita Sp. z o.o.
✷✶✶✵
Cent. Eur. J. Math. • 10(6) • 2012 • 2110-2128 DOI: 10.2478/s11533-012- 0110-y
❈❡♥ ❛❧❊✉ ♦♣❡❛♥❏♦✉ ♥❛❧♦❢▼❛ ❤❡♠❛ ✐❝
The Poincaré–Bendixson Theorem: from Poincaré to the
XXIst century
Krzysztof Ciesielski1∗
❘❡✈✐❡✇ ❆
✐❝❧❡
1 Mathematics Institute, Faculty of Mathematics and Computer Science, Jagiellonian University, Łojasiewicza 6, 30-364 Kraków,Poland
❘❡❝❡✐✈❡❞ ✼▼❛ ❝❤✷✵✶✷❀ ❛❝❝❡♣ ❡❞ ✸ ❏✉♥❡ ✷✵✶✷
1. Introduction
Theproblemofexistenceofperiodicorbitsandcriticalpointsisfundamentalintheanalysisofbehaviourofdifferentialsystemsplayhereanimporta ntrole.Oneofreasonsisthataone-dimensionalequationofthesecondordermaybe
ustoprovetheexistenceofaperiodicsolutionoftheequation.Moreover,fortwo-
dimensionalsystemsinmanycasesoTrhbeiotsr,eim.e..limitcycles,isinmanysituationsparticularlyinteresting.Frequently,itfollowsfr omthePoincaré–Bendixson
∗E-mail:Krzysztof.Ciesielski@im.uj.edu.pl
Consideraplaneautonomoussystemx=f(x),wherex∈ ,andassumethat
Example1.2.
lih me
itli cyi
ct lese
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ra eop
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rn ,t
thfr eom
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ectb oryn
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;0n )n
,ual sus
itm mu
as ytb
be eaprp
oe vr
ei dod
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nje sc
idto er
a. pI
eris ode
ia csytB
oe noticeth
ta ht
eipt li
as na
e
Theorem1.3.
Theorem1.4.
in [76]. For some applications in biology, see for example[45].Manyother textbooks also discuss the Poincaré–
From the Poincaré–Bendixson Theorem there easily follow several corollaries concerning the behaviour of solutionsand Theorem 1.1.
0 R2
(?) thesolutionsofthissystemaregivenuniquelyanddefinedforallt∈R.
c
L
re
it
ticth
ae
lpp
oo
is
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tt
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ee
nm
ωit
(r
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ic
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io(
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itp
.oMin
ot
rp R2 ∈
eib
the
eb
ro
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isde
ad
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en
rid
odle
ict
pth
oe
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rit
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(pl
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si
pt
irs
ae
lt
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wp)
arn
do
st
aco
ln
imta
itin
cya
cn
ly
eof thesystem. eover,
Let us present one of classical applications of this theorem. Consider the following example, due to [3].
tW oe
ps oh
lao rw
ct oh
oa rt
dit nh
ae tee
squ wa
etio gn
etx t
00
h− exs
0
y(1 st−
em3x2−2(x0)2)+x=0hasalimitcycle.Aftersubstitutiony=x0andtransformation
r0= rsin2θ
(1−3r2cos2θ
−2r2sin2θ
); θ0=
−1+1
2sin2θ(1−3r2cos2θ
−2r2sin2θ ):
ttW heeh
oa t
mhv ee
rr h0a≥
nd0 ,f
(o 0r
;0r)=
is1/
th2 ean
ud n
eiqr 0u
o
≤ e
uc0 r
dif to
i rcr
ar l=
po√2 t/
o2 f,s
tho epo
sysi st
ti ev
me.so Tlu
ht ui
so ,n
as cd
co o
icrn d o t
i rn
t g
le t
a o
ve t
yh t
e he
P t
a o
i n
in n
c u
a l
r u
é s
–√2 n
/ d2
i≤ xso
r n≤
T1 h
/ e2
o .
re O
m n
,
theremustbeacriticalpoint. ounds(0 trajectory in
Severalexamplesofapplicationsofsimilarkindmaybefoundin[78].SomeapplicationsineconomyaredescribedBendixsonTheor emanditsapplications,forexample[3,22,23,34,41,57].
othrebiirtspirnoothfsectawno-
bdeimfoeunnsdiofnoarlesxyasmtepmles.inB[e3l,o7w8w].epresenttwoofthem(suitabledefinitionsaregiveninthenextsection);
i
Cs
oc
no
sn
idta
ei
rn
ae
nd
ain
uti
ots
noli
mm
oi
ut
sse
st
ysif
tea
mnd
x0o
=nly
f(i
xf
)it
onis
tp
he
eri
po
ld
ai
nc
eo
or
rc
ori
ntic
tha
el.
2-dimensionalsphereandassume(?).ThenapointpC
m
oin
ni
sm
ida
el
rse
at
no
af
uth
toe
ns
oy
ms
ote
um
ssis
ysa
tes
ming
xl
0e
=
tra
fj
(e
xc
)to
or
ny.
theplaneoronthe2-dimensionalsphereandassume(?).Thenanyago.Now,thereisalargenumberofresultsrelatedtotheoriginaltheorems.Theresearchdevelopedinmany generalizationsforbroaderclassofspaceswerepresented.I n somecases,theymovedveryfarfromtheclassical
✷✶✶✶
Thetheorystartedwiththeanalysisofsolutionsofcertain2-
dimensionaldifferentialequationsmorethanonecenturydifferentdirections.Thebehaviourofsolutionswasdescribedmoreprecisely,severalnewphen omenawereobserved,rPeosiunlctas,rén–eBveenrtdhiexlseosns,Tthheeoyrehma.veThtehethPeoorinecmarsét–
ilBlehnadsixasroenmTahrkeaobrelemininfluietnscoeriognincoonrtehmapveoranraytumraalthceomnnaeticctaiolnrsesw eaitrhcht.he
IanndthBeepnadpixesr,onthuepretoarseompreesreencetendtrtehseulhtiss.toryandthedevelopmentofthetheoryfromtheachieveme ntsofPoincaré
Defienitionsin the sequel will be given forflows,but they are applicable in an obvious way to systems ofdifferentialequtions.
LetXbe a metric space. Aflow(dynamical system) onX(which is called aphase space) is a triplet(X;;π),where anyont∈(−∞;+∞).Thenthefunctiongivenbythesolutionsoftheequationfulfilstheconditionsrequiredfromflows.
everyT>0thereisan(ε;T;x)-chain.
R
R
thatπ(0;x)=xandπ(t;π(u;x))=π(t+u;x)foranyt;u;x.
tn→ ∞}andthe negative limit set of x(orα-limit set of x) asα(x) ={y∈X:π(tn; x)→yfor sometn→ −∞}. We callthesesetsalsothelimitsetsofthetrajectoryγ(x).
setAweaklynegativelyinvariantifforanyx∈Athereisanegativesolutionσthroughxwithσ(−∞;0]⊂A.AsetA
semit
R
ra+
jectory(semiorbit)ofx.WeputF(t;xR
)+
={y∈X:π(t;y)=x},F(∆;A)= {F(u;y):u∈∆;y∈A}forA⊂X, int hec aseofflows.Wedefinean egatives olutiont hroughxasaf unctionσ:(−∞;0]→Xsuchthatσ (0)=xandthe maximal invariant setAcontained inU. A critical point is called isolated if it is the only critical point in some its neighbourhood.
2. Basicdefinitions
Inthissectiontherearepresenteddefinitionswhichwillbeofuseinthefurtherdescriptionofresults. R
πau:tR×omXou→sdXiffiesreantcioanlteinquuoautisonfunxc0t=ionf(xsu)cahndthaastsπum(0e;xth)a=tfxoraanndyπx(tt;h πe(uso;lxu)t)io=nπx((tt)
+thur;oxu)gfhorxainsyunt;iquu;ex.anCdonesxiidsetsrfaonrInstadofformulationoftheaboveconditionswewilljustsaythatthesystem givesaflow.
Byaatrajectory(anorbit)ofa
+
pointxwemeanthesetγ(x)={π(t;x):t∈R}.Byapositivesemitrajectoryγ
(s−
e(
mx
i)
o=
rbi{
tπ
)(wt;
ex)
m:
et
a≤
nt0
h}
e.
setγ(x)={π(t;x):t≥0}.Byanegativesemitrajectory(semiorbit)wemeantheset• criticalifπ(t;x)=xforeveryt≥0,
• periodicifthereexistsat>0suchthatπ(t;x)=xandxisnotcritical,
• regularif it is neither periodicn o r critical.
0
N
Foo
rte
atgh
ia
vt
enfor
poa
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xte
wm
edde
efi
fin
ne
ed
thb
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oiff
se
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ie
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eti
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fn
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ip
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en
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ox
fixs
)a
aspo
ωin
(xt
)w
=he
{r
yef
∈(x
X)=
:π0
(.
tn;x)→yforsomehAasseatlAlthisesinevparroiapnetrtiifeπs.
(R×coAm)p=acAt.inAvasreiatnAtsiestmMiniimsaisloilfaitteidsinfothneermepetyx,isctlsosaende,iignhvbaoriuarnhtoaon
ddUnoofpMropseurchsutbhsaettMofiAsAwisthetγM+
(xis)a6⊂sUadadnledsγe−t(ixf)th⊂erUe.existsaneighbourhoodUofMsuchthateveryneighbourhoodVofMcontainsapointx
A
x
n=
(εx0
;,Tx
;x=
)-x
cp
h+
a1
i,
nt
,jε≥
>T
0,a
Tnd
>d
0(π
,(i
t
sj;
axj
c)
o;
lx
lj
e+
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io<
nεoffo
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nie
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etj
s=of0p;
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ts::
{
;
xp
0.
;:A
::p
;o
xi
pn
+t
1x
}∈anX
dnis
umca
bl
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re
sd
{c
th
0a
;:in
::r
;e
tc
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}rr
se
un
ct
hif
thfo
ar
tAsemiflow(semi-dynamical system) onXis a triplet(X;+; π)whereπ:+×X→Xis a continuous function suchForagivensemiflow,wedefinecritical,periodicandregularpointsandpositivesemitrajectoriesinthesamewayas π(t;σ(u))=σ(t+u)foranyt;uwithu≤0,t≥0,t+u≤0.TheimageofanSegativesolutioniscalledanegative
∆⊂. A setAispositively invariantifπ(×A) =A. A setAisnegatively invariantifF([0;∞); A) =A.Wecallthe A pointxis said to be
oInfAthehacsaasellothfesseempiflroopwesrtwiees.defineω-
limits ets i n t h e s a me w a y a s i n t h e c a s e of f lo ws. However,α-limitset s mus t
negativesolutionthroughx.Wedefinetheα-limitsetασ(x)as{y∈X:σ(tn)→yforsometn→−∞}.Notethatfor
✷✶✶✷
ispositively(weakly)minimalif it is nonempty, closed, positively (weakly negatively) invariant and no proper subset
bedefinedin a slightlydifferentway, as there may be many negative solutions through a given pointx.Letσbeaaangdivweneapkolyinntexg,adtiiffveerlyenitnvnaergiaatnitv.esolutionsmaygivedifferentnegativelimitsets.
Limitsetsinsemiflowsarepositively
whffiechewasltehefirstnvedrsionofthye/YPowinhcearreé–
XBeannddixYsonTheorem.Thiswaspresentedinthethirdpaper[60],publishedin85.
moaiinnclyanalyesticarlcmhecthods. asymptoticP aréal pa atentionto ointsandtheirtypes.Fromthepointofviewofgeometricpicture, hecharac-
poitnte,wasarelsoconesiuderedbyhihme.two-dimensionalPonarécsidere nlythesy m byananalyticfunctionf.However,inmanycasesheconcentrated
thischapterofmathematicswasoffundamentalmeaning.However,mathematiciansusedtoconcentrateonthemethodsof
f r d e ais H – )h ap quat
differentialequations. The main goal of this theory is to investigate properties of solutions f ofdifferentialequationsnotne rl i se s u n.
phiyesnicalphednioemreennatiaofethesystne,mwgitivenbytheinvestigatedequation,especiallythesecondorderdifferentiale quations.
inftedgiffrationioaflpeaqrutiactuiolarstypeofteicquuaations.OfPoincaré’sinteresttherewasageometricpictureoftrajectorie sofasystem
touraesloettofpsipglniifiucaenstrTesearcheirnedpifferentiale quations.Poincaréb egant hew orko ncurvesd efinedb yt hes ol utions
otherwords,atrajectory),i.e.acurveinthe(x;x0)planeparametrisedbythetimevariablet.Suchacurvewascalled
BthyataaJoJordrdaannacrucrv(aeJJoirndathnecpulravnee)wsuerrmoeuanndsaahpoomienotmpoirfpphiicsicmoangtaeinoefdaincoambpoa uctndseegdmceonmtp[o−n1e;n1t]c(uatufrnoimtctihrcelep)l.anWeebsyaJy.
3. Poincaré and the XIXthcentury
Differentialequationshavebeenaveryimportantareaofmathematicalresearchformanycenturies.IntheXIXthcenturysolving odiffeent kin s of qu t on . It was enri Poincaré (1854 1912 w o was ioneer of li ative theoryo
IPnctehsesaenidAyokfnotqhweénXgI.XthtohhceerenotluwrtyioPsouinbclaisrhéepdufboluisrhpeadpheirssm(themeofirr asbtleinp1a8p8e1r,st[h5e8–l6a1s]tiinnt1h8e86Jo)utrhnaatlgdaeveMtahtehébmegaitniqnuinegsoerent n of par l r type and investigated the global nature of those solutions. He did notw o r k ong v byaff l quatio hout integrating this equation. Such a picture would help inu n d e r s t a n d i n g someParé’sre a o n c e r n e d
propertiesofsolutioncurvesandtheirtopologicalproperties.Poincaréused
toeforiinshecddaiffnedscolnatsiasilifideqdtdaitffioenrenotntytspinegsuolfacrrpiticalpointsttohrauts,apwpheearreineatchhecfiursrvteorsdoel rutpiolanneisedqeunastieonasn.dTthheerfaemiosunsoexcarimtipcalel
edvieinrconntimaoorneqnuaartiroodwocxa/sXe,=i.e.desqtuea,tsioxn0s=wfit(hx)pgoilvyennomariealproiglyhnt-
ohmainadls.sidUen.dMerotrheispraescsisuemlyp,tihoenwhoerkfoerdmounlattehdefithrsetroersduelrtPgiov1iennc8abry
épdaerstcirciubleadrkailnsdoothfediqffuearelintatitaivleeqbueahtaivoinosu,ri.oef.agiflvoewnbinyaannaelyigtibcoufurnh
cotoidonosf.aHneissohloawteeddctrhiatitcafolrptohientefqourafltioownss
x0(t)=Ax(t)+g(x),whereAislinear,undersomead0ditionalassumptionsongandA,thequalitativebehaviourofthe
isnydsetexmofcaoincrciitdiceaslwpiotihntth(ethbisehtearvmiouwrilolfbt
ehedessycsrtiebmedxin(t)th=enAexx(tt)seinctsioonm)e. neighbourhood of0. He investigated also the Let us mention also some aspects of terminology introduced by Poincaré. He introduced the concept of an orbit (or, in
beqyuPaotiionncsa.réAalsochtahreacteterrmis“tilcim(iitncFyrcelnec”hi:scdaureacttoérPisotiinqcuaer)é..Itcanbeobtainedbyeliminatingthe variabletfromthegiven
4. Bendixson and the period beforeWorld WarII
theauthorobtainedmanyotheradvancedresultsonplanarsystems.Thepaperconsistedof88pagesanduptonow
The Bendixson paper is nowadays famous mainly because of the Poincaré–Bendixson Theorem. However, in the paper Bendixson(1861–1935)publishedinActaMathematicahispaper[11].Therehegaveamoredetaileddescriptionof
✷✶✶✸
The full story of the Poincaré–Bendixson Theorem starts in the verybeginning of the XXth century. In
1901,Ivarbworuitntednedbyli,maimtosentgsoatnhdercsr,itEicmaillepoBinotrself,oHrepllgaenavrodniffKeorcehn,tiRauldeo qlufaLtiiposncsh.itIznathnedsGaömsetavoMluitmtaegt-hLeerffleewr.erepublishedpapers
gives the inspiration to research. Besides the Poincaré–Bendixson Theorem and its several consequences, only some
Theorem4.6.
Theorem4.7.
Theorem4.8.
Theorem 4.1 ([11, Chapter I, TheoremII]).
proofsonthewaytomaintheorems,orconsequencesofmaintheorems.
morepreciselyinthenextsection.
investigated planar systems with much weakerassumptions. He considered the system
investigatedsolutionsofthesystematapoint(x0;y0)givenuniquelyanddefinedforallt.
If the positive semiorbit γ+(p)of a point p∈2is bounded and positive limit set ω(p)does not contain any critical
✷✶✶✹
BInetnhdeixvseorny’sbreegsiunlntsinwgiollfbtheempeanpteiornBedenhdeixreso.nnotedthathisresearchisacontinuationof Poincaré’sresults.Bendixson
d d
x
t=X(x;y); d d
y
t=Y(x;y)
andassumedthatX,Y,∂X/∂x,∂X/∂y,∂Y/∂x,∂Y/∂yarecontinuousinacertaindomaincontainedintheplane.H e Letussummarise
brieflysomeofresultsfrom[11],undertheassumptionsgivenabove(inmodernformulation).
R
point, then either γ(p)is a periodic orbit or γ+(p)approximates a periodic orbit and this orbit is its limit set.
Bendixson gave also more detailed description of isolated critical points and periodic orbits.
I
(f
4p
.2.i
1s
)ain
nias
no
yla
nte
ed
igc
hr
bit
oi
uca
rhl
op
oo
din
ot
f,t
phe
thn
ea
retl
ee
xa
iss
tt
io
nn
fie
nio
tf
elt
yhe
mf
ao
nll
yow
pi
en
rg
ioc
do
icnd
oi
rt
bio
itn
ss
sh
uo
rrld
ous:
ndingp,(4.2.2)there exists a point x6=p such that ω(x) ={p}or α(x) ={p}.
L
(4e
.t
3γ
.1(
)p)
inbe
ana
ypne
er
ii
go
hd
bic
ouo
rr
hb
oit
o.
dT
oh
fe
γn
(a
pt
)lte
ha
es
reto
en
xe
istof
int
fih
ne
itfo
el
ll
yow
mi
an
ng
y
c
po
en
rd
ii
ot
dio
icns
orh
bo
il
td
s,s:
(4.3.2)thereexistsapointx∈/γ(p)suchthatω(x)=γ(p)orα(x)=γ(p).
TwheecparloloitfsthreelileodcavlerpyarsatlrloenligzlayboilnittyheinJoardsmanalClunrevieghTbhoeuorrheomo.dAolfso
a,annoont-
hcerirticcraulcpiaolinfat.ctTwhaespuhseendomtheenrae.wInillmboededrinsctuesrsmesd,Letusmentionalsosomeotherim
portantresultsthatappearinthepaper[11].Theywereeitherresultsusedinthe
If a limit set contains a periodic orbit, then it is equal to this orbit.
If a bounded limit set does not contain a critical point, then it is a periodic orbit.
If a limit set L is not a periodic orbit, then for any x∈L the set ω(x)is a critical point and α(x)is a critical point.In the bounded region given by a periodic orbit there is at least one critical point.
A bounded minimal set is either a periodic orbit or a critical point.
Theorem4.2.
Theorem4.3.
Theorem4.4.
Theorem4.5.
(4.9.1)U isinvariant,
impossibleforplanarsystemgivenbypolynomials.A 1)
dfr d o
Bendixsoncentre.Forexample,(0;0)isaBendixson centre inthesystemgivenbytheequations(inpolarcoordinates)
0 forr=0;
radiusr= 1/n,n= 1;2;3; : : :, is a periodic orbit. The orbits between the circle of radiusr= 1/nand the circle of
Bendixsongotacrucialresultconcerningtheindexofacriticalpoint.Letusdescribeveryroughlythisresult.Assume
✷✶✶✺
K. Ciesielski
Btheenredixwseorne’sarefeawsopniicntgurweass;sraotmheeropfutrheelmygaeroempertersiceanltewdheinreFaisgPuroein1c.aréusedfirstof allanalyticmethods.I n thepaper[11]
Figure 1.
LAetcruitsiccaolmpeoinbtacwkhtiochTfhuelfiolrsemth4e.2c.onFdriotimonth(4is.2r.1e)suisltcBaellneddix asocnenotbreta.inTehdertehearcelatswsiofictaytpioensooffciseonltarteesd.
cNriotwicatlhepyoinatrse.
fproeiqnutepntslyucrheftehrartedthearsePeoxiinstcsaraénceeingthrbeosuarhnododBe Undoifxsponfulcfielnlitnrgest.heBfyollaowPionigncparroépecretnietsre:
(4.9.2)all points in U except p are periodic,
(4.9.3)any periodic orbit contained in U surrounds p.
we mean an isolated critical
For example,(0;0)is a Poincaré centre in the system given by the equations (in polar coordinates)
r0(
t)=0; θ0( t)=1:
Poincaré centres were considered by Poincaré. However, the situation described below, presented by Bendixson, is
byssγu(mqe)n(coownstehqaute(n4t.l2y.,alhlopldosinatsninoγ(va)nyarpeesruiorroicunodrbeditbγy(qγ) (squ)r).roAuncdriintigcaplpthoeinretseaxtisistfsyiangretghuilsarcopndiinttiovnsiusrcroaullneddeda
r0(t)=r2sinπ
r forr6=0;
θ0( t)=1:
In this system,(0;0)is an isolated critical point which is surrounded by infinitely many periodic orbits. Any circleofrbaigdgiuesrrci=rcl1e/(annd+t1h)eaωre-
lsimpiirtaslsetwihsitchhesspmiraalllefrrocmircolnee.circletothesecondone.Foreachofthem,theα-limitsetisthe
EAnxaomthpelresveorfyaiPntoeirnecsatrinégcetnotpriecainnd[1a1B]wenadsixasomnocreentdreetaairleedpraenseanlytes disinofFcirgiutirceal2.pointsfulfillingthecondition(4.2.1).thataplanarvectorfieldVisgivenandconsideraJordancurveCwithoutcriticalpoint sonit.TheindexofValongC
neighbourhood ofxand for everyy∈Uthere are a uniquez∈Sand a uniquet∈(−λ; λ)withπ(t;z)=y. Bya By asectionthroughxwe mean a setScontainingxsuch that for someλ>0the setU=π((−λ; λ); S)is a Markov( 1903–1979)i n[48]a ndi n1 9 3 2 b yH asslerW hitney( 1907–1989)[81].( Byt hew ay,A.A.Markov,mentioned
For the proof of the Poincaré–Bendixson Theorem the notion of the transversality was of great importance. In the
very good tool for solving many problems as it is possible to describe very precisely the behaviour of a system ina initsmodernformsaysthatinadynamicalsystemforanynon-criticalpointxthereexistsasectionthroughx.T he
investigated critical point. Bendixson proved that the index is equal to1 + (e−h)/2, whereeis a number of elliptic made by suitably defined separatrices. Those sectors were of two kinds: hyperbolic and elliptic. In a hyperbolic arethesame.Suchanindexiscalledtheindexofp.
The abstractdefinitionof adynamical system (a flow) was formulated independently in 1931 by Andrei Andreievich Whitneyinanothermemorablepaper[82]introducedtheconceptnowknownasparallelizability.Roughlyspeaking,
passingagivenpointwhichisnottangenttothesolutioncurvethroughp.However,inthenon-differentialcasethe 1944)publishedhiscelebratedmonograph[16].Itwasacrucialstepforthedevelopmentofthetheory.Thismonograph commonlyregardedasthefounderofthetheoryofdynamicalsystems.InBirkhoff’sbookwecanseethefoundationof
α-limit pointsandω-limit points, was introduced byBirkhoffin this monograph. The definition of dynamicalsystem
✷✶✶✻
Figure 2.
idsiraecntiuomnb.eIfraofcrroittiactailonpsoitnhtrpouogfhVanisglieso2laπtemda,dtheebnyfotrhesuvffiecctioerntolfyVsmwa hllilJeorpdraonceceudrivnegsasruoruronudnCdiningptheindcoicuenstearlcolnogcktwhiesmeBendixson considered the division of a neighbourhood of an isolated critical point into sectors. This division
wassectorseparatriceswereasymptotesoftrajectories.Inanellipticsectoreachtrajectorywasemergingortendingtothesectors andhis a number of hyperbolic sectors.
5. BetweenWorld WarI andWorld WarII;
dynamicalsystems
1927hasmadeagreatimpactonthequalitativetheoryofdifferentialequations.Then,GeorgeDavidBirkhoff(1884–
wasthebasistoalotofresearchinthenexttwentyyearsand,infact,itstillhasaninfluenceonthetheory.Birkhoffistwoimportantbranchesofthethe ory,i.e.topologicaltheoryandergodictheory.Itshouldbenotedthattheterminology:pTrheesetonpteodloignicCahladpetfienri2tiownasapnpoeta yreetdfosromounlaatfetedrtihte.re,asBirkhoffconsideredonlysystemsgivenbydifferentialequations.
above, was not Andrei Andreievich Markov known by Markov processes and Markov chains, but his son.)
In1933pasarpaallreallilzealbliilniteys.ofthesystemgivesanopportunityoftopologicaltransformationoftrajectoriestogetthosetraj ectories
transversalwe mean a section that is simultaneously a Jordan arc or a Jordan curve.
differentialcase,thereisnoproblemwithit.Thisfollowseasilyasforanynon-
criticalpointpwemayfindacurvessietcutaiotinosnfoturrnflsowosutatnodbperomveudchthmeoreexicsotemnpcleictahteeodr.
eImndwepheicnhdeisntnlyo,wWchailtlneedythine1W9h33itn[8e2y]–
aBnedbuBtoevbuTthoevoirnem19.3T9h[e9]tdheefiorneemdexistence of a section through a given point shows that local parallelizability of the system isfulfilledand givesan e i g h b o u r h o o d o f a n y n o n - c r i t i c a l p o i n t .
way :
Games. Bohr and Fenchel proved in[17]
Wepresent here the theorem most connected to the Poincaré–Bendixsontheory.
(1884–1974)in[25].Poincaréposedthequestionifforaflowonthetorus2,2givenbyananalyticfunctionf,theo p mn e r
aj re eh tuT n s e hip m,
theseproblemsfromdifferentsides.Theresultsfromthosepaperswereofgreatinfluencetofurtherresearch.Infact,W e
sdr t s sc a i f o n e t ).
Sections were used in the next important result for planarflowsof the Poincaré–Bendixson type. It was
obtainedbyHa dB r n . Bor ou t f ph
h a
Theorem6.1.
ω(p) =ωC(p)∪ωN(p). HereωC(p)is the set of all critical points contained inω(p),ωN(p)the set ofallnon-criticalp t BendixsonTheoremcanbegeneralisedtosuchcase.
systemgivenbythefunctionofclassC1forwhichtheassertionoftheabovetheoremdidnothold.Hisresultswereoge o
c, v sr o t men cri c ys n
bounded .
✷✶✶✼
K. Ciesielski
Inthepapersmentionedabove,twoauthorsnotonlypresenteddifferentproofsofthetheorem,buttheyevenapproachedhitn y con i e ed noflowbut pe ial f mil es o curves (m re general case tha famili s given by orbi s offlows
veryralgoodohforoatbnadllWpelranyeer,FaemcehmelbeBryofththeewDaya,nishhnawtiaosnaalyfootnbgaelrlbteroatmh,eraowfinhneeraomf oaussilveyrsimciesdtaslNinie1ls90B8oOrlyamndpic
Theorem 5.1.
Let(R2;
R;π)beaflowandp∈R2be
aregularpoint.Thenp∈/ω(p).
Itnypfeacfot,rbfleofworsewtahseoabbtsatirnaecdtbdyynKanmeiscearl.sInys1t9e2m4shweeprreovfoerdmianll[y43i]natrtohdeuocreedm,wa hviaclhunabowlemreasyublteoffortmheulaPtoeidncianrtéh–eBfeonlldoiwxsinogn
Theorem 5.2.
Let(K;R; π)be a flow without critical point on the Klein bottle. Then there exists a periodic point x∈K.
Soonafterit,anextremelyvaluableresultforanothersurfaceinthedifferentiTalcasewasobtainedbyArnaudDenjoyshnolywinogsstihbeleassierit mioanlsisttsruaereepveonintins,apestiroodnigcetrrveercstiooni.sHaendprtohvedwseovleeraolrressult.sDaebojuotytihne1s9y3s2temoslvod ntthestorroubsleT2.
A
of
ssc
ula
ms
es
tC
h2
a.
tAxs
0s=um
fe
(xt
)h
,axt
=thi
(s
x1s
;y
xs
2t
)e
wm
itg
hiv
aes
sua
itfl
ao
bw
le.
iL
de
et
nM
tificb
ae
tia
onm
,iin
sim
anal
as
ue
tt
onfo
or
mt
oh
uis
sssy
ys
st
te
em
m.
oT
nhe
thn
ee
ti
oth
rue
sr
T2,is
wa
hec
rr
eiti
fca
isl
point,Mishomeomorphictothecircle(i.e.isaperiodicorbit),orM=T2.
M
AswasalsoshownbyDenjoy,theassumptionthatfisofclassC2isessential.Hepresentedanexampleofthe
infverstiagtaitmiopnsr.taAnmoenggaotehearsg,ohoedcdoenscidieprteidnpohfenhoemepnhaenboasedaonocerugordnigcitiynasundhrostatti eomnsnaumdbewres.reabaseforfurther
6. First generalization afterWorld WarII
Neither Poincaré nor Bendixson investigated limit sets with infinite number of critical points. However, the Poincaré–
Solntzevin1945[74]providedageneralizationofTheorem4.6.H e spliteachcompactlimitsetω(p)intotwoparts,thoeinorsemc:
ontainedinω(p).AnycomponentofωC(p)wascalledasingularcomponent.Solntzevprovedthefollowing
Consideranautonomoussystem
x0=f(x); (1)
p
wh∈
erR
e2xi
∈s
R2,andaT
ssh
ue
mn
eei
tt
hh
ae
tr
thissystemgivesaflow.Assumethatthepositivesemitrajectoryγ+(p)throughapoint Theorem5.3.Theorem6.2.
Theorem6.3.
suchthathfh−1(ΩN(p))isahomeomo
b
ro
pu
hn
id
smed
f.
romasubsetofacircleontoΩN(p).
{x<0;y=0};{x=0;y>0}and{y=x/n;x>0}forn≥1.DenotethedomainsbyDninsuccessivewaysothat x∼yifx=yorx; yare critical points belonging to the same singular component ofωC(p). LetΩ(p) =ω(p)/∼,
manyregulartrajectories(comingfromonesingularcomponenttoanotherone).Ontheotherhand,itmaybeinthe
Anotherexamplemaybedescribedasfollows.Considerthedivisionoftheplanegivenbyhalf-lines:{x>0;y=0};
a regular trajectoryγksuch that in both time directions it goes to(0;0)and its diameter is equal to1/k.For anyn Forexample,considerpointspn,where(inpolarcoordinates(r;θ))pn=(1;π/n),n≥1.Takeascriticalpointsallpn,
Thelimitsetsmaybeofdifferentshape.Forinstance,alimitsetmaybeintheshapeofthecircleandcontaininfinitely Heprovedthatifasemitrajectoryisunboundedandalimitsetassociatedwiththissemitrajectorycontainsnocritical non-singular point precisely once.
setand,moreover,eachseparatingtheplane.Forlimitsets,wheretherearenounboundedcomponentconsistingof
regulartrajectories.Thent
s
hebo
ru
en
gd
ue
lad
rtrajectoriesformasequenceofplanarsubsetswiththediameterstendi ngto0.✷✶✶✽
(6.1.1)the positive limit set ω(p)is a periodic trajectory,or
(6.1.2)the set of non-critical trajectories contained in ω(p)is at most countable.
o
Iff
(ω
6.C
1(
.2p
))
ha
on
ld
dst
,h
te
hes
net
foω
r(q
an)
yis
nc
oo
nn
-t
ca
ri
in
tie
cd
alin
pos
io
nm
teqsci
on
ng
tu
al
ia
nr
edco
im
npωo
(n
pe
)n
tt
ho
ef
sω
etC(
αp
()
q.
)iscontainedinsomesingularco mponentFinotrroadnuoctehearsrpeescuilatloefqSuiovlanlteznecve(rfoerlmatuiolanteidnahelriemiitnsaet.sliDghefitlnyedaiffnere eqnutivwalaeynctehacnlasinsitnheωo(pri)gifnoralappaopienrt),pw.eWneeewdrittoeΩC(p) =ωC(p)/∼,ΩN(p)
=ωN(p)/∼. Of course, we may identifyΩN(p)withωN(p). Now we have
γ
C+
on(p
s)
idt
eh
rro
aug
sh
ysa
tep
moi
(n
1t
),pw∈
herR
e2
xis
∈R2,andT ash
se
un
mt
ehe
thre
atex
this
it
ss
sa
ysc
to
en
mtin
gu
ivo
eu
ss
asu
flr
oje
wc
.tiv
Ae
ssm
ua
mp
epi
tn
hg
ath
thfr
eom
poa
sitc
ii
vr
ecle
set
mo
ioΩ
r(
bp
it)
Roughly speaking, the theorem says that we can go along the whole limit set like along “cyclic paths” and meet any
TheworkofSolntzevwascontinuedbyVinogradwhoin[79,80]obtainedsimilarresultconcerningunboundedlimitsets.
points,thenitconsistsofatmostcountablenumberoftrajectories,eachofwhichhavingemptyα-limitsetandω-
limitclyriitnigcailnptohienmts.,VHienoggarvaedacllsaossaifideedscthrieptcioomnpoofnpeanrtasmoefttrhizisatliiomnists oeftcionmtopofinveenttyspseismiinlatretromsthoafttphreebseenhtaevdiobuyroSfotlrnatjzeecvt.ories
shape of a finite-leafed rose or infinite-leafed rose, with only one critical point common for all the leaves.
(a1s;0fr)omanodu(t0s;id0e)..TInhethteraujencittocriirecsleo,fthpeoirnetgsunloatrctroanjteacitnoeridesingtohefroumnitpkc itroclepks+p1i.raltowardsthiscircle,aswellfrominside
D1is the lower half-plane and fork≥3eachDkis bounded byy=x/(k−1),y=x/(k−2). Now, in
eachDktakeatrlaljepcotionrtysswuhrircohunsdpeirdalbsytoγnthaeresectoΓnt=ain{e(d0;i0n)}tr∪ajeSct{oγrnie:snw≥ith1}
boatnhdliΓmiitssietstsωe-qliumailttsoet(.0;0).Nowwecanconstructthe
AScocmoerdoinfgthteoptohsesiabbloevpehtehneoomreemnsawareeaplrseosehnatveedinFigure3.
t
Ch
or
no
su
ig
dh
era
ap
so
yi
sn
tt
emp
(∈
1),R
x2
∈i
R2,andassa
un
md
eth
the
al
tim
thi
it
ss
se
yt
stω
e(
mp)
gc
ivo
en
sta
ain
fls
o wpr
.eAci
ss
se
ul
my
eo
tn
he
atcr
ti
ht
eica
pl
osp
io
tii
vn
et
sa
en
md
iti
rn
afi
jen
ci
tt
oe
rly
yγm
+a
(n
py
)Theorem6.4.
plane)simplyconnecte
fo
ddomaincontainedinR2.
FromthistheoremappliedtoflowsonRit followsthatthelimitsetassociatedwithanunboundedsemitrajectorydoes
sed
ThrevethperoorveimeoftDheenpjhoaysewasspagceenwerasnoetaato1r9u6s3.HbyowAertvheur,rtJh.eScphrowoafrwtza wshnootpcroorvreedct[,6a6]s:waspointedoutbyPeixoto[56].ali in
Theorem6.6.
doesnotcontainanycriticalpoint.Thenω(p)ishomeomorphictothecircle.
Assume that this system gives a flow. Let M be a minimal set for this system. Then either M is a critical point, Mis
✷✶✶✾
K. Ciesielski
Figure 3.
Vinograd gave also another very interesting theorem concerning planar limit sets. He proved
b
Lee
tin
Bg
bth
ee
aω
s-
u
li
bm
si
et
tsoe
ft
R2r
.Tso
hm
ene
tp
ho
ei
rn
et
eif
xia
sn
tsd
aon
cl
oy
nti
if
nB
uoi
us
stfh
ue
ncb
to
iou
nnd
fa
sr
uy
co
hf
ts
ho
am
tethn
eo
sn
ye
sm
tep
mty
((
1a
)n
gd
ivd
ei
sffe
are
pn
lat
nf
aro
rm
floth
we
ww
ith
hol
Be
IctosmhpoaucltdfibrestncootuendttahbaletVspinaocgerathdewωo- rlkimeditnaslestooifnsgoemneerpaolinfltoiwssn.oInn-
pcaomrtipcauclta,rt,hheenpirtodvoeedsinno[7t9h]atvheaatnifyincoamflpoawctocnomaplooncaelnlty.not have any boundedcomponent.T resultsofSolntzevandVinogradgavefurtherprecisecharacterizationoflimit
sInetsth.enextyears,followingDenjoyhe Kneser,subsequentresultsformanifoldswerepublished.In[30]asimilar tcchruietoicraelmpfooirndtcsdloosnedma2n-
difiomldesnswiohnicahlograiveanntdabflloewm.aHneifoclldasimweadstshtaattead.limTihteseatutchoonrtacionninsigdeareJodrddaiffnerce unrvtiealwsayssteeqmusalwtiothtohuist
Theorem 6.5.
Assume that(1)is a system on a compact, connected2-dimensional manifold X of class C2, where f is of class C2.
m
hoa
mn
eif
oo
mld
orX
phm
icus
tt
obte
heeq
cu
ira
cl
leto
(it
.eh
.e
it
swo
a-
d
pi
em
rie
on
ds
ii
con
tra
al
jeto
ctr
ou
rs
yT
),2o.
rM=X(i.e.isthewholemanifold );inthelast case theAnother result of Schwartz was
A
cl
sa
ss
us
mC
e2
t.
hA
as
ts
(u
1m
)eisth
aat
syt
sh
ti
es
msy
os
nte
am
cg
oi
mve
ps
aca
t,fl
co
ow
nna
en
cd
tet
dha
2t
- dth
ime
em
na
sin
oi
nfo
al
ld
oX
riei
ns
tn
ao
bt
lea
mm
ai
nn
ii
fm
ola
dls
Xet
o.
fL
ce
lt
asp
sbCe
2,su
wc
hh
et
rh
ea
ftω
is(p
o)
fF19o6r9abnyonM-
oarrikelneytab[4l6e].mTahniisfotlhdeoarnedmwmitahyoubtethreegdairffdeerdenatsiaabiglietnyeorafltihzeatflioonwoafsTshuemoerde,ma5 s.2im.ilartheoremwasobtainedin
Let(K;R; π)be a flow on the Klein bottle. Assume that p∈ω(p)or p∈α(p). Then p is either critical or periodic.
Theorem6.7.
pointonecanconstructasectionwhichisanimageofaclosedinterval.
andω(x)
T
arenon-voidcompactconnectedsetscontainingonlycriticalpoints.ofXwi
a
thn
od
utcriticalpointshascommonn
pointswithatmostfinitenumberofTn.
dOinffeeroefntmiaalincarseea.sonswastheproblemwithsections.Theexistenceofsectionswasshowneveninaverygene ralcase,
tHoápjoelko’gsieressaurltesesqhuoawl.edt hat th e Poincaré–
BendixsonTheoremispurelyt op o log ica l and does n ot dependond iff e ren-
topologyinducedfromtheplane.Ontheotherhand,wemaydefineatopologyonaregulartrajectorytakingasthe manifolds,notnecessarilycompact.A2-dimensionalmanifoldXiscalleddichotomic,ifforanyJordancurveJtheset parallelizabilityofflows,guaranteedbytheWhitney–BebutovTheorem.However,thedifficultywasmovedtoanother byOtomarHájek.
hadtobedoneinadifferentwaybecauseofthelackoftheassumptionofdifferentiation.Also,severalothertechniques
transversals through any non-critical point withoutdifficulty.This gave a good local description of solutions close to
7. Thetheorem for dynamical systems: from Hájek toGutiérrez
AseftveerraWloarultdhoWrsarwIeIrseevperroavlinggenmearanlyizraetsiounltssofofrthgeenPeorianlcaflroéw–
sB.eHnodwixesvoenr,Tthheeocrelamssoifcavalrtihoeuosretympewsahsasdtilblekennoowbntaoinnleyd,inaltshoe,
however,notmuchwasprovedontheshapeofsectionseveninthe2-dimensionalcase.Thischangedduetoaresult OneofbasicresultswhichcouldhelpinthegeneralizationofthePoincaré–
BendixsonTheoremforflowswaslocalpoint.Inthecaseofflowsgivenbydifferentialequations,fulfillingsuitablecontinuityassum ptions,wecouldfind
nthoen-
tcorpitoilcoaglicpaolinsthsaapnedotfhseecptriooonfss.mightuseit.Butwithouttheassumptionofdifferentiability,nothingwa sknownaboutItnhefa2c-
td,iWmhenitsnieoynailnc[a82se]smtautsetdbaerJeomrdaarnkoanrcsthoisrtcouprivce.sH.Howeeovenrl,yhsetadtieddn(o atndwrgitaeve(aandnidciedenxoptlapnroavtieo)nt)htahtaatllthsreocutgiohnsaniyn
The problem was solved by Hájek, who proved in 1965 [31]the following
L
is
etei
Xth
be
era
a2Jo
-r
dd
iman
ena
sr
ic
ono
ar
la
mJ
ao
nrd
ifa
on
ldc
au
nr
dve
l.
et(X;R;π)beaflow.Theneverysectionwhichisalocallyconnectedcontinu umTbyhiHsáhjeelkpeind[w33it]h).tHháejegkengearvaeliazavteiorynporfetchiesePdoeisnccrairpét–
ioBneonfdliixmsoitnsTethseoinreflmowfosroflnotwhseipnlatnheea2n-ddimdiecnhsoitoonmailcc2a- sdeim(oebntsaioinneadl
X\Jhas two components. Hájek proved, in particular,
L
p
eo
tin
(t
Xs
;R;πa
)tbemo
as
flt
oc
wou
on
nta
abl
de
icf
ha
om
ti
ol
my
i{
cT
ma:
nn
ifo∈
ldAX}
.,
AA
ss⊂
umN
e,
to
hf
an
to
ωn
(-
p
c
)ri
=6tic
∅al
fot
rra
sj
oe
mct
eor
pie
∈s.
XM
.oTre
ho
ev
ne
ωr,
(e
pa
)c
ch
onc
so
im
stp
sa
oc
ft
cs
ru
itb
is
ce
at
lL
p
e∈
t(X
X.
;R;h
πe
)n
be
eith
ae
flr
op
wis
ona
ape
dr
ii
co
hd
oic
top
mo
ii
cnt
m,
ao
nr
ifω
o(
lp
d)
Xis
aa
ndpe
lr
ei
tod
thic
eocr
lb
o
i
st
ua
rend
ofa
ωli
(m
p)it
bc
eyc
cl
oe
m,
po
ar
cf
tor
foe
rv
se
ory
mex
n∈
onω
-(
cp
ri)
tib
co
at
lh
pα
oi(
nx
t)
HGeánjeekraalllsyo,tchaerrmieadinsopmoientrsesinulHtsáojefkS’solpnrtozoefvwaenrdeVsiimnoilgarratdomtheonstieonu eseddaibnovtheetodiflffoewresntoinabdleichcoatsoem.iHco2w-
mevaenri,fsoeldvse.ralpartswereused.Oneofthemwasconsideringtheinherenttopology.Foragivenregularorbit,wemayconsidert heEuclideanbaset hei mageso fo peni ntervalst hrought hes olution.Oneo ft hem ainp ointso ft h ep roofw ast os howt hatt hese Theorem7.1.
Theorem7.2.
Theorem7.3.
✷✶✷✵
tdieasbcirliitbyinagssnuomtpotniloynsli.mAitsseittst.urnedo ut a bo u t twentyye a r s late r,i t was relatedto m uc h mo regene ral,d e e p property
Theorem7.4.
s theimplication
(7.4.1)(X;R;π)istopologicallyequivalenttoaC2flowonX,
topologicallyequivalentto(X;R;π).Furthermore,thefollowingconditionsareequivalent:
Letu sp resentm ainraensultshoefG utiérrez’sp aper.Hist h e o remg e n e ralisedn o t o n l y t h e resulto f [54],butf i r s t o f a l l Theoremt hisg a vea tdopologdicale quivalenceo ff l o w s w i t h f i n i t e n u m b e r o f c r i t i c a l p o i n t s o n t hep lanet oCe∞nflow s.
istopologicallyequivadlenttothaC∞flowonXundertheassumptionthatintheflowtherearefinitenumberocfacritical propertiesoforbits,in2particsuelar,thepropertiesinvestigatedinthePoincaré–BendixsonTheorem.Notethatepaorlier,i∞n
Ine1v98l6yCuaserldosaGtouptoiélrorgicalfleoxampleaofpaapseuritoanblsemsoeotthgiinvgencobnytiBniunogu.sFfloorw ns=[292],afunnddnam=en3tathlefoprrtohbeletmheworysosft2ll-doipmeenn.-ezplished
However,f orh igherdimenssitont heRp4roblemturnedouttobenon-trivial.Itwassolvedin1974 byChewning[19]who
smiaonnaiflolsdysXtemofs.clAascsorCo∞llaryofthemaintheeqoureivmaleonftthtiosapaCpe1rflwoawsothnaXt.anTywcoo
ncotinntuinouuosuflsowfloownsa(X2;-Rdi;mπen)saionndal(Xco;mRp;πact)a s b
p is pologically 1 2
u b
flows.Inp articular,t hePoincaré–BendixsonTheoremf ort opologicalflowsc anb eregardeda sa c onsequenceo fthePica so
i la Ne t l t
his proof many advanced and complicated modern techniques and results. The other proofs of thePoincaré–
BendixsonTheore ,e w u mor y.
NoteaulcsotnhawtaproupseedrtiesoofPaioninecvarné–mBernedixsonlatryepxeinthse2- dimensionalcaseforflowswereconsiderednotonlyfor
examplief[67c]hofaaveCc1toflrowewithxoisutts,abclotseiddorbit.foIrnm1994Knup- erbesrgen[4c4]constructedaC∞counterexample.Laterthis
withoutncroitnicaallflpoowinstsingivhenabsypdecifft,erienitianlaetuqruaaltitoonmoenthen3t- deimeensfeiorntalspherehasaclosedorbit.In1950Seifert[69]
Theorem7.5.
✷✶✷✶
dTehfienpitrioobnleomfdifynaamfloicwalonsyRnemmsu.stInbethgeivoenne-
bdyimaendsiffioenreanlticaalseeqtuhaetiaonnsawreorseisnpaotusritailvleyaanftderthinetrpordouocfinigsnthoetadbiffis tcrualctt.pclroveidredanexampleofa win
whichisn eitherisomorphicn ore quivalentt oadifferentiablesysteam.Cihewning
trraejecatoidrietosofe(Xto;Ro;lπog)i,caplrleytoerqvuinivgatlheentn,aitfutrhaelroerieexnitsatstioanhoofmtreaojemcotor priheiss.mToopfoXlogthicaatlteaqkueisvatlreanjecectporreiesserovfes(Xto;R;lπog1)ictaol1978, Neumannprove[54]
at any continuousflowon a2-dimensional compact orientable manifoldXof l ssC points and only perio ic an critical points are contained in their limit sets. Together with the Poincaré–B dixson Gutiérrez used Neum n’s t orem in his proof.
Theorem6.5,whichi (7.4.1)⇒(7.4.3).
Let(X;R; π)be a flow on a compact2-dimensional manifold X of class C∞. Then there exists a C1flow on X which is
(7.4.2)(X;R; π)is topologically equivalent to a C∞flow on X,
(7.4.3)i
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etwo-dimensional torusT2. i.e
Fromthistheoremitfollowsimmediatelythattopologicalpropertiesofdifferentialplanarautonomoussystemsholdforonré–
BendixnTheoremnthedifferentiacse. vertheless,ishoudbepointedoutthatGuiérrezusedin 3T-
hdeimperombsilfeomrfloofwssmdoosthpitintegisntohteeflaoswy,tfoersrner=eal3lyism,tcohtnhteiobeeeshltemoSfentihtaeraucothnojerc’st ukrneo.wItlesdtgaete,ssttihllatopeveenr.yScopnetaikniunogusabfloouwt
asked su filde ud not ulateonexit
e a sa c onjecture.I n1 9 7 4 S chweitzerg avea nconstrtio s to bt e o regu ample.
sflyoswtesmdsefionnedsuornfacseusb,sebtustoaflsthoeopnlasnueb.seTthseyofgtehneerpalalinseed.TInhe1o9r6e7mS5e.1ibaenrtdaonbd taTinuelldey[68]sho we d a si mil ar t h e o remf or
LetX⊂R2and
(X;R;π)beaflow.Assumethatp∈R2i
saregularpoint.Thenp∈/ω(p).
The reasoning in their proof did not use sections.
positive direction. This leads to the abstract definition of asemiflow,which was first formulated in 1965 by
Hájek[32].Thet ro i l esnboo 3
Thusanenatuwraelllq)uesdtiocnonasriseesabouttheePmoitincard e p e n d i n g notonlyonthe2- dimensionalsemiflows,notonlyforω-limit
givenpoowinthxa,vweemavyeminetnrodducenegantilve“sfeomitraje”,ctbouriesthr questionmaybemanysuchtrajectories,buttheremayoughx(there
dependt.onlysoo,nittosponltorgiicuailngpropertiepsrapnedrontheapopsasritbilityof ctarecoinjustonedirection.movement
systemsn.oAtvtiheewsoafmdeiffetimene,tifromt haetitopsotlogicaolstpioninetrofview elsofsspacest heremaya ppears everalquestionsofinmany
directionn,wapphesaorlntoiwonassgaivenatuuraluteopicafnorfduerfithneerdreosrearchof .egeneralphenomena.It shouldbenotedthatfrommor
amanifold, Theorem8.1.
in [20]. A closed setScontainingxis called asectionthroughxif there are aλ>0and a closed setBsuch that F(λ;B)=S,F([0;2λ];B)isaneighbourhood(notnecessarilyopen)ofxandF(µ;B)∩F(ν;B)=∅for0≤µ<ν≤2λ.
perfectlyfromonesidetotheoppositeoneinthetimeinterval2λ(allsegmentsstartononesideoftheboxandno other trajectory joins these
segments).
forsemiflowsitisimpossibletogivesuchagooddescription,ashereatrajectorycan“glue”withothertrajectories.
The Poincaré–Bendixson Theorem: from Poincaré to the XXIst century
8. ThePoincaré–Bendixson Theorem for semidynamicalsystems
Inflows,wehavethemovementdefinedinbothdirections.However,onemayconsideronlythemovementdefinedin
Teqhueatthoiopeooloygiticfasletmhuefloorwysowfflaoswndsevgneriqeowplfdryomooddifflearteenrtiianlftehqeuaalltitok n∈s[1aR]s.aSfleomwiflioswas,nwatituhratlhgeemneorvaelmizeantitodneofifnaendaountloynionmoonuesthe poit f r
alequ onhem te s t i n g mod emiflowsmaybefoundininfinitedimensional interesAl ii g which o tiesof icularobje nsequences ofdifferentiablestructure,which
Semifl s mo tefinedo y rward ta na tu ra l about negative continuations
arises.Forabenoas an id rnegativl i sets,
pointbutalsoonanegativesemitrajectory.
sInet1s9b7u7tMalcsCoafnonrα[5σ1-]liwmriottseetasn,wimhpeorertaσnitsp
aapneergaét–iBveensdoliuxstioonnptrhorpoeurgtihesx.for
In particular, his results implied that
isnovleustitoignaitsindgefithneedtoopnoltohgeicinatleprvraolpe(−rt∞ies;0o].fsemiaflboowustiosnom2o-
rdpihmiesnmssioonfaslemmaiflnoifwosld.sonecanassumethatanynegative IpnartahleleplirzoaobfioliftythoefPflooiwncsawréa–
sBfeunnddiaxmsoenntTahlefoorretmhefolroflcaolwcsh,atrraancsteverirzsaatlisonanodfstheectinoenisghpblaoyuerhdoao
ndiomfptohretasnytsrtoelme..THhoewleovcearl,Thereweremanyattemptstogeneralisethenotionofsectionsforsemiflows.In1992,thefollowingdefini
tionwasstated
TInhethseecsaescetioonfsflogwivse,tahigsodoedfilnoictiaolndgeisvcersipatioWnhoitfnaeys–
uBiteabbuletonvesiegchtbioonu.rhAolosdo,othfeaenxoisnt- ecnrciteicoaflspeocitniotnisnignesneemrailfloswemsiiflnotwhse.
generalcase,i.e.withouttheassumptionoflocalcompactnessofthephasespace,wasproved[20].Wehave
L
M
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aeo
sv
ee
mr,
iflif
owX
(i
Xs
;R+;π)onat
mhe
en
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en
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e
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git
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vc
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nl
.pTo
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et
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oi
ns
-t
cs
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itic
co
am
lpp
oa
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nt
ts
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eteh
xr
io
su
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asx
e.
ctionthroughx.aAcscuoirtdaibnlgetnoeitghhisbotuhrehooroedm.aTnhdisMnceCigahnbno’surrheosoudltsi,sianpaarpalallnealirzasbelmeif l“boowx”aninywnhoinc-hcraitlilcathleposeingtmxenctasnofbetracjoencttaoirnieesdgino
in1994[21].Inthatpaperitwasalsoshownthatanycompactsectioninasemiflowona2-manifoldXiseitheraJordan
Int hef ollowingt heoremsbyal imits etLw emeane ithera nω-limitset ω(p)oranασ-limitset ασ(p),w h e reσ isa2
✷✶✷✷
Jordan curve, which was important for the reasoning.
noregoantiave2-sdoilmuteionnsiothnraolusgphhearen.onH-
ocwriteivcearl,psooimnetpof.tIhneamllccaintebdetheexoternemdesdthtoerseomisea2ss- udmimeednsthioantawlemahnaivfeoladss.emiflowonR
If a limit set L is connected and does not contain critical points, then L is a single trajectory.
Theorem8.2.
xist s
developedbySaitoin1968[64].TheUra–KimuraTheoremisveryimportantforseveralotherapplications.
wereobtainedafterWorldWarII.ThePoincaré–BendixsonTheoremgavethebeginningtootherinvestigationsand
andaquestionaboutthebehaviourofthesystemintheneighbourhoodofacompactinvariantset,notnecessarilyfor
ofSchwartz.Also,theyprovedtheassertionofthePoincaré–BendixsonTheoremforanycompactminimalsaddlesetin suchflows.
Theoremdependedontheuniquenessofthenegativesemi-solutionsandthepossibilityofuniquecontinuousmovement in bothdirections.
Another generalization of the Poincaré–Bendixson Theorem was given in 1988 by Athanassopoulos and Strantzalos [7].
Becauseofthecomplicatedstructureofsemiflowsandthecharacterofsingularpointsinthefinitedimensionalcase,
AttheendofthissectionitshouldbepointedoutthatthePoincaré–BendixsonTheoremforsemiflowsshowsthatthis
✷✶✷✸
K. Ciesielski
Theorem 8.3.
o
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tit
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ea
mn
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os
rbe
im
ti(-
p
o
orb
sii
tt
i,
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on
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nin
ee
gd
ati
in
veL
),bm
ea
by
oc
uo
nn
dt
ea
din
.Tin
heit
ns
eli
im
thi
et
rse
tht
eon
lil
my
ic
tr
sit
ei
tca
Ll
apo
ssin
ot
cs
i.
ated withthisorbitisaperiodicIf p∈ω(p)(or p∈ωσ(p))then p is either critical or periodic.
If a compact set A is either positively minimal or weakly minimal, then it is either a critical point or a periodic orbit.
Gademnietraclolmy,ptlhiceapterdoosfistuwaetrieonnsowtahiscihmaprleeiamnpaolosgsiyblteoftohrosfleowfosr.dMiffoerreeonvteiar,lasyllst theemsea(orlrieervepnrotoofsthoofsteheforPflooinwcsa)réa–sBseenmdiiflxoswons
NotethattheGutiérreztheoremaboutthetopologicalequivalenceconcernsonly2- dimensionalflows,notsemiflows.oneshouldnotexpectananalogousresultforsemiflows.
tohfetohreemtimisenvoatrioanbllyeptu.rReloyugtohplyolospgeicaakli,nbgu,ttihnefaecstseitncdeepoefntdhsisotnhleyoornemthiescaonptoi snsuiobuilsitmyoovfeameconnttdineufionuesdmfoorvpeomseitnivtefovrawluaerds
withoutbeingbotheredaboutthebackwarddirection.
9. Some otherresults
ManyfurtherresultswhichmayberegardedassomegeneralizationsoftheclassicalPoincaré–
BendixsonTheoremgmeantehreamliaztaictiaolnms;oanlolgorafpthhe.mHecroeu,ldwenomwenftoiromnaratlahregrebrcioelflleyctoinolny.sA olmlethoofsethoresseugltesnceoraullidzaptrioobnas.blybeatopicforalarge
OhonoedooffthaepaedrivoadnitcatgreasjeocftothryeoProainccarirtéic–
aBlepnodiinxts,oTnhTehoreeomrem4.2waansdaTphreecoirseemd4e.s3c.riTphtiiosnsuofggpelasntsaraspyostsesmibslei ngeanneeraiglihzbaotiuorn-2-dimensional systems. Thiswas obtained (in the general case offlows)in 1960 by Ura and Kimura [77] andlater
L
th
ee
tr
(e
Xe
;R;π)a
bn
ex
a∈ /
dyM
nas
mu
ic
ch
alth
sa
yt
ste
ei
mth
oe
nrω
a(
lx
o)
c⊂
allM
yco
or
mα
p(
ax
c)
t⊂spM
ac.
eandM⊂Xb e anisolate dcompactinvariantset.ThenFurther generalization of this theorem, giving a more precise description, was obtained by Bhatia, see
[12,15].TThhiesywparosvaedgetnheartafloirzaatifloonwfoolnloaw2in-
gditmheenrseisounlatslmofaSncifhowldaratzcoamndpatchtemaisnsiemratilosntaobflteheseUtrias–
aKsiminutrhaeTahsesoerretimonsiomfuthlteantheeoourselym.sInio1n9a9l6spAhtehraenaSs2sohpoolduslofsorpraocvte Theorem8.4.
Theorem8.5.
Theorem9.1.
HBeenpdroixvseodnthTehefoorlleomwifnogrflthoewosreomnst.he2-dimen-