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BORATE ESTERS: IDENTIFICATION,

STRUCTURE, STABILITY, AND CATION

COORDINATING ABILITY.

£>-Martin van Duin

TR diss

(2)

J . Böeseken, professor of organic chemistry at

Delft, 1907-1938: suggested structure of the

potassium(l) borate diester of salicylic acid.

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ïi} /1 s y

BORATE ESTERS: IDENTIFICATION,

STRUCTURE, STABILITY, AND CATION

COORDINATING ABILITY.

(4)

STRUCTURE, STABILITY, AND CATION

COORDINATING ABILITY.

Proefschrift

ter verkrijging van de graad van doctor aan de Technische Universiteit

Delft, op gezag van de rector magnificus, prof.dr. J . M . Dirken,

in het openbaar te verdedigen ten overstaan van het College van Dekanen

op dinsdag 2 december 1986 te 16.00 uur

door

Martin van Duin,

geboren te 's-Gravenhage,

scheikundig ingenieur.

2 Promc- !-.-=:.ir-i'3in 1 ™

Delft University Press, 1986.

TR diss

1514

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prof.dr.ir. H. van Bekkum, eerste promotor, prof.dr.ir. A.P.G. Kieboom, tweede promotor, dr.ir. J.A. Peters.

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by the Netherlands Foundation for Chemical Research (SON) with financial aid from the Netherlands Organization for the Advancement of Pure Research (ZWO).

Typing: Mrs. M.A.A. van der Kooij-van Leeuwen Drawings: Mr. W.J. Jongeleen

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1. INTRODUCTION 1 Esters of boric acid and borate: a general introduction 1

Applications of esters of boric acid and borate 3

Analytical chemistry 3 Organic synthesis 7 Chemical technology 10 Cheanical products 11 Biological occurrence and applications 14

Scope of the thesis 15 References and notes 17

2. THE pH DEPENDENCE OF THE STABILITY OF ESTERS OF BORIC ACID AND

BORATE IN AQUEOUS ALKALINE MEDIUM AS STUDIED WITH UB NMR 25

Introduction 25 Results and discussion 30

General 30 Glycol 30 Glycolic acid 31 Oxalic acid 33 Glyceric acid 34 Chemical shifts 35 Association constants 36 "Charge rule" for predicting the optimum pH stability 37

Experimental 38 References and notes 39

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LATES AND RELATED POLYOLS IN AQUEOUS ALKALINE MEDIUM AS STUDIED

WITH UB NMR 43

Introduction 43 Results and discussion 44

General 44 Chemical shifts 49 Line widths 52 Association constants 53 Conclusions 58 Experimental 59 References and notes 59

4. STRUCTURAL ANALYSIS OF BORATE ESTERS OF POLYHYDROXYCARBOXYLATES

IN WATER USING 1 3C AND*H NMR 63

Introduction 63 Results and discussion 67

Spectral assignment 67 13

Structure determination of borate esters using C NMR 72 Conformational changes upon borate ester formation as

studied with lK NMR 75

Conclusions 76 Experimental 77 References and notes 77

5. THE AQUEOUS D-GLUCARATE-BORATE-CALCIUM(II) SYSTEM AS STUDIED

WITH 1H , 1 1B , AND 1 3C NMR 81

Introduction 81 Results and discussion 82

The system D-glucarate-borate 82 The system D-glucarate-borate-calcium(II) 86

Effect of concentration, pH, and temperature on the

D-glucarate-borate-calcium(II) system 91

Experimental 94 References and notes 94

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niet-gebonden interact ies in de twee gauche vormen van

meso-2,3-butaan-diol gelijk.

M.F. Grenier-Loustalot, J. Bonastre en P. Grenier, J. Molec. Struct. 65

(1980) 249.

5. De redenering van Mbabazi met betrekking tot de structuurafhankelijkheid van de stabiliteit van oxyzuuranionesters van polyolen bevat elementaire fouten.

J. Mbabazi, Polyhedron 4 (1985) 75.

6. Het is bepaald onverwacht dat de associatieconstanten van de telluraat-esters van D- en I.-arabinose verschillen; Antikainen en Huttunen beste­ den hier ten onrechte geen aandacht aan.

P.J. Antikainen en E. Huttunen, Suom. Kemi B46 (1973) 184.

7. Door de parameters van de Haasnoot-De Leeuw-Altona vergelijking te optimaliseren, begeven Masamune et al. zich in een cirkelredenering.

S. Masamune, P. Ma, R.E. Moore, T. Fujiyoshi, C. Jaime en E. Osawa, J. Chem. S o c , Chen. Commun. (1986) 261.

8. Een denticiteit voor tartraat in kation-tartraat complexen van drie is realistischer dan één van vier, zoals door Brittain en Ransom voorgesteld, en verklaart tevens het verschil in stabiliteit van mescr

en rac.-tartraat complexen.

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1. In tegenstelling tot wat diverse auteurs beweren, zal D-glucaraat een kation niet gelijktijdig met beide carboxylaatgroepen coördineren.

C L . Mehltretter, B.H. Alexander en C E . Rist, Ind. Eng. Chem. 45 (1953)

2782.

C G . Macarovici en L. Czegledi, Rev. Roum. Chim. 9 (1964) 411.

P. Spacu, E. Antonescu en S. Plostinaru, Rev. Roum. Chim. 11 (1966) 327.

J.G. Velasco, J. Ortega en J. Sancho, J. Inorg. Nuel. Chem. 36 (1976)

889.

R.J. Motekaitis en A.K. Mortell, Inorg. Chem. 23 (1984) 18.

2. Diverse auteurs realiseren zich onvoldoende dat met behulp van potentio-metrie in principe alleen het aantal ionisatiestappen en de bijbehorende pK 's bepaald kunnen worden, maar niet de structuren van de aanwezige species.

R.L. Pecsok en R.S. Juvet, J. Chem. Soc. (1955) 202. R.L. Pecsok en J. Sandera, J. Chem. Soc. (1955) 1489. A. Sonesson, Acta Chem. Scand. 13 (1959) 998.

C G . Macarovici en M. Volusniuc-Birou, Rev. Roum. Chim. 16 (1971) 823.

R.J. Motekaitis en A.E. Martell, Inorg. Chem. 23 (1984) 18.

P.B. Abdullah en C.B. Monk, J. Chem. Soc, Faraday Trans. I 81 (1985)

983.

3. Aruga neemt ten onrechte aan dat de verandering van de optische rotatie-eigenschappen van alditolen onder invloed van boraat zeer langzaam is, ten opzichte van de tijd welke nodig is voor de calorimetrische metin­ gen.

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nieerd. Verder verdient het aanbeveling om meer specifieke termen als associatie-, dissociatie- en ionisatieconstante te gebruiken.

10. Anders dan Akitt en McDonald stellen, zijn de criteria die het elek­ trisch veldgradiëntnulpunt in een tetraëder vastleggen OP = / V a r en d = </2 r.

J.W. Akitt en W.S. McDonald, J. Magn. Res. 58 (1984) 401.

11. Behalve van homo sapiens of homo ludens kan men ook van homo structurens spreken.

12. Wetenschapsgeschiedenis en -filosofie zouden niet mogen ontbreken bij wetenschappelijke opleidingen.

13. Het verdient aanbeveling sollicitatieformulieren samen te stellen uit een gestandaardiseerd en een specifiek gedeelte.

14. Met behulp van de verhoudingsfactoren 1.10 voor vrouwen/mannen en 5.00 en 0.53 voor zwemmen/hardlopen en schaatsen/hardlopen kan men met hoge correlatie uit de wereldrecords bij mannen voor hardlopen de overeenkom­ stige records bij vrouwen en voor zwemmen en schaatsen voorspellen.

M. van Duin 2 december 1986

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CARBOXYLATE SYSTEMS 97 Introduction 97 Results and discussion 99

Calcium(II) sequestering capacities 99 Origin of the synergic calcium(II) coordination in the

borate-polyhydroxycarboxylate system 100 Quantitative analysis of the

calcium(II)-borate-poly-hydroxycarboxylate MIS 106 Synergic calcium(II) coordination as a function of the

polyhydroxycarboxylate 110

Experimental 112 References and notes 113

7. INTERACTIONS OF CATIONS WITH OXYACID ANION BRIDGED ESTERS OF

D-GLUCARATE IN AQUEOUS ALKALINE MEDIUM 117

Introduction 117 Results and discussion 119

Cation addition to the boric acid- D-glucaric acid

system at pH = 10.5 119 Calcium(II) coordination in oxyacid anion- D-glucarate

systems 125 Experimental 129 References and notes 129

8. A GENERAL COORDINATION-IONIZATION SCHEME FOR

POLYHYDROXYCAR-BOXYLIC ACIDS IN WATER 133 Introduction 133 Data and discussion 134 References and notes 142

9. A 1H , 1 1B , AND 1 3C NMR STUDY OF BORATE ESTERS OF 1,3-DIONES,

INCLUDING CURCUMIN 147 Introduction 147 Results and discussion 150

Experimental 152 References and notes 155

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Introduction 157 Results and discussion 158

Experimental 160 References 160

11. THE CONFORMATIONS OF THE SIMPLE VICINAL DIOLS AS STUDIED WITH

MOLECULAR MECHANICS CALCULATIONS 161

Introduction 161 Calculations 162 Discussion 164 General 164 1,2-Ethanediol 165 (S)-l,2-Propanediol 167 1,3-Propanediol 168 (.ff,S)-2,3-Butanediol 168 (,S,S)-2,3-butanediol 169 Steric interactions in the series of vicinal diols 170

Conclusions 171 References and notes 172

12. CONFORMATIONS AND PSEUDOROTATION OF 1,3-DIOXOLANE AND SOME METHYL SUBSTITUTED DERIVATIVES AS STUDIED WITH MOLECULAR

MECHANICS CALCULATIONS 175 Introduction 175 Experimental 177 Calculations 177 *H NMR 180 Discussion 181 General 181 1,3-Dioxolane 181 4,5-Dimethyl substituted 1,3-dioxolanes 182

2,2-Dimethyl substituted 1,3-dioxolanes 182

H NMR experiments 183 References and notes 184

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SIMPLE VICINAL DIOLS AS STUDIED WITH MOLECULAR MECHANICS .

CALCULATIONS 189 Introduction 189

Calculations 190 Discussion 191

Configuration of the B(OH)„ moiety 191 Pseudorotation of the borate monoester ring 193

Stability of borate monoesters 194

References and notes 195

SUMMARY 197

SAMENVATTING 201

DANKWOORD 205

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CHAPTER 1

INTRODUCTION

Esters of boric acid and borate: a general introduction.

The distinction between organic and inorganic chemistry is a historical one and is at least partly artificial. For instance, compounds characterized by an X-O-C moiety range from "pure" organic compounds, such as ethers, esters, and anhydrides (X = C) to coordination compounds like carboxylates and alcoholates (X = metal ion). Esters of bor(on)ic acid and bor(on)ate (Figure 1 ) , often denoted as complexes, are in an intermediate position (X = B ) .

R — B

R = R' = O H boric acid ester borate monoester borate diester R = alkyl/aryl: R' = O H boronlc acid ester boronate ester

R = R'= alkyl/aryl - borinate ester

Figure 1. Cyclic esters of bor(on)ic acid and bor(on)ate.

In analogy with the organic esters, esters of boric acid and borate are obtained by condensation of a hydroxyl donating species (boric acid or börate) and a hydroxy compound with loss of water. Here, cleavage and

1 2

formation of B-0 bonds occur. ' Formally the central boron is a trivalent 3

cation. But its ionic radius is so small and its charge/radius density is so large, that boron penetrates the electron cloud of oxygen upon bond

4

formation, resulting in orbital overlap and in a B-0 bond having a predominantly covalent character. However, the bondmoment is 0,8 D (C-O:

7

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B-- Ov /

ooc

ooc

coo

coo

OH

Figure 2. Variation of the denticity (number of coordinating donor atoms) of the organic hydroxy compound in the solid state structures of the

10 borate tetraester of methanol (a), -tartrate

the borate diester of

(5,5)-11 12 (b), the diborate ester of scyiVo-inositol (c), and

13

boromycine (d), respectively

Just as coordination compounds, the esters of boric acid and borate are 2 in fast equilibrium with the parent compounds in aqueous solution (k = 10 --10 M s at 25 °C). The stability of these esters in water is low except when chelation occurs, resulting in one or more rings. Borate esters of mono-, bi-, tri-, and tetradentate alcohols have been shown to exist (Figure 2 ) .

From 1920 to 1940, Böeseken and coworkers in this laboratory have been the first to study the chemistry of esters of boric acid and borate ("Böeseken complexes") systematically, using conductometry and

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polarimetry. In the following decades refractometry, solubility and cryoscopic measurements, calorimetry, chromatography (GC and LC), electro-phoresis, spectroscopie techniques (IR, Raman, UV/Visible, fluorescence, luminescence, phosphorescence, and NMR), X-ray diffraction, polarography,

15-24

and thermal analysis have been applied as analytical tools. Recently, the development of new techniques, such as high field multinuclear NMR, have provided new stimuli to study these esters. This thesis should be regarded in this perspective.

Applications of esters of boric acid and borate.

The countries with the largest production of boron containing mineral are the United States (1972: 1.1 million ton with a value of 96 million US $ ) , Turkey, and Argentina. Boric acid and simple inorganic salts comprise over

24 99% of the boron containing products.

The number of applications of esters of boric acid and borate is overwhelming. It is well known that product properties and process characteristics, involving hydroxyl containing compounds, can be affected by addition of boric acid or borate. The effects have usually been studied in a rather empirical way.

In this paragraph a concise review is presented of the applications of esters of bor(on)ic acid and bor(on)ate in analytical chemistry and chemical synthesis. A survey of technical applications in chemical processes and

24

products is restricted to general topics and literature from the last decade. A brief summary of biological aspects is given, as these have been

25 reviewed by Kliegel.

Analytical chemistry

Applications of esters of bor(on)ic acid and bor(on)ate in analytical chemistry are found in quantitative determination, structure elucidation, and separation techniques.

The formation of esters of boric acid and borate enables the quantitative determination of boric acid/borate as well as of chelating dihydroxy compounds. The acidity of boric acid can be enhanced by addition of

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alditols, such as D-glucitol and D-mannitol, * or even better by

o p OQ

calcium(II) D-gluconate. ' In this way direct titrimetric determination of boric acid with a strong base is possible. Boronic acid and borinic acid

24

are determined in a similar way. The decrease of pH upon iron(III) complexation by borogluconate (a reaction mixture of boric acid and D-gluconate at adjusted pH) is a quantitative measure for the amount of

30

iron(III) present. Precipitation of barium(II) borotartrate has been 24

exploited in the gravimetric determination of boron. Precipitation of boric acid as a borotartrate, followed by filtration and oxidation with 31 cerium(IV) is a rather cumbersome procedure for boric acid determination. More straightforward methods are the spectroscopie boric acid determinations

or ,34 32 24 33 in chloranilic- D-glucaric acid, anthraquinone, azomethin-H (with or without extraction with 2-ethyl-l,3-hexanediol), and curcumin-acid

(mineral or oxalic acid) systems (Figure 3 ) . The latter systems are also 24

used in the determination of boronic and borinic acid.

OH

OCH,

O O

Figure 3. Mixed borate diester of curcumin and oxalic acid.

The curcumin-boric acid system is used in dicarboxylic and a-hydroxycar-35

boxylic acid determinations. In liquid chromatography carbohydrates can be determined fluorometrically with borate-taurine and borate-

2-aminopropio-O C 0*7

nitril fumarate reagents. ' Invert sugar determination is possible with 38

potentiometry after addition of borax. A non-destructive catechol assay in 39

polymers is based on borate ester formation. Fluorescence in systems of borate and (hydr)oxy derivatives of anthraquinone, tetracycline, and

25 flavonoids is used in quantitative analysis.

Reaction of polyols with BEt„ results in diethylborinic and ethylboronic acid esters with evolution of ethane. The amount of released ethane is a

40 41 measure for the number of hydroxyls present in the polyol. '

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HO HO-3, OH

I

HO y^\ o • B(OH)3 . H20 - V J • H ö A . 149 HO BtOH),

-K-Figure 4. Enhancement of the conductivity of a boric acid solution (expres-14 sed as A) upon addition of cis- and tra«.s-l,2-cyclopentanediol.

The strict spatial requirements for multidentate ligands upon ester formation with bor(on)ic acid and bor(on)ate, i.e. the proximity of two or more hydroxyl functions, have made these boron containing compounds useful in studying structural, configuratlonal, and conformational problems. BUeseken and coworkers have applied this principle in the carbohydrate field

14

using conductometry and polarimetry. Cis- and tra/7s-l,2-cyclopentanediol

have been used as model compounds for the furanose sugars (Figure 4 ) . These studies might be considered as the origin of conformational analysis, although later chemists have for the most part been unaware and not appreciative of this research.

23 43

Mass spectra of boronic acid esters, ' chromatographic and 17 44 45

electrophoretic data for borate containing mobile phases, ' ' and changes in selectivity of reactions, such as periodate oxidation in the

O O AC

presence of borate ' also provide direct answers to structural questions. 13

Boric acid and borate are used as NMR shift reagents (mainly C NMR) for 47 48

the assignment of the signals of both diols ' and carbohydrates (and 49 50

derivatives) ' and for the elucidation of the configuration of ,. n 51-53

diols.

Esters of bor(on)ic acid and bor(on)ate are of importance in the removal of boric acid/borate and in the isolation of hydroxy compounds. A classical method for the removal of bor(on)ic acid is the formation of B(0Me)„ and boronic acid esters of glycol or 1,3-propanediol, repectively, followed by

14 54

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2-ethyl-l,3-55 56 24 2-ethyl-l,3-55

-hexanediol, ' 2,2,4-trimethyl-l,3-pentanediol, ' or diol functiona-54

lized resins (cf. technical processes). Preeoncentration before boron 33

determination is achieved in this way. Boronic acids can. be purified and 23 54

characterized as the catechol esters. '

The separation and purification of carbohydrates via distillation or fractional crystallization of esters of boronic acid is also known for a

23

long time. With respect to modern analytical separation techniques of hydroxy compounds, bor(on)ic acid and bor(on)ate have found widespread use

22 23 25 57 in gas and liquid chromatography and in electrophoresis. ' ' ' GC of polar compounds, such as carbohydrates (and derivatives) is difficult, unless they are derivatized, for instance by methylation, acetylation, or trimethylsilylation. These derivatizations result in different anomeric forms with overlapping peaks and thus long retention times. A good alternative is the formation of volatile butyl- and phenylboronic acid esters. Standard procedures have been developed for both GC and GC-MS of carbohydrates. Analytical enantiomeric separation of aliphatic diols is possible through their boronic acid esters, using complexation GC with

59 chiral nickel(II) complexes as stationary phase.

These derivatizations are rather time consuming and separation techniques for the liquid phase, despite the lower separation capacities, have superseded GC in a number of cases. In this respect, applications of

1R

bor(on)ate are found in zone electrophoresis and in thin layer, paper, and

oo no cfj

anion exchange chromatography. ' ' After t h e i n i t i a l use of simple

1 rj MC crj cf\ fjl

borate buffers, > > > > refinement of these applications has resulted in subtle pH gradients in polyol-borate buffers for zone electrophoresis and

62—64 anion exchange chromatography.

In LC immobilization of boronate by coupling to an insoluble polymer has been introduced to separate mixtures of more complex molecules, such as

22 25 57 nucleosides, nucleotides, glycoproteins and -lipids, and enzymes ' ' and

65

in the analysis of the effluent of paper factories. The properties of phenylboronate columns are affected by the nature of the support matrix (cellulose, dextran, acrylamide, and polystyrene) ' and by substitution of the benzene ring. One of the most recent developments is the ligand

57

mediated chromatography (Figure 5 ) . The affinity ligand, that offers possible binding sites for the retardation of macromolecules (shaded form), is bound via its diol function to the boronate resin. Finally, uphill

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J&

H O H O -O B ( O H ) , HO O

o-i

H O ^ O _ | |

^

Figure 5 . Schematic diagram of ligand-mediated chromatography (cf. t e x t ) . 57

transport of monosaccharides between two liquid phases of different pH 67

across an organic, liquid membrane is mediated by phenylboronate.

Organic synthesis

Apart from a role as intermediates in the preparation of boron containing 24

compounds, esters of bor(on)ic acid and bor(on)ate are applied to affect the reactivity and selectivity of reactions involving hydroxy compounds, especially in the carbohydrate field. It has been reported that the presence of bor(on)ic acid and bor(on)ate in solutions of reducing sugars can shift the isomerization equilibria (increased ketose/aldose ratio: D-fructose/

R8—74

/D-glucose, D-maltulose/D-maltose, and D-lactulose/D-lactose ) and may 75

increase the amount of acyclic forms. Furthermore, diol functions can be protected selectively, with the advantage of easy deprotection. '

Thus upon addition of bor(on)ic acid or borate an enhancement of selectivity has been observed in a variety of reactions with carbohydrates (and derivatives), such as esterification [(chloro)acetylation,

benzoyla-23 77

tion, /7-tosylation, and phosphorylation], ' etherification (methyla-2*3 78—80 81 82

tion), isopropylidation, bromine oxidation, ' hydrogenation 83 84

(Figure 6 ) , and dehydration. Polystyrene boronic acid resins are also applied for this purpose, ' with the advantage of simple purification. Noteworthy is the application of these resins in the preparation of

7G 87

otherwise difficult accessible carbohydrates. ' Similarly, the reactivity of carbohydrates can be decreased in the presence of borate, for instance

25

copper(II), iron(III), and iodine oxidation and the alkaline degradation 88

of carbohydrates can be inhibited by borate addition.

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Cu Cu

Figure 6. Enhanced selectivity of the D-glucose hydrogenation to D-mannitol: chemisorption of the borate diester of p-D-fructofuranose and

Q O

anti-ring-0 side H-attack.

reaction with BEt„ (cf. analytical chemistry), have been applied in the 89—92

selective synthesis and in the purification of polyols by

41 41 distillation. BEt„ can be applied in the dehydration of carbohydrates.

Bor(on)ic acid and bor(on)ate have been shown to catalyze condensations, additions, and hydrolyses by formation of a bor(on)ate ester in the vicinity

25 93

of the reactive site (Figure 7 ) . ' Such a scheme is also suggested for the NaBH. reduction of (hydr)oxy esters. It may be noted that these types of

25 93 reactions are studied as model systems for enzyme catalysis. '

The (stereo)selectivity of aldol condenstations is increased when the ketone is converted into the borinyl acid ester of its enol form, prior to addition of the aldehyde. The transition state is supposed to resemble the

94

dialkylborinate e3ter of the p-hydroxyketone product (Figure 7a). More recently, mixed boric acid esters of the enol form of the ketone and glycol

L L L 0 . . L SB H , > B 7 > B ' / O ( O O xO O O ^PVCHR. / i \ ^ \ x v ^ ^ „ ^Y~> 2 Rf®^f ^ R , ' ^~^ O' Me Me

F i g u r e 7. Suggested r o l e of boron in t h e s t e r e o s e l e c t i v e a l d o l condensation ( a ) , t h e o-hydroxymethylation of phenol w i t h formaldehyde ( b ) , and t h e NaBH. reduction of (hydr)oxy e s t e r s ( c ) .

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95-97

have been applied. The product composition of the formose reaction, i.e. the oligomerization of formaldehyde in aqueous alkaline solutions to the so-called formose sugars, is also affected by borate. Substituted

102 103 1,7-dipheny1-5-hydroxyhepta-l,4,6-triene-3 -ones, such as curcumin (cf.

Figure 3 ) , are obtained by condensation of acetylacetone with two equiva­ lents of an aldehyde in the presence of boric acid.

An example of a boric acid catalyzed addition is the o-hydroxymethylation of phenol with formaldehyde. The transition state once again is

25

characterized by a cyclic borate ester structure (Figure 7b). The (intramolecular) borate catalyzed hydrolysis of hydroxyesters is assumed to follow a similar pathway. '

Usually, carboxylic acid esters and lactones are essentially inert towards KBH. and NaBH- reduction. However, several exceptions are known. Esters with complexing, neighbouring functions, such as (hydr)oxyesters, can be reduced with these borohydrides. A probable explanation is the formation of -C-0-BH„ structures (Figure 7c), followed by

93

intramolecular reduction. The NaBH. reduction of carbohydrates and the 112

trialkylborane reduction of 0-hydroxyketones are stereoselective for the same reason. An alternative is the addition of reagents, for instance primary alcohols, that increase the reductive power of NaBH., due to NaBH. (OR) formation. ' ' The use of special solvents, such as lflfi polyethylene glycol 400, is also effective, probably for the same reason.

Thermal decomposition of boric acid esters of tertiary alcohols gives the corresponding alkenes. This principle is used to separate mixtures of secondary and tertiary alcohols, via conversion of the alcohols into the boric acid esters, followed by pyrolysis of the tertiary alkyl boric acid

24 esters.

Some miscellaneous reactions involving bor(on)ic acid or bor(on)ate esters have been reported recently. Chain extension of boronic acid esters

115

is effected with LiCHCl„. In the presence of boronic acid esters of pinanediol, enantioselective synthesis of insect feromones and aminoalcohols

11 fi

is achieved. Borate has also been used as a template in the synthesis of 117

macrocyclic compounds (Figure 8 ) . Boric acid esters are used as 24

alkylating agents in Friedel-Crafts reactions. Boric acid is a catalyst 118

for the Friedel-Crafts acylation of catechol. Benzyl bromide is carboxy-119

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CHO CHO CHO

Dl

h

- O H - O H H O H O -= N - w v N -=

-IQ

U

Figure 8. Synthesis of macrocyclic compounds with borate as template 117

acid esters with the flavoenzyme cyclohexanone oxygenase, boric acid esters 120

are obtained with conservation of chirality.

Role in technical processes

In the last decade the main technical applications of esters of bor(on)ic acid and bor(on)ate have been in the large scale oxidation of paraffins and in extraction processes. paraHin

4

alkine wash

<P~

NaOH + H 20

T

hydrogenation boric acid oxidation Q pa ratlin ," cycle flu gas

I

■=>-alkaline wash NaOH T— distillation hydrolysis I distillation 1 hydrogen-vVi

boric acid cycle

sec. alcohols

Figure 9. Flow sheet for the Bahkirov oxidation process of paraffins (reproduced with permission from reference 121).

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Boric acid esters of secondary fatty alcohols are obtained in the liquid phase oxidation of paraffins with air at 150-170 °C in the presence of stoichiometric amounts of boric acid or boron oxides (Figure 9 ) , thus

121 122

preventing through oxidation. ' The alcohols, obtained by hydrolysis, 121-123

are precursors for non-ionic surfactants. The esters B(OR)„ with R = Pr, Bu, Ph, and cyclohexyl are applied for the same selectivity purpose. The oxidation of 1,3-butadiene to butanediols and of cycloalkanes to cycloalcohols ' ' are also carried out in the presence . of these boron compounds. Olefins are oxidized to epoxides in the presence

128 129 of boric acid or with Hiutyl hydroperoxide-borate. '

Extraction of boric acid or borate is achieved by solvent extraction or with functionalized resins and is of importance in the boron production and recovery, in purification of MgCl„ brines, and in waste water

24 130-132

plants. ' The solvent extraction processes are characterized by boric acid/borate transport from an aqueous solution to an organic solvent via ester formation. In the case of boric acid in (acidic) leaching

55 133 solutions, 1,3-diols such as trimethyl-l,3-butanediol,

2-ethyl-l,3-130 134 -hexanediol, or alkoxy-l,3-butanediols are dissolved in the organic phase. In the case of borate, aromatic diols like alkylcatechols, alkylsalicylic acids, and 2-chloro-4-(l,l,3,3-tetramethylbutyl)-6-hydroxy

24 133

methylphenol are used. ' Polymers of phenol, aldehyde, aminopolyols, and aliphatic polyamines, poly(vinyl alcohol) resins, and resins

137

functionalized with hexose moieties are applied as boric acid exchange material. Aqueous borax solutions, on the other hand, are used to extract

24 polyhydroxycarboxylates from petroleum oxidation products.

Finally, esters of boric acid and borate have potentials as a catalyst for the polymerization of alkenes, dienes, and isocyanates and for

24 124

crosslinking epoxy resins. ' Boric acid (esters) are used in the 138

dehydration of 1,3-diols to conjugated dienes.

Chemical products

Esters of boric acid and borate as such are available as commercial products, but are also used as additive to improve product properties.

The cation sequestering capacity of the biodegradable and non-toxic polyhydroxycarboxylates for calcium(II), iron(III), and aluminium(III) in

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aqueous alkaline solutions is increased upon addition of boric acid/borate. Borogluconate (Glucona BV., Ter Apelkanaal, The Netherlands) and boroglucoheptonate (Croda Chemicals Ltd., Cowick Hall, United Kingdom) are available as commercial sequestering agents and have a wide range of

139 applications (Table 1 ) .

Table 1. Function and sequestering agents

field of

139

application of borogluco(hepto)nate

function field of application

degreasing, desoxidation, paintstrip-ping, alkaline etching, electropla­ te ., 140 , . ... ting, and corrosion inhibition alkaline cleaning and descaling

set retardation and plasticization additive in bleaching and dyeing process

141 142 triphosphate substitute '

increasing the solubility of calcium(II)

galvanic industry

glass industry, breweries, and dairy industry

cement and concrete industry textile industry

detergent industry

treatment of hypocalcaemic condi­ tions (milkfever and parturient and delivery paresis)

Increase of the viscosity or gelation of aqueous solutions of polyols, such as polyvinyl alcohol, dextran, glycan, starch, and gelatin upon addition of boric acid or borate - resulting from crosslinking due to borate ester formation and hydrogen bonding - is applied in thickening and gelation

24 143-146

agents. ' These gels are used as drill fluids in oil winning processes, to encapsulate pesticides and other agrochemicals for slow

146 147

release purposes, ' and as adhesives, amongst others 124 143 148 149

for linerboards. ' ' ' Paper envelopes, containing detergent additives, can be impregnated with polyols. The presence of borate in the washing water results in dissolution of the polyols, followed by release of the additives 150 Furthermore, these high viscosity liquids are sold as childrens plaything ("Slime").

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24 Borate esters of tanning agents are used in the leather treatment. Borate esters of polyols are used as resist or discharge agents in the

152

printing process of synthetic fabrics. In some fabric softeners, negatively charged borate diesters act as counterion for benzylammonium

153

compounds to increase the solubility in water. Borate esters of a variety of hydroxy compounds are used as surface active agents, amongst others in

24 detergents.

The properties of lubricating oils, greases, and hydraulic fluids, for instance as found in brake systems, can be improved upon addition of 24 124 154-156 bor(on)ic acid esters of (polyethylene) glycol or B(Oalkyl)„ ' '

24

and are claimed to be relatively water insensitive. The presence of esters of boric acid and borate in (propylene)glycol brake and antifreeze liquids

157

counteracts the influence of water and the borate diesters of glycerol 124

and D-glucitol are applied as anticorrosion additives. Solutions containing triborate polyol esters (for instance pentaerythritol monooleate)

158 159 or borax-disaccharides mixtures are applied as lubricating oil. ' Borate diesters of 3-mercapto-l,2-propanediol are antiwear additives for

i in

24

The applications in polymers are also numerous (Table 2 ) . Liquid crystals 33 B

24 124

lubricating oils. Boric acid esters of glycol are applied in automobile fuels to increase the octane number and as antiicing additive.'

5 (T8 1 RT

based upon phenylboronic acid esters are known. Borate esters of glycol and catechol can be used as capacitor electrolytes.

25

Biological occurrence and applications

Boron is present as boric acid, borate, esters, and salts in biological systems. It is essential for higher plants. In lower plants, boron sometimes is not found at all. Some boron containing antibiotics are known [boromycine (cf. Figure 2) and aplasmomycine], that are used against gram-positive bacteria. Boron is always present in animals, but it is unclear whether it is essential. The lethal dosis of boric acid for higher animals is about 1-2 g/kg.

The larger part of the biological boric acid and borate is present as esters of polyols, polyhydroxycarboxylates, carbohydrates (and derivatives), and aromatic alcohols. It may be noted that the use of boric acid or borate

164

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Table 2. Applications of esters of boric acid and borate in polymers.

function additive applied in 124

vulcanizing agent B(Oalkyl)„ and borate 24 c u r i n g agent a n t i o x i d a n t p l a s t i c i z e r a n t i s t a t i c s u r f a c e a c t i v e compound heat s t a b i l i z e r flame r e t a r d a n t d i e s t e r s of p y r o c a t e c h o l b o r a t e e s t e r s of methanol, c a t e c h o l , c r e s o l , and i • i ^ 24 s a l i c y l a t e b o r a t e d i e s t e r of p y r o c a ­ t e c h o l ,1 2 4 B(Oalkyl) 2 4 and 24 a r y l b o r o n i c a c i d e s t e r s B(Oalkyl) 24

borate esters of glycolstea-. glycolstea-. glycolstea-.glycolstea-. glycolstea-. 160-162 rate and -paImitate

B(Oalkyl)„, borate diester of glycerol, and borate esters of polyol-fatty acid esters borate diester of brominated

,. , 124 diols neoprene, chloroprene, and butadiene-styrene rubber epoxy, pheno1/urea formaldehyde resins (brominated) butyl rubber and polyvinyl chloride

natural and synthetic resins

polyethene

polyvinyl chloride and polystyrene

124

effects.

133 Boric acid is toxic for vegetation when it exceeds the 5 ppm level. Thus, the boric acid ester of 1,2-propanediol is applied in wood conservation and the borate esters of polyols in the conservation of samples of biological origin, such as urine during transport or storage and also

167 124 as fungicide. B(0alkyl)_ is applied as insect sterilant. Alditols, on

the other hand, are used as antidote for boric acid poisoning.

In solutions of boric acid/borate and a dihydroxy compound, the 165 solubility of both species is enhanced by borate ester formation.

1 RR

Applications of borotartrate in liquid fertilizers and of borate esters 169

of carbohydrates as grain seed developer are based on this principle. The solubility of alkaloids and antibiotics (caffeine, procaine, epinephrine, and Amphotericine B) is increased when borogluconate is the

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170 171

counterion. ' The application of calcium(II) borogluconate in the treatment of low calcium(II) plasm levels in cattle has already been mentioned.

B labelling of dopamine is used in the cancer research to mark 172

melanomes and in the neutron capture therapy of tumors (Figure 10).

Figure 10. Structure of borate monoester of L-dopa.

Scope of the thesis

The first part of this thesis (chapters 2-9) deals with the identifi­ cation, structure, and stability of borate esters in aqueous medium. It provides a chemical basis for understanding the effects of boric acid/borate upon product properties or process characteristics, as summarized in the previous paragraph. The central theme is the (synergic) cation coordinating ability of borate esters of polyhydroxycarboxylates in aqueous solution (cf. Table 1 ) , as studied by multinuclear NMR and calcium(II) ion selective electrode measurements. Borate esters of 1,3-diones are also studied because

103

of their importance in the synthesis of curcumin and in the spectroscopie 24 33-35

determination in boric acid-curcumin systems. ' In the second part of this thesis (chapter 10-13) a more detailed study on the structure and conformation of both borate esters and the parent compounds is presented.

The effect of pH on the stability of esters of boric acid and borate with dihydroxy compounds in water is studied with B NMR (chapter 2 ) . The results are explained with a "charge rule" that allows prediction of the pH region of optimum stability for a particular ester. The various borate esters that exist for a compound containing several diol functions are identified with B NMR (chapter 3 ) . The factors that determine the B chemical shift and line width and the stability of the borate esters are

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discussed. The borate binding sites in polyhydroxycarboxylates and the 13 occurrence of diastereomerism in the borate diesters are determined with C NMR (chapter 4 ) . The confonnational changes of the polyhydroxycarboxylates upon borate ester formation are determined with H NMR.

11 13 The D-glucarate-borate-calcium(II) system is studied using B, C, and H NMR, including the effects of pH, concentration, and temperature (chapter 5 ) . The species responsible for the synergic calcium(II) coordination are determined and the composition of the calcium(II) coordinating sites is discussed. The conclusions for this system are generalized for calcium(II)--borate-polyhydroxycarboxylate systems (chapter 6 ) . Fitting the data on the

(synergic) calcium(II) coordination, obtained with calcium(II) ion selective electrode measurements, with a model, containing all important species of these systems, allows quantification of the phenomena.

The scope of the synergic cation coordination is studied for various oxyacid anion- D-glucarate systems (chapter 7 ) . The effects of the cations on the relative borate diester stability are correlated with their charge/radius densities and polarizing abilities, whereas the effects of the oxyacid anions are explained with the pH rule of thumb derived for borate in chapter 2. Finally, a general coordination-ionization scheme for polyhy-droxycarboxylate complexes, based on literature data for 40 metal ions and oxyacid anions, is given (chapter 8 ) . A fundamental explanation for the phenomena is provided.

Borate esters of 1,3-diones are studied with B, C, and H NMR (chapter 9 ) . They are expected to have different stability effects in comparison with those of diols, because of the opposite charges of the respective esters.

A H NMR study of free polyhydroxycarboxylates is presented (chapter 10). The chemical shifts and vicinal coupling constants are explained in terms of substitution and preferred conformations.

Molecular mechanics calculations using the MM2 force field give detailed insight in the conformations and confonnational energies of some simple diols (chapter 11). Steric hindrance, the gauche effect, and hydrogen bonding are included in the discussion. An empirical force field study is performed on the pseudorotation and conformations of substituted 1,3-dioxo-lanes, which are used as model compounds of borate monoesters (chapter 12). Vicinal H coupling constants are calculated from the molecular mechanics

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results and compared with experimental data. Finally, some calculations on borate monoester geometries are described and compared with X-ray structures (chapter 13). Calculated stabilities of borate monoesters are compared with experimental data.

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157. L.E. Khavrova, M.F. Postovalova, M.I. Alexandrova, and N.I. Koblova, Khim. Tekhnol. Topi. Masel (1983) 21; Chem. Abstr. 100 (1984) 36676. 158. J. Kaempf and W. Meder, Ger. (East) Pat. 159,778 (1983); Chem. Abstr.

99 (1983) 10794.

159. K. Frost, US Pat. 4,401,580 (1983); Chem. Abstr. 99 (1983) 197821. 160. H. Hamanaka and H. Yoshijima, Jap. Pat. 7,315,829 (1973); Chem. Abstr.

79 (1973) 65784.

161. Toho Chemical Industry Co. Ltd., Jap. Pat. 5,808,731 (1983); Chem. Abstr. 99 (1983) 55002.

162. Nippon Steel Chemical, Jap. Pat. 5,943,040 (1984); Chem. Abstr. 101 (1984) 132237.

163. K. Seto, S. Takahashi, and T. Tahara, J. Chem. Soc., Chem. Commun. (1985) 122.

164. R.H. Dekker, J.A. Duine, J. Frank, E.J. Verwiel, and J. Westerling, Eur. J. Biochem. 125 (1982) 69.

165. C A . Zittle, Advanc. Enzym. 12 (1951) 493.

166. G.0. Hentschel and T. Carolussen, Austr. Pat. 534,128 (1984); Chem. Abstr. 101 (1984) 86888.

167. J. Ploquin and C. Ploquin, Ann. Pharm. France 20 (1962) 201.

168. M. Hatori, Jap. Pat. 7,375,351 (1973); Chem. Abstr. 80 (1974) 14073. 169. J. Ploquin and C. Ploquin, Ann. Pharm. France 20 (162) 305.

170. D. Curtis, US Pat. 2,582,191 (1952); Chem. Abstr. 46 (1952) 7586. 171. G. Strauss and F. Krai, Biopolymers 21 (1982) 459.

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CHAPTER 2

THE pH DEPENDENCE OF THE STABILITY OF ESTERS OF BORIC ACID AND BORATE IN AQUEOUS MEDIUM AS STUDIED WITH UB NMR*

Introduction

Esters of boric acid and borate have found.widespread use as a tool in configurational analysis, for instance of carbohydrates, and in a variety

2

of separation and chromatography techniques. This class of compounds has

3 4 been studied for more than a century, using several analytical techniques.

The possible equilibria between boric acid, borate, and the corresponding esters are summarized in Figure 1. Boric acid (B ) is a Lewis acid and can bind a hydroxyl ion, forming the borate anion (B ). Both boric acid and borate can react with a suitable dihydroxy compound (L), resulting in the boric acid ester (B L) and the borate monoester (B L ) , respectively.

Subse-B'

B'L

B~L

2

Figure 1. Equilibria between boric acid, borate, and a dihydroxy compound in aqueous medium.

Cf. M. van Duin, J.A. Peters, A.P.G. Kieboom, and H. van Bekkum, Tetrahedron 40 (1984) 2901.

B"

^OH O He HO^o^OH HO-BC; ■- / B ^ O H HO OH

B L

•OH -OH OH OH O^e^OH

o'N)H

OH _ r

r°~

L-o'

-°1

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L glycol glycolic acid oxalic acid B ° L I J Ï B - O H ^ B - O H ^ B - O H B~L O ' ^ - O '

Co>-°

H

T°>-°

H o

X

L-o^

""-OH

L

0

/ \

O H

nJ-o'

OH

B-L,

I

_;B; I

I >- I

T ° ^ °

/ ^ N r

Figure 2. Esters of boric acid and borate for glycol, glycolic acid, and oxalic acid.

quently, these two esters can react with another dihydroxy compound to give the borate diester (B L„).

Throughout this thesis a distinction between esters of boric acid and of borate is made by the use of B L and B L (n = 1,2), respectively. The indices "o" and "-" do not always stand for the actual charges of the esters, but denote the charges of the B0„ or BO. moieties. As dihydroxy compounds diols, hydroxycarboxylic acids, and dicarboxylic acids are possible. The corresponding esters possess structures as shown in Figure 2.

5 Carbonyl functions can be estérified after hydration or enolization.

The association constants for the various equilibria involved are defined as follows: B° + OH" Ï=Z B" K | - = [ B " ] / ( [ B ° ] [ O H_] ) = 8.5*104 M_ 1 ( l )6 O B° + L ^ B°L + 2 H20 KgOL = [B°L]/( [B°] [L]) (2) B~ + L ^ B~L + 2 H20 KJj-L = [B~L]/( [B~] [L]) (3) B~L + L ^ B~L2 + 2 H20 K J - J = [ B " L2] / ( [ B " I ] [L]) (4)

Boric acid and boric acid esters are neutral compounds. In the crystal­ line phase the central boron atom is surrounded by three oxygen atoms in an almost planar fashion with O-B-0 valency angles of about 118°. Although three-coordinated boron compounds form adducts with suitable nucleophiles,

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o boric acid does not form B(OH)„(OH„) adducts in aqueous solution. The central boron atom in borate and borate esters is coordinated by four oxygen atoms. The geometry is tetrahedral, because the O-B-0 valency angles are

7

circa 109°. Borate and borate esters are negatively charged.

A mechanism for the formation of borate esters from boric acid has been 9

proposed by Pizer and Selzer. A more extended mechanism is shown in Figure 3. Boric acid and boric acid-like structures are considered to be the reactive species in the esterification, due to the ease of the attack by a dihydroxy compound in comparison with the substitution of a hydroxyl ion in borate or borate-like structures. The rate of exchange between boric acid and borate is very fast and diffusion controlled. ' All the other steps involving proton or hydroxyl transfer are assumed to be fast too. As a result of the chelate effect the ring closure is relatively fast, in comparison with the attack of a free dihydroxy compound at a reactive boric acid-like species. Thus the latter steps are considered to be the rate determining steps in the formation of esters of boric acid and borate. The equilibria between B and B L and between B L and B L , as given in Figure 1, are therefore not realistic from a kinetical point of view, but can be defined thermodynamically.

Some 50 papers have dealt with the stability of esters of boric acid and borate. The influence of the pH on the stability, however, has not been studied systematically. In addition, most of the techniques used (such as potentiometry and polarimetry) give no direct information concerning the identity of the esters involved.

In our laboratory several multinuclear NMR techniques are applied to 12 study cation complexation phenomena of poly(hydr)oxycarboxylic acids and of combinations of these acids with borate. B NMR is an obvious choice in the study of esters of boric acid and borate, especially because this technique provides direct information concerning ester formation. Table 1 gives some important physical data of the two boron isotopes, B and B, which are both NMR sensitive.

B NMR is more suitable than B NMR for two reasons. Firstly, the NMR sensitivity in a 1.0 M solution for B is approximately 30 times larger than that for B. This is due to the differences in natural abundance and in the NMR sensitivity for an equal number of nuclei. Secondly, the resolution in B NMR spectra is better. This is a result of the higher resonance frequency of B NMR and of the smaller electric quadrupole moment

11 14 of B, which rules the line width.

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B ( O H )3 OH"

Si

- 0 - B ( O H )2 Ï E = H O -1 H HO-J H © B(OH)< ® 6 0 - B ( O H ) j O—B(OH)3 B ( O H ) , Q0> B ( O H ) ^ = O H ' L0>B(OH)2 HO - I H O - B ^ | OH HO -1 H © © . O - , O - B C <©H) ^ O —I HO

J'

> - < : =

OH" HO

J

© ^ O -O - B ' ~| (-OH) ^O—' p O ^ f / O - ,

0

/B^

0

J

I H r - O ^ g / O - ,

L

0

/

B

^ o J

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Table 1. Physical data for B and B nuclei. 10B 3

21.49

18.83

UB 3/2

64.19

81.17

nucleus spin resonance frequency at 4.70 T (MHz) natural abundance (.%)

relative sensitivity at constant field for an equal number of

nuclei (XH = 1.00) 0.0188 0.165

relative sensitivity in 1.0 M.

aqueous solution ( H = 1.00) 0.0036 0.12 —28 2

electric quadrupole moment (10 m ) 0.111 0.0355

Until now B NMR has mostly been used in the studies on boranes, carboranes, heterocyclic (N, 0, and P) boron compounds, and metallo derivatives in organic solvents. ' B NMR studies on compounds with boron coordinated only by oxygen atoms are more scarce and usually have been performed in organic solvents. B NMR has been used to study the equilibria between boric acid, borate, and several polyborate species in water, especially with respect to the dependence of the total boron concentration, the pH, and the presence of metal ions. ' In dilute solutions only one average signal is observed and, therefore, the exchange between boric acid (8 = 0.0 ppm) and borate (8 = -17.6 ppm) is fast on the B NMR time scale. Furthermore, it has been demonstrated that polyborate formation 21 occurs only at total boron concentrations above 0.2 M. Henderson et al. have been the first to use B NMR for identifying borate esters of diols in

22

water. The results have been applied in the carbohydrate field. Borate ester formation and hydrolysis is slow on the B NMR time scale and thus chemical shifts for borate mono- and diesters of 1,2- and 1,3-diols can easily be determined. The calculated association constants show good

21 correspondence with values obtained by other techniques.

In this chapter a B NMR study is presented dealing with the influence of the pH on the stability of esters of boric acid and borate in aqueous solution. As dihydroxy compounds a 1,2-diol (glycol), an a-hydroxycarboxylic acid (glycolic acid), a dicarboxylic acid (oxalic acid), and a compound combining a 1,2-diol and an a-hydroxycarboxylic acid function (glyceric acid = 2,3-dihydroxypropanoic acid) are used. A general rule for determining pH dependent concentration optima for esters of boric acid and borate is put forward.

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Results and discussion

General

In Figures 4-7 the influence of the pH on the concentration of the 23

different boron compounds is given for L = glycol, glycolic acid, oxalic acid, and glyceric acid, respectively. The points were determined experi­ mentally with B NMR, while the curves were calculated from the association constants obtained (except for L = glyceric acid). Chemical shifts

[6(B°) = 0.0 ppm] are given in Table 2. The association constants (Table 3) were calculated using Equations (l)-(4), together with the pK's of the dihydroxy compounds and the following material balance equations:

CB = [B°] + [B~] + [B°L] + [B~L] + [B"L2] (5)

CL = [L] + [B°L] + [B~L] + 2[B_L2] (6)

Glycol

For L = glycol (Figure 4) only one signal was observed at pH < 8. This signal showed an upfield shift upon an increase of the pH and is assigned to the equilibrium between B and B , which is fast on the B NMR time scale. At pH > 8 two new signals were observed, which are assigned to B L and B L„-Thus the exchange between B and B L and between B L and B L9 is slow on the

0-10 c[M] 0 0 5 O 0 4 8 12 ► p H

Figure 4. Glycol (L: 1.0 M) and boric acid/borate (B°/B~: 0.1 M ) : distribu-23 tion of boron containing species as a function of the pH.

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B NMR time scale. A further increase of the pH above 11 had no effect on the concentrations of B L and B L„.

These phenomena can be explained by rewriting the equilibria from Figure 1 as:

B° + L ?=£ B~L + H+ + H„0

B° + 2 L ^ B_L2 + H+ + 3 H20

B L and B L„ are formed at high pH, which means in practice that B is present in solution. Consequently, borate esters of glycol can only be expected in the region where pH > pK(boric acid) = 9.1; experimentally pH > 8 is found. At pH = 11, [B ] a 0 and a further increase of the pH has

o - - 24 no effect on [B ]. Therefore, [B L] and [B L„] reach maxima.

The presence of B L could not be demonstrated. When this ester does exist

B° o

KDoT should be small or S(B L) a 0 ppm. In the latter case the experimental signal at 6 = 0.0 ppm has to be assigned to the equilibrium between B and B L (fast exchange on the B NMR time scale). Paal, however, has shown

that the former explanation is correct: K_oT » 0.

D L

Glycolic acid

When L = glycolic acid the pH dependence was quite different (Figure 5 ) . At low pH a single signal was observed with a chemical shift between +0.4 and 0.0 ppm. It is assigned to the equilibrium between B and B L, which is fast on the B NMR time scale. Rise of the pH resulted in a second signal, attributed to B L„ with a maximum intensity at pH - 3. A third signal

appeared for B L with a maximum intensity at pH = 7. A further increase of the pH resulted in the disappearance of the B L and B L„ signals and only the signal of B remained. The difference in the pH dependence for L = gly­ colic acid in comparison with L = glycol is due to the easy deprotonation of the former compound:

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0- 1 01-.

c[M]

0 05

-Figure 5. Glycolie aci d (L: 1.0 M) and boric acid/borate (B /B : 0.1 M ) : distribution of boron containing species as a function of the pH.

The amount of B L will be large when [B ] and [L] are large, therefore, at pH < pK(glycolic acid). When both [L] and [L ] are large, formation of B L„ will be optimum according to:

B + L + L ï ; B 12 + 3 HjO

At pH = pK(glycolic acid), where [L] = [L ], a maximum in [B L„] is reached. In principle, B L can be formed either from B and L or from B and L. The latter possibility, however, can be excluded because pK(glycolic acid) < < pK(boric acid). This means that B L exists when L is present, i.e. upon dissociation of glycolic acid:

B°+ L~

B L + H20

When the pH reaches pK(boric acid), [B ] increases. The equilibrium for B L may be rewritten as:

B + L 2 ^ B L + OH + H„0

It is obvious that an increase of the pH causes dissociation of B L. In other words, the pH optimum for B 1 is attained at pK(glycolic acid) < pH < < pK(boric acid). Our experimental results fully agree with this picture.2 7 , 2 9

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stabili-ties of the borate esters of glycol and glycolic acid can be understood by the difference in pK (»14 and 3.8, respectively). This is in agreement with

31

the results of Sienkiewicz and Roberts, who have studied the influence of the pH on the stability of the phenylboronate esters of 4,5-dihydroxynaphta-lene-2,7-disulfonic acid and 2,3-dihydroxynaphtalene-6-sulfonic acid. Boronate monoester formation with these aromatic diols showed also pH optima, viz. at pH = 6-7 and 8-9, which are close to the corresponding pK values (5.5 and 8.1, respectively).

Oxalic acid

When t = oxalic acid (Figure 6) only one signal could be observed,

besides the signal for the equilibrium between B and B . This signal is attributed to B L. A maximum for [B L] has to be found at the pH where [L ] and [B ] are maximum:

Bu + L ^=a B L + H20

Since oxalic acid is a dicarboxylic acid (pK, = 1.2; pK„ = 4.2 ) , the pH optimum for B L has to be pH = (pK. + pK„)/2 = 2.7. This value is close to

- 11

the experimental maximum for [B L] at pH = 3. B NMR gave no indication for

the occurrence of B L„, which would be expected at pH = pK,. Therefore, only

the upper limit for K_- could be calculated (Table 3 ) . Again B°L could

not be detected. 0-10 i-c[M] 0 0 5 B~L 12 — pH

Figure 6. Oxalic acid (L: 0.25 M) and boric acid/borate (B°/B : 0.1 M ) : distribution of boron containing species as a function of the pH.

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Glyceric acid

Although glyceric acid is the simplest molecule in which 1,2-diol and oc-hydroxycarboxylic acid functions are combined, its picture for ester formation as a function of the pH is rather complicated as shown in Figure 7. Here two types of esters are possible as depicted in Figure 8, which holds generally for polyhydroxycarboxylic acids. The notations L,. , and L-)H . , indicate the way glyceric acid is esterified, viz. as a 1,2-diol or

0 10

c[M]

0 05

B"L(aOHacid)+ B"+ B"

Figure 7. Glyceric acid (L: 1.0 M) and boric acid/borate (Bu/B : 0.1 M ) : distribution of boron containing species as a function of the pH.

B L ( d i o l )0 ^ BL(oOHzr)0 pH«4 pH«9

L/\

BL(diol) pH-7 ^ BL(oOHzr)" B L ( d i o l ) L ( a O H z r ) " pH»4 L(oOHzr) •> L(aOHzr)"

Figure 8. Equilibria between boric acid, borate, glyceric acid, and glycerate in aqueous solution.

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