Delft University of Technology
A review of comfort, health, and energy use
Understanding daily energy use and wellbeing for the development of a new approach to
study comfort
Ortiz Sanchez, Marco; Kurvers, Stanley R.; Bluyssen, P.M.
DOI
10.1016/j.enbuild.2017.07.060
Publication date
2017
Document Version
Final published version
Published in
Energy and Buildings
Citation (APA)
Ortiz Sanchez, M., Kurvers, S. R., & Bluyssen, P. M. (2017). A review of comfort, health, and energy use:
Understanding daily energy use and wellbeing for the development of a new approach to study comfort.
Energy and Buildings, 152, 323-335. https://doi.org/10.1016/j.enbuild.2017.07.060
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Contents lists available atScienceDirect
Energy
and
Buildings
j o u r n a l h o m e p a g e :w w w . e l s e v i e r . c o m / l o c a t e / e n b u i l d
Review
A
review
of
comfort,
health,
and
energy
use:
Understanding
daily
energy
use
and
wellbeing
for
the
development
of
a
new
approach
to
study
comfort
Marco
A.
Ortiz
∗,
Stanley
R.
Kurvers,
Philomena
M.
Bluyssen
ChairIndoorEnvironment,FacultyofArchitecture,DelftUniversityofTechnology,Julianalaan134,2628BL,Delft,TheNetherlands
a
r
t
i
c
l
e
i
n
f
o
Articlehistory:
Received15December2016 Receivedinrevisedform9June2017 Accepted19July2017
Availableonline23July2017 Keywords: Energyconsumption Habits Controllability Comfortbehaviours Health Designthinking
a
b
s
t
r
a
c
t
Thereisaneedforreducingdwellings’energyconsumptionwhilemaintainingacomfortableandhealthy indoorenvironment.Thisreviewwasperformedtoprovideasteppingstoneforidentifyingnewmethods forstudyingeverydayhomeenergyuseandcomfort.First,anoverviewofcomfortisgivenasseenfrom differentdisciplines,depictingthesubjectiveandmultidimensionalnatureofcomfort.Thisisfollowedby thebiologicalcomponentofcomfort,reflectedasanemotional,behavioural,andphysiologicalreaction toenvironmentalstimuli.Subsequently,linksbetweencomfort,health,andwellbeingareintroduced. Thesecondpartofthereviewfocusesonenergyandbuildings,withtheconnectionbetweenenergy andbehaviours-detailingpossibleexplanationsofperformancegaps,andthepathwaysfromenergyto health.
Toconclude,humansensationofcomfortismorecomplexthantheperceptionofthermal,acoustical, visualstimuli,orairqualityenvironment.Comfortisareactiontotheenvironmentthatisstrongly influencedbycognitiveandbehaviouralprocesses.Habitsandcontrollabilityhavebeenidentifiedas paramountinthelinksbetweencomfortandenergyconsumption.Inthisholisticviewofcomfortlinked tohealth,comfortisreferredtoas‘wellbeing’.Thefirststepsfornewdirectionsofthestudyofcomfort andenergyarepresented.
©2017TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense
(http://creativecommons.org/licenses/by/4.0/).
Contents
1. Introduction...324
2. Materialsandmethods...324
3. Results...324
3.1. Comfort...324
3.1.1. Comfortdefinitionsbydiscipline...324
3.1.2. Evolutionarybiology,emotions,andbehaviour...325
3.1.3. Environmentandhealth...326
3.2. Energyinbuildings...326
3.2.1. Energyandbehaviours...327
3.2.2. Healthandenergy...327
4. Discussionandfindings...328
4.1. Narrowviewofcomfort...328
4.2. Gapsinknowledge...328
5. Newdirections ... 328
5.1. Conceptualframework ... 329
5.2. Methodologicalframework...329
∗ Correspondingauthor.
E-mailaddress:M.A.OrtizSanchez@tudelft.nl(M.A.Ortiz). http://dx.doi.org/10.1016/j.enbuild.2017.07.060
6. Limitations...329 Acknowledgements...330 AppendixA...?? References...334
1. Introduction
Comforthastraditionallybeenstudiedfromtheperspectiveof
thephysicsoftheenvironmentandthephysiologyofthe
occu-pant,intermsoffourfactors:thermalcomfort,acousticalquality,
airquality,andvisualquality.Codesandstandardsforeachofthe
factorshavebeenestablished,andtechnologiesandsystemsare
beingengineeredinordertosatisfysuchstandardsina
presum-ablyenergyefficientmanner.Thechallengewithsuchanapproach
isthatindividualstandardsforeachofthefactorsarenotmeant
tobeusedashuman’sglobalexperienceofcomfort,whichcauses
challengesandrisks[1].
Additionally,thereisaneedtoprovideenergyefficientbuildings
that are also healthy;which is not always the case [2].
Occu-pant behaviours seem to be responsible for the discrepancies
betweenactualandtheoreticalenergyconsumption(i.e.rebound
effects,performancesgaps)[3].Asaresult,itwasfound
neces-sarytoperformaliteraturestudyonthelinksbetweenenergyuse,
comfort-making,andhealth,inordertoidentifyapotentialnew
approachinthestudyoftheinteractionsbetweenthosetopics.
2. Materialsandmethods
Anextensiveliteraturereviewwasperformedinthetopicsof
health,comfort,andenergyuse,withafocusontheinteractions
betweentheoccupant and theenvironment. Threetopics form
thefocus ofthis literature review:thefirst beingcomfort as a
cognitive-behaviouralprocess,specificallyreflectedwiththe
con-ceptsofsenseofcontrol,habits,andemotions.Thesecondtopic
dealswithenergyin buildings:first providing thecurrent
con-sumptiontrendsintheNetherlands–chosenasacountry–specific
case-study–,followedbyadiscussiononthereboundeffectand
performancegaps;thethird,discussinghumanfactorsintermsof
energyhabitsandtherelationwithhealth.
Theaimofthispaperistoprovidebetterunderstandingofthe
severalfactorsinfluencingenergyusage,fromaperspectiveofthe
psychologicalandbehaviouralinteractionsoftheoccupantandits
environment.Manyoftheseinteractions–whetherconsciousor
unconscious– areperformedto achieve homeostasis(i.e.
com-fort,neutralstate,lessdiscomfort,etc.).Thesebehavioursarehere
referredtoas‘comfort-makingactivities’,andhavebeen
specifi-callyidentifiedascontrollingtheenvironmentandhabitualactions
–actionsthatenablepsychosocialhomeostasis.Byunderstanding
theenergyusethroughthisapproach,itisintendedtosetforward
aconceptualframeworkfortheresearchofenergyuse.
The review wasperformed by searching in engines suchas
GoogleScholar,ScienceDirect,andWebofScience.Theselection
oftheliteraturewaslimitedtoarticlesfrompeer-reviewed
jour-nalsandconferenceproceedings. Forthehealthsection,a table
wasmadeinwhichthearticlesarecategorizedaccordingtotheir
strengthofevidence.Datafromacademicallypublishedbooksand
Dutchwebsitesofenergyandeconomicaffairswerealsoincluded.
Becauseoftheinterdisciplinarynatureofthereview,inorderto
findthesametopicbutindifferentfields,thefieldinquestionwas
addedinthesearchinquotationmarks(i.e.“nursing”,
“psychol-ogy”).Thedifferenttagsusedfortheresearchfieldsareshownin
thefollowingtable:
Thecollectionofinformationwasusedtoillustratethecurrent
situationinthedomainsofhealthandcomfortinthebuilt
environ-mentandtherelationshipwithenergyusefromamultidisciplinary
perspective.Bybeingacquaintedwiththecurrentsituation,
inter-ventionpointswereidentifiedforthestudyofcomfortandenergy,
inordertosuggestapossiblenewapproachfortheunderstanding
ofresidentialcomfortandenergyexpenditure.
3. Results
3.1. Comfort
3.1.1. Comfortdefinitionsbydiscipline
Duetothesubjectivenatureofcomfort,individualfieldsthat
needtoinvestigatecomforthavedevelopedtheirowndefinitionsof
theconcept.Togainamultidisciplinaryandcomprehensive
under-standingofwhatcomfortis,thedefinitionsonthefieldsofIEQ,
healthcare,andergonomicsarepresented,alongwitha‘domestic’
andaholisticdefinitionwhichhavebeenputforth.
3.1.1.1. IEQ. In the IEQ literature, comfort is viewed from a
physiological-technologicalperspectiveanddescribedthroughthe
following parameters: visual (with aspects such as view,
illu-minance, and reflection), thermal (air velocity, humidity, and
temperature), acoustical(controlofunwanted noise, vibrations,
andreverberations),andairquality(smells,irritants,outdoorair,
standards(forafewchemicalsubstances)andguidelinesare
avail-ableforIEQfactors.Energyconsumingsystemsandproductsare
developedsothat theycan contributetoachievethestandards
or guidelines. For thermal comfort, the adaptive approach has
beenproposed;comprisingamodelforstudyingthermalcomfort
throughtheadaptiveprinciple:“ifachangeoccurssuchastoproduce
discomfort,peoplereactinwaysthattendtorestoretheircomfort.”
Thisisachievedthrough“adaptiveactions”enabledby“adaptive
opportunities”[5,6].
3.1.1.2. Healthcare. Inthehealthcareliterature,comfortisdefined
asaconceptoftwodimensions[7].Thefirstdimensionconsistsof
threestates:‘relief’,‘ease’,and‘transcendence’,whichhavetobe
experiencedbyapatienttobecomfortable.Reliefisthefeelingof
havinghadspecificneedsmet,easeisthestateofcalmand
con-tentment,andtranscendencereferstothestatewherethepatient
goesbeyondproblemsorpain.Theseconddimensionofcomfort
dealswiththecontextwherecomforthappens.Thecontextcanbe
physical–relatingtobodilyfeelings–,itcanbepsychospiritual–
relatingtotheinnerself-,itcanbesocial–relatingtofamilyor
cul-turalrelationships,oritcanbeenvironmental–dealingwithlight,
noise,temperatures,sensations[7].
3.1.1.3. Ergonomics. Due to the wide scope of the domain of
ergonomics,severaldefinitionsexist.Ageneraldefinitionisthat
whenaproductiscomfortable,performanceincreases:comfortis
“aneaseandcontentmentwiththeenvironmentorproductthat
facil-itatesperformance”[8].Theliteratureofergonomicsandcomfort
isdominatedbyseatingcomfort.Forchairergonomics,comfortis
definedwithfactorsrelatedto“aestheticsand plushness,
relax-ation,well-being,andreliefandenergy”[9].
3.1.1.4. Holistic. Someauthorshaveputforth integrative
defini-tionsof comfort which also include a cognitivedimension; for
exampleSlaterhasproposed“apleasantstateofphysiological,
psy-chologicaland physicalharmony between ahuman being andits
environment”[10].DeLoozeetal.[11]haveidentifiedthatin
com-fortdefinitionsacrossdisciplines,threeelementsarecertainand
recurring:1-comfortisaconstructofasubjectivelydefined
per-sonalnature;2-itisaffectedbyfactorsofavariousnature(physical,
physiological,psychological);and3-itisareactiontothe
environ-ment.
3.1.1.5. Domestic:. HeijsandStringer[12]havealsoproposed
spe-cificelementsofcomfort inthedomestic context,implyingthe
placeofresidence.Theseareperceptual,interactive, facilitative,
andpersonalizationcomfort[12].Theseelementsarerelatedto
contextualaffordancesthatenabletheoccupanttocarryoutthe
behaviours accordingtotheirsocial and personal needsandto
givemeaningtotheplacethroughemotionalattachmentand
self-identification.
Forageneraloverviewofthescopeofenvironmentalfactors
andhumanfactorscoveredbycomfortindifferentdomains,refer
toAppendixA,TableA1:Scopeofcomfortbydisciplineandbyhuman
andenvironmentalfactors.
3.1.2. Evolutionarybiology,emotions,andbehaviour
Toshowthelinkbetweencomfortandenergyconsumptions,in
thissection,thebiologicaloriginsofcomfortarepresented,along
withtherelationshipbetweenthecomfortandemotions,andthat
ofemotionsandbehaviours.
3.1.2.1. Evolutionary biology.Humansaretheresult ofa several
million year evolutionary process in the East African savanna.
Therefore,therearestillphysiological,cognitive,andbehavioural
legaciesoftheevolutionpresentinmodernhuman.The
physiolog-icalcharacteristicsofhumansreflectitsevolutioninthesavanna;
anenvironmentwithrainfalls,grasslandsandforestmix,mild
vari-atingtemperatures,andpredators.Thetransitionfromthesavanna
lifestyletotoday’senvironmentoccurredinanevolutionarilytoo
briefofaperiodforchangestooccur,renderingmodernhumans
physiologicallyandpsychologicallyidenticaltotheirfirsthuman
ancestors [13].As a result, humans are in many respects
mal-adaptedtotheirenvironment.Inspiteofnothavinganymodern
technologies,earlyhumansdispersedaroundtheglobeand
man-agedtolivefrompolartodesertregions,duetotwobasicstrategies:
appropriateclothing–thesecondskin–andappropriateshelter–
thethirdskin.Theseextraskinshaveallowedcompensatingfor
and adapting tothemoreextreme climaticconditionsand still
achievingacceptableconditions[13,14].
3.1.2.2. Emotions. One of theresultsof evolution are emotions.
Emotionsarespecificstatesthatincreasetheadaptabilityand
abil-ity ofa persontocopewitha specificsituation,which maybe
athreatorabenefittotheirwellbeing.Onemodelthatexplains
emotionelicitationisthethree-levelprocessingmodel[1,15].The
modelexplainsthatthefeelingofanemotionemergesfromthree
reactions:reactive,routine,andreflective;eachofwhichiselicited
bydifferentaspectsoftheenvironmentalstimulus.Thereactive
reactiondealswithimmediatelyperceptiblesensory
characteris-ticsofthestimulus:appearances.Thisisabiology-drivenreaction,
inwhichreasoningdoesnothappen:itallowstounconsciously
assessingthestimulusasathreatorabenefit.Theroutinereaction
involvesautomatisms,suchashabits,fromlong-termmemoryand
expectationsduringactiveinteractionwiththestimulus:the
pre-dictabilityoftheperformanceandusage.Finally,thereflectivelevel
involvesthefully-feltemotion:theconsciousappraisaland
ratio-nalizationofwhatthestimulusandeventmeanstotheperson,in
termsofrelatednesstothevalues,beliefs,andneedsoftheperson
[1].
3.1.2.3. Behaviours. Emotionsaretightlylinkedtobehavioursand
decision-making.Feelingemotionsenablesmakingdecisionsand
motivatingbehaviours.Ithasbeenshownthatpeoplewithlesions
affecting theiremotional systemare unable to make decisions
or behave accordingly, in spite of being psychologically and
behaviourallynormalineveryotheraspect[16,17].Sometypesof
behavioursarecontrollingtheenvironment(controllability)and
exercisinghabitualactions(habits).
Habitsarepartoftheroutinelevelofresponse,andaredefined
as “learned sequences of acts that have become an automatic
responsetospecificcuesandarefunctionalinobtainingcertain
goalorendstates”[18].Theyaretheresultofassociative
learn-ingfromenvironmentalorcontextualcuesandofrespondingto
suchcuesthroughproceduralmemory.Thus,habitsareatypeof
behaviourthatisunconsciousandautomatic,andthatarerepeated
whenaparticularstimulusisperceived[19].Habitsareformedby
theinitialmotivationtoachieveagoalwithinacontextandwith
cues.Withrepetition,perceivingthecueelicitsautomaticallythe
behaviouralresponsetomind,whichisnormallyperformed.
Fur-therrepeatingthehabitstrengthensit,andevenwhentheoriginal
goalorrewardisnotneeded,habitswillstillbetriggeredbythe
contextualcues.Thisoccurssincecarryingoutahabitactivatesthe
dopaminesystems,reducingcortisol,whichasaresultstrengthens
thehabitsfurther,duetotheexperiencedpleasure.Thus,
perform-ingahabitonlybyitselfproducesfeelingsofpleasure.Inaddition,
habitsallowtheindividualtoachievegoalsinaquickand
effec-tivewaythatrequiresminimalthought[19–21].Manyelementsof
habitsoverlapwiththoseofcomfort,suchaseliminationof
nega-tiveaffect,reductionofthestresshormone,andcontrollabilityof
cuesthatelicithabitsalsoindicatethedegreeoffeelingincontrol
overenvironment.
Controllabilityencompassestheconceptsof“perceived”control
and“actual”control;perceivedcontrolbeingthelevelofcontrola
personbelievestohave,whiletheactualcontrolisthebehavioural
exertionofcontrolbytheindividual.Controllabilityevolvedfrom
theneedof protectionagainstpredators.In evolutionaryterms,
shadows,movements,shapesthatcouldbeathreattothehuman’s
lifewereuncontrollableandcausedafight-or-flightresponse[13].
Tothisdaystimulireminiscentofthreatsstillelicitthechainof
hor-monalreactions,culminatinginthefight-or-flightresponse.This
responsemakesthehumanreadytofightagainstthethreatorflee
fromit,whichwouldtypicallylastfromafewsecondstominutes,
andthenthephysiologyandhormoneswouldgobacktoa
nor-malstate.Inthemodernlifestyle,manyordinarystimuliassociated
withnotfeelingincontrol,stilltriggerthefight-or-flightresponse,
however,inmostcases,thepersoncannotrationallyfleeorfight
themodernstressor(i.e.lockedwindows,neighbours,debts,leaks,
etc.)[13].Thus,thestressorbecomesa‘constantthreat’,andasa
result,thehormonalandimmunesystemscomeoutofbalancedue
tochronicstress(allostaticload).Studieshaveshownthatthereis
anassociationbetweenthelackofsenseofcontrolanddiverse
stress-relatedhealthproblems,suchasdepression,anxiety,high
bloodpressure,andweakenedimmunefunctioning[22].The
feel-ingofbeingincontrolnotonlyreducesstress-relatedhealthissues,
italsoincreasesthefeelingofcomfort,itmakespeoplefeelmore
satisfied,and in theworkspace,workers feelmoreappreciated.
Choicesofferedbytheenvironment(i.e.operabilityofwindows,
decorating,privacyandsocialinteraction,cooking,etc.)affordthe
occupanttohaveafeelingofbeingincontrol.Theneedfor
con-trolandchoicearecloselyrelated.Thepresenceofenvironmental
choicesenablesapersontoexercisecontrolortoincreasetheir
per-ceptionofcontrolovertheirenvironment,throughbehavioursthat
avoidundesirableresultsorthroughthosethatachievedesirable
ones[23].Thus,whenapersonhaschoicesandisabletodecide,
theymayfeellessstressedandmorecomfortable[24–27].
3.1.3. Environmentandhealth
Thissectiondealswiththeexistingevidenceof
environmen-talinfluencesinmentalhealth,particularlyfromtheperspective
ofpsychoneuroimmunology(PNI).Oneoftheproposedpathways
inwhichtheenvironmentinfluencesmentalandphysicalhealth
isthroughtheemotionalresponsestheenvironmentelicitsinthe
occupant.Intheirturn,theemotionsinfluencementalandphysical
health,asexplainedinthesection.Thefirstpart,‘From
Environ-ment toEmotions’, dealswith thecurrent evidenceas to how
theenvironmentinfluencesemotions.Examplesinhealthcareand
officesettingsareprovided,sinceresearchintheresidentialcontext
islacking.Thesecondpart,‘FromEmotionstoHealth’,showsthe
nextpartoftheaforementionedprocessbetween
“environment-emotions-health”.Itpresentsthebiologicalprocessesthatoccur
whenpositiveemotionsarepresentand theireffectsonmental
andphysicalhealth.
The environment provides stimuli that elicit an emotional
responseintheperson,whichhelpsthepersontocopewiththe
situation.Therefore,environmentshavethepotentialofcausing
stress,buttheycanalsohaverestorativeeffects,influencing
well-being[28–30].PNIstudiestheinteractionsbetweenhealth,mind,
andenvironment,withthefocusontheinfluenceofpsychological
andsocialfactorsonhumanphysiology,andthus,itexaminesthe
linksbetweentheenvironment,brain,behaviour,andtheimmune
system[31].
3.1.3.1. Fromenvironmenttoemotions. Mostoftheevidencelinking
environmentto healthand wellbeing comesfrom
environmen-talpsychologystudies,healthcareenvironment design,and sick
buildingsyndromeresearch.Theevidenceinsuchstudiesisbased
ontheprevalenceof physiological symptoms, evidenceof
pos-itivehealth outcomes,naturerestoration theory,cortisollevels,
depression,immuneregulation,andattentionrestorationtheory
[32–38].Healthcaredesignaimsatmakingpatientsfeelbetterto
healfasterbyreducingstressandincreasingcomfort,via
environ-mentalfeatures,whileintheofficesetting,productivity,creativity,
andphysicalandmentalhealtharethetargettoimprove.Insuch
studiesitisshownthatenvironmentalaspectshaveaneffecton
themoodofpatients,workers.
3.1.3.2. Fromemotionstohealth. Thereisnotonlyalinkbetween
environmentalcuesandemotions,butalsoonebetweenemotions
andhealth[39].Evidenceindicatesthatpositiveemotionshavean
influenceonbothhealthandlongevity[40].Positiveemotionshave
beenassociatedwithlowerbloodpressurelevels,aswellasreduced
inflammatoryprocessesandneuroendocrine,cardiovascularand
immunestrengthening,whilenegativeemotionscancausestress,
anxiety,depression,andeventuallydamagingchangesinthe
car-diovascularsystem[41–44].Similarly,negativemoodscontribute
todelayedhealingfromwoundand infection,whileithasbeen
documentedthatangrypeoplehaveweakerimmuneresponsesto
vaccines,asopposedtooptimists.Likewise,theprevalenceof
self-reportedrhinitishasbeenfoundtobehigheramongststudents
withrecentnegativelifeevents[45].Oneofthepathwaysfrom
emotionstohealthoccurssincenegativeemotionsstimulatethe
productionofpro-inflammatorycytokines,whichleadto
inflam-mation.Initsturn,inflammationunbalanceshormonalproduction
anddamagesthehealthyreproductionofcells,linkingthiswith
cancersandavarietyofdiseases[46].
Therefore,humansreacttostimuliintheirenvironment.This
reactionisfirstemotional,thenbehavioural.Theemotionguides
thebehaviour–negativeemotions(stress/discomfort/displeasure)
willtriggerbehaviourswhosepurposeistoeliminateorreduce
thenegativestimulusoftheenvironment.Thebehaviour–either
throughcontrolorhabit-servesasa tooltobring homeostasis:
toreducethestress(discomfort/unbalance)causedbythe
envi-ronment,andtobringtheindividual’sstatebacktoaneutralone
(comfort/lack ofdiscomfort).Finally,theaforementionedstudies
suggestthestrongconnectionbetweentheenvironment,human
emotions,behaviours,andhealth.However,thesetypesofstudies
arepredominantlydoneintheofficeandhospitalcontexts,leaving
aknowledgegapregardingthedomesticcontext.
3.2. Energyinbuildings
Traditionally, energy technologies and occupants’ behaviour
have beentreated as separate actorsin thedomains of indoor
environment,energyengineering,andsocialfields[47]:inspiteof
morerecenteffortstolinkthem,byviewingenergyconsumption
assomethingperformedbyindividualratherthansolely
technolo-gies,inacontextofinterrelationshipsbetweenusers,technologies,
skills, social contexts.In theengineering fields, thefocus is on
thedevelopmentofefficienttechnologies–reducinggreenhouse
gases,reducingcost,etc.[50,51].Inthesocialfields,thefocusis
onbehaviouralchangesthroughcampaigns,awareness,and
infor-mation[48,49].Asa result,ontheone hand,governments and
energypoliciescarry outcampaigns withfines, public
informa-tion,etc.,totrytostimulatehouseholders’behaviouralchanges.
Ontheotherhand,thebuildingandtechnologyindustrystrives
toproducemoreairtighthouses,morestabletemperatures,and
lessenergy-consumingtechnologies[52–55].Thefactthatthetwo
domainsworkindependentlytoachievelowerenergyuse,couldbe
theunderlyingreasonleadingtodiscrepanciesobservedbetween
Fig.1.DutchelectricityconsumptionandappliancebreakdownandGasconsumption(adaptedfrommilieucentraal[57]andMajcen[56]).
3.2.1. Energyandbehaviours
3.2.1.1. Theoretical vs. actual consumption. While theoretical
energy consumption calculations tend to ignore the part of
the energy expenditure determined by the occupant’s lifestyle
(behaviouraldeterminants),actualenergyconsumptionisobtained
fromfinalenergy billsandmetersofthehouseholdbuildingin
question, reflecting the consumption of every single appliance
andbehaviour.In 2002inEurope,theEuropeanPerformanceof
Buildings Directive was passed, introducing theEnergy
Perfor-manceCertification(EPC) labelingforresidential buildings.The
EPCmodeliscalculatedaccordingtoamethodologythatconsiders
insulation,heating,hotwaterandventilationssystems,andfuels
used; therefore ignoring appliance use and human behaviour
[56].Thedifferencebetweenthepredictedconsumptionandthe
actualoneiscalled“performancegap”.Inastudyperformedby
Majcenas shown inFig. 1,for electricity consumption, electric
appliances are an ignored variable when making theoretical
calculations. Accordingtomilieucentraal.nl, in theNetherlands,
suchappliancesrepresent about 32.4%of the household’s total
electricityconsumption[57].Whileforgasusage,themainignored
variableintheoreticalestimationsis‘cookingbehaviours’.From
thetotal energyconsumptionofaDutchhousehold,onaverage
gasaccountsfor 67.3% of thetotal actualenergy consumption,
whileelectricityaccountsfor32.7%[56,57].
Inthe1980sitwasestimatedthathumanfactors,suchas
atti-tudesofresidentstowardsenergybasedonprices,environmental
concerns,healthconcerns,andcomfort,couldinfluenceupto5%of
thevariationofconsumption[58].Recently,atinternationallevel,
theIEAidentified three majorcausesof performance gaps:
cli-matefactors,buildingfactors,andhuman[3]behaviour.Different
studiesperformedinEPClabelleddwellingshaveshownthat
occu-pantbehaviourheavilyinfluencesenergyconsumption,andithas
beenshownthatactualenergyconsumptionisineverycasehigher
thanthepredictedone[59–61].Such behaviouraldeterminants
ofconsumption areinteractionswithservicesand technologies,
asmotivatedbyoccupancypatterns,attitudes,andbeliefs;allof
whicharecorrelatedwiththeoccupant’sbehaviours.Thefactthat
suchvariablesarenotconsideredinestimationsislikelyduetothe
factthattheengineeringanddesignprocessofbuildings,systems,
andtechnologies(frommicrotomacroscales,i.e.:knobs,buttons,
interfaces,layout,spaces,automations,services,etc.)alsotendsto
excludesuchhumanfactors:users’needshavetobeunderstood
byinvolvingtheuserintheprocess[4,62–65].YaoandSteemers
[66]proposethatoccupancypatterns(numberofoccupants,sleep
andwaketimes,anddailyoccupancytime)influenceenergy
con-sumption.Thesepatternsinfluencebothphysicalandbehavioural
determinantsofconsumption.Physicaldeterminantsarefactors
suchasheating,cooling,lighting, determinedbycharacteristics
suchasdwellingsize,design,systems,services,andclimate,while
behaviouraldeterminantsarefactorssuchasfrequencyofuseof
appliances,systems[66].
Similarly,thesocialpracticetheorycontendsthatthecentreof
energyconsumptionis guidedbysocialdynamicsasorderedin
time[67,68].Inotherwords,certainsocialpracticesareperformed
atspecifictimes,andthefactofcarryingthemout,asasociety,
bringsenergydemandtoapeakinacertainplace.Socialpractices
canbehabitssuchasworking,cooking,washing,orwatchingTV,
eachofwhichisgenerallyperformedatspecifictimesinsimilar
societies.Therefore,itisadvocatedthattounderstandenergy
con-sumption,itisindispensabletounderstandsuchsocialpractices
andtheirtiming[68].
3.2.1.2. Energyandwellbeing. Therelationshipsbetweenenergy
andwellbeingarecomplexandinvolvemanyvariables.However,
generally by Western standards a ‘good life’ at home tends to
translateintohigherenergyusage[69].Oneofthelinksbetween
wellbeingandenergyuseinhouseholdsisrelatedtostandardof
liv-ingandqualityoflife:severalenergy-consumingactivitiesimprove
wellbeing,suchasmaintainingliveabletemperatures,refrigerating
perishables,cooking,hotwateraccess,lighting,andother
technolo-giesthatbringconveniencetooccupants[70].Ithasbeenestimated
thatinlessthanonegeneration,expectationsofcomfortviacentral
heatingandairconditioninghavebecomeanorm[71].However,it
hasbeenproposedthatenergysavingscanbeachievedwhilestill
maintainingahighqualityoflifeandwellbeingprovidedbythe
energyconsumingservices.
3.2.1.3. Energy and habits. Recent findings show that most of
everydaybehavioursareguidedbyhabits,especiallywhen
inter-actingwithtechnologysincetechnologyactsasacontextualcue
thattriggersthehabit[72–74].Intheresidentialcontext
replen-ishedwithenergyappliances,itisassumedthatitismoreprobable
thathumanswilluse“simpleheuristics”orhabits;sinceitisan
environmentwithcuesthatdonotrequirecognitiveeffort[74,75].
Anotherreasonwhyhabitsarestronginthedomesticcontext,is
because,‘home’providescuesthatarephysical,social,and
tem-poral,allofwhichenablehabitcreationandstrengthening[76].
Additionally,as inmostcases,energyconsumption is‘invisible’
fortheoccupant,whichstrengthenspossibleunsustainablehabits
[77]. Thesehabitualinteractions occurwithappliancesbut also
withinterfacesofsystems–thermostats,lights,equipment,etc.
–andthoseofthebuildingenvelope–windows,shades.
Becauseoftheunconsciousandautomaticnatureofhabits,they
havebeenshowntopreventawillingpersontochangeinto
pro-environmentalormoreefficientbehaviours,andthus,habitscould
makepeopleactinwaysthatareoppositetotheirintentions[77],
withoutnoticing[21,71].Finally,becauseoftheirunconsciousness,
habitshavebeeneitheroverlookedorunderstudiedinenergy
con-sumptionresearch[21].Furthermore,inordertochangehabits
into moresustainableones, itis suggested thatpolicies should
tacklethetangibleenvironmentalcuesthattriggerthehabits
them-selves[76,78].Thisisbecausetheenvironmentalcharacteristics
havehigherimpactonenergyconsumptionthanothervariables,
3.2.2. Healthandenergy
Thestudyoftherelationshipsbetweenhomeenergyandhealth
iscomplex,sincethereareseverallinkingpathways,measurement
ofexposures,dosages,longtermeffects,aswellasthemultiple
interacting,dynamic,andinterdependentbuildingandoccupant
factors[80–85].Asaresult,thereisstilldebateabouttheimpactson
healthofenergyefficienthomes.Thereisevidencethatenergy
effi-cienthomes,measures,orinterventionsmodestlyimprovesome
aspectsofphysicalhealthofoccupants[86–90].Althoughresearch
hasbeendoneontheeffectsofclimatechangeandoutdoor
tem-peratureoncertainpopulations,thisreviewfocusessolelyonthe
indoorenvironmentandtemperatures.Ithasbeenreviewedthat
thermalcomfortimprovementsinhomesseemtogeneratehealth
improvements,specificallyin those whosuffer chronic
respira-torydiseases.Inasimilarvein,householdscapableofheatingtheir
homesarealsolinkedtobetterhealthandsocialrelationships,and
lowerschoolabsenteeism[91].Thelimitationsofsuchstudiesare
thattheyfocusonstart-andendpointswithoutconsideringthe
net-workoffactors,causes,andeffects[39].Forafulloverviewofthose
studies,refertoAppendixA,TableA2.Effectsofenergyefficient
measuresonhealthofoccupants.
AirtightnesshasbeenencouragedbytheEuropeancommission
inordertosatisfyenergystandards.However,withairtightness,
the indoor air quality of the dwelling could be at risk. High
airtightnessneedsadequateventilation ratesand system
main-tenance.Inadequateventilation inanairtighthomecanleadto
increaseddampness and humidity,and thus higher
concentra-tionsofbiological,chemical,andphysicalcontaminants(CO,NO2,
CO2,formaldehyde,VOCs,radon,PMs,mites,moulds,etc.).These
pollutantshavebeenassociatedwithseveralhealthrisks,
espe-ciallywiththeprevalenceofrespiratoryandallergiceffectsbothin
childrenandadults[39,89,92–94].Nevertheless,airtightbuildings
withproperlymaintainedmechanicalventilationsystems,
espe-ciallyfor itsefficiencyinfilteringambientparticles,couldoffer
modestimprovementsinsymptomsorhealthoutcomes[95,96].In
theHOPEprojectitwasfoundthatthereisacorrelationbetween
perceived comfort variables themselves, and between Building
SymptomIndexvariablesandcomfortvariables;suggestingthat
energy-efficientbuildingswithgoodindoorenvironmentalquality
andhealthyoccupantsarepossible,but theoppositealsoexists
[2,97]. In theEuropeanAudit project, it was concludedthat to
improveindoorairqualitywithoutconsumingmoreenergy,source
controlshouldbeappliedtomaterials,systems,andpolluting
activ-ities;thus,reducingpollutantswhilemaintaininglowventilation
rates[98].
4. Discussionandfindings
4.1. Narrowviewofcomfort
Inattemptingtofollow‘standards’,theIEQperspectiveof
com-fort tends to fall short when unavoidably combined with the
standardsrequiredforenergyefficiency,duetobeinglimitedto
single parameters of the four IEQ factors (airquality, thermal,
acoustical,visual)ignoringpossibleinteractionsaswellas
differ-encesamongpeople.Theliteraturereviewshowsthatcomfortis
awideranddeeperphenomenonofsubjectivenatureand
contex-tualdynamism.Takingthisintoaccount,inthisreview,itmaybe
bettertorefertoitas‘wellbeing’.Thisisbecause–asmentioned
earlier-comfort-makingactivitiesareequivalenttotheattainment
ofhomeostasis,andthusimplythereductionofstressand
conse-quently,theimprovementofhealth.Holisticanddomesticcomfort
definitionshavealsobeenputforward.Comfortismorethan a
physiologicalreaction;itisasubjectivereactiontoenvironmental
stimuli,whichcanbebehavioural,social,physiological,
psycholog-ical,andphysical,andthatindicatesharmonyandneutralitywith
thestimuli.
ThesefurtherdimensionsofcomfortaremissingfromtheIEQ
perspective.InIEQitseemsthatthecurrentdefinitiondoesnot
provideenoughknowledgeaboutcomfort’sbehaviouralquality:
acrucialaspectwhenstudyingenergyuse.Althoughanadaptive
modelforthermalqualityexists,in-depthanalysesoftheproposed
“adaptiveactions”seemtobelackingandarerestrictedtofivetypes
ofactions:heatgenerationandloss(physiologically),regulatingthe
thermalenvironment,selectingadifferentthermalenvironment,
ormodifyingthebody’sphysiologicalcomfortconditions(moving,
adjustlayers,etc.)[5].Asaresult,thismodelfallsshortbothin
depthand broadness,beingconfinedtothermalcomfortandto
theaforementionedtypes,whileignoringtheinvestigationofthe
actual“adaptiveactivities”and“adaptivechoices”.
Fromtheliteraturereviewfourmainpointscanbeconcluded:
firstly,generallyhumansavoiddiscomfortandunpleasant
expe-riences,andhencetheyarealwaysstriving(whetherconsciously
orunconsciously)tochangetheirpresentstatetowardsa
homeo-staticstate–thusamoreneutralorcomfortableone.Asaresult,
many of the actions we do are wellbeing-driven: actions that
can have effects onboth health and comfort. Secondly,
house-holdenergyconsumingtechnologiesaretoolsthatallowoccupants
toachievesuchcomfortandwellbeingbyperformingthe
activi-ties.Thirdly,energyconsumptionoccurswhenoccupantsinteract
withsuchtechnologieswhentheysearchfor‘wellbeing’.Fourthly,
habitsandcontrolactionsaretypesofbehavioursthatparticularly
consumeenergy,andtheyare,toanextentandamongstother
fac-tors,influencedbytheperson’s(energy)attitudesandemotions.
Theseattitudestowardsenergyvaryfrompersontoperson,and
hence,behaviours aredifferentamongstdifferentpeople,while
personaldifferencesofcomfortperceptionsandthresholdsexist.
Asaresult,thereisaneedtounderstandenergyconsumptionfrom
abehaviouralperspective,inrelationtothe‘wellbeing’motivations
ofsuchbehaviours.
4.2. Gapsinknowledge
Humansexperiencetheirenvironmentviamanymechanisms,
includingthesimplifiedsequenceof‘senses-emotions-behaviours’.
Behavioursenabletheindividualtochangetheircurrentemotional
state:anegativeaffectwillmotivatebehaviourtochange
some-thingintheirenvironmentandapositiveonewillmotivatethem
toencouragetheircurrentbehaviour.Thebehavioursthatare
per-tinenttowellbeingandenergyaresenseofcontrolandhabits,in
that,inthehomeenvironment,theytendtohaveasasecondary
effectoftheexpenditureofenergy.Moreover,thefactofexercising
controlandcarryingouthabitualroutinesisinandofitselfstress
relieving;affectingthusboththeshorttermfeelingofcomfortand
thelongtermhealth.
Habitshave been identified as theprimary cause of
perfor-mance gaps; however, they have seldom been studied due to
theirunconsciousnessandautomaticity.Nevertheless,inorderto
reduceenergyconsumption,theIEQandenergyengineeringfields
wouldneedtoinvestigatesuchtypesofbehaviourwithinthe
con-textof‘comfort’sothattechnologiesaredesignedbyconsidering
occupantsneeds.Senseofcontrolisanothertypeofbehaviourof
relevancetowellbeingandenergy;sincebeingincontrolmeansto
givechoicestotheuser,choicesthatgenerallywillinfluencethe
finalenergyoutput.
5. Newdirections
Inthisreview,evidencesuggeststheneedforanewapproachin
mul-Fig.2.ConceptualModel:Lossofhomeostasis(discomfort,distress)triggerstheoccupanttofindagainamoreneutralstate(i.e.comfort).Thisisperformedbymanipulating theirenvironment(viainteractionwithappliances,systems)throughbehaviours(habitsorcontrol).Behaviorsaretoanextentguidedbyemotionsandattitudes.Finally, whenhomeostasisisachieved,healthandwellbeingareachievedinthelongterm.Theinteractionwiththeenvironmentresultsinenergyuse.
tidimensionalandsubjectiveconstructthatvariesacrosscontexts;
however,bylookingatit froma biologicalperspective,comfort
isthemaintenance ofhomeostasis –a reactiontothe
environ-mentindicatingtheabsenceofenvironmentalstressorsandwhich
isstronglyrelatedtohealth.
5.1. Conceptualframework
Fromtheresultsofthis review,aconceptualframework has
beendeveloped,proposingthat energyuseisa consequenceof
tryingtoattainhomeostasis(comfort,neutralstate,lackofstress).
Consequently, in this framework, the focus lies on the
behaviouralexpressionsofcomfort(Fig.2).Thelinkbetween
com-fortandenergyconsumptionliesintheactiveinteractionofan
occupantwithenergyconsumingproducts,whentryingtoachieve
thiscomfort –inparticular throughtheexerciseof controland
habits.Behaviourisstronglyinfluenced–amongstother
factors-byemotionsandattitudes,andtherefore,thesevariableshavebeen
includedintheframework.Thisisalsodonesince,aspresentedin
thisreview,habitsarehighlyemotional(emergingfromthe
rou-tinelevelofemotions)andalsocounter-attitudinal(duetotheir
unconsciousnature).
The feeling of being in control arises by exercising choice,
enabledbythepresenceofenvironmentalchoices,whilehabits
areautomatic,unconscious,and repetitivebehaviours triggered
byenvironmentalcues.Suchbehavioursnotonlyallowthe
per-sontocopewithstressorsandmodulatetheiremotionalstatus
towardsamoredesirableone,butexercisinghabitsandcontrolis
alsorewardingbyitself.“Comfort”asseenfromthiswider
perspec-tiveencompassesthesubjectivefeelingofpositiveemotionsand
reductionofstress,andasaresultitisbeneficialtotheindividual’s
generalwellbeing.However,healthisalsoinfluencedbyseveral
factorsintheindoorenvironment, especiallyinenergyefficient
homes.
5.2. Methodologicalframework
Fromtheconceptualframework,itisproposedtotackle
well-being (comfort and its links to health) and energy from the
perspectiveoftheoccupant,andmorespecifically,their
comfort-makingbehaviours.Becausenotalloccupantshavethesameneeds,
values,behaviours,orcomfortlevels,asafirststep,itisproposedto
conductaspecializedsurvey.Thepurposeofthissurveyistofind
outdifferentoccupantprofiles,basedontheircomfortandenergy
behaviours,andespeciallythekeytypesofbehaviourpinpointed
inthisreview:habitsandcontrol.
Toachieveso,thesurveyhastoincludequestionsabout
occu-pants’emotions(sincetheyguidebehaviour),attitudes,andhealth
status. Thisshouldbecontinuedby questionsaboutoccupants’
energy-consuminghabitsandthestrengthofsuchhabits.Finally,
ithastoincludethelevelsofcontrolthatoccupantsneedtohave
overtheirhomeenvironment.
Byunderstandingthesefivefactors(attitudes,emotions,health,
control,andhabits),whicharefactorsthatinfluencebehaviours
andthatcomposeimportantdimensionsof‘wellbeing’,itshould
bepossibletoshedonlightonwhethertherearedifferenttypesof
occupants,andwherethedifferenceslie.
Thecontributionofsuchanapproachistofacilitatethe
iden-tificationofoccupanttypesforthefirststepsoftheengineering
processofresidentialenergyconsumingtechnologies(appliances,
controlsystems)butalsotocontributetoamorecomprehensive
understandingofcomfortforIEQ.Thegoalofthisistobeable
pro-videresidentialenvironments–includingsystemsandappliances
–thatsupportspecifictypeofusers,intermsoftheirbehaviours
andneeds,sothatenergyconsumptionisreduced,whileproviding
‘customized’andoptimizedwellbeing–comfortandhealth-.
6. Limitations
Thelimitationstothisreviewcanbecategorizedasboth
prac-ticalandmethodological.Thepracticallimitationslieinthefact
thatasitisbasedonthedisciplinesofthesocialsciences,namely
behaviouralpsychology,thetheoriesexplainedarenotrigidand
definite,buttheyarebasedontendencies.Themethodological
limi-tationslieinthefactthatthereisalackofresearchofthetopicinthe
residentialcontext.Theoriessuchasthatofthe“three-levelof
330 M.A. Ortiz et al. / Energy and Buildings 152 (2017) 323–335 the psychoneuroimmunological approach to wellbeing is as of now non-existent in the home context. Therefore, as social sciences are based on tendencies, changing the ‘context’ variable might alter the expected and known outcomes of the current tendencies. This is however, the reason why this review was performed, as well as why a new research approach is presented in the form of a methodological framework. Acknowledgements This work was supported by Saint Gobain Research as part of the PhD project “User Experiences and Energy Consumption in Homes” at the Technical University of Delft under the chair of Indoor Envi-ronment at the Faculty of Architecture and the Built Environment. Appendix A. TableA1
Scopeofcomfortbydisciplineandbyhumanandenvironmentalfactors.
IEQ Nursing/Healthcare Ergonomics Popular Evolutionary Domestic Holistic
Environmentalfactors Airquality + +Olfaction/irritation
Temperature + + +
Visual + + +
Acoustical + + +
Size/layout +
Interiordesign(colour, greenery,....)
+‘Positivestimuli’ +Generalenvironment +Environmentalstimuli + +Generalenvironment
Otheraffordances + Contextualcues +
Humanfactors Physiological + + + + + +
Psychological +Psycho-spiritual + + +Privacy/security +
Social +Support + +Interaction
Physical + + + + Emotional + + + +Identification/ Attach-ment/Expression Behavioural +Adaptive + + + + Postural + +
+Factorisincludedinthatdiscipline.
M.A. Ortiz et al. / Energy and Buildings 152 (2017) 323–335 331
Effectsofenergyefficientmeasuresonhealthofoccupants.
Reference Evidencelevel Countryanddate Variablesorindicators Buildingtype Population Effectonhealthof
variables/indicators–Mainresults
Indicator Health
[89] 1(systematicreviewof experimentalstudies)
Varied,from1887to2007 Warmthmeasures Respiratory,general, mental
Varied Varied Positive
[91] 1(systematicreviewof experimentalstudies)
Varied,from1887to2012 Housing
investments/interventions (warmthmeasures)
Generalhealth
(respiratory,absenteeism), illness,wellbeing
Allphysicalhousetypes Alltypesofparticipants Positive
[84] 3(systematicreviewof correlationalor qualitativestudies)
Varied Light,temperature,air,
acoustical
Stress Laboratory,offices,
residences
Varied Negative
[87] 1(meta-analysisof experimentalstudies)
Varied Insulation,heating,glazing, Generalhealth;respiratory Varied 36studies/33000
participants
Positivemarginaleffects.Improve overtime
[99] 1(reviewof epidemiologic evidence)
Varied dampnessormold multipleallergicand
respiratoryeffects
Varied Varied negative
[82] 2(Communitybased, cluster,singleblinded randomizedstudy)
NewZealand Insulation(temperature,
humidity,energy consumption)
Self-reported,wheezing, daysoff,GPvisits, hospitalization
1350lowincome households,uninsulated dwellings.
4407participantsof householdswithprevious respiratoryhistory.
Positive(reducedoddsofpoor effects)
[85] 6(narrativesynthesis) England,Wales,Scotland, NewZealand,USA (2000–2009)
Fuelpoverty(coldand damphousing)
Mental,physicalhealth Households 5studieswithmorethan
2000householdseach. Infantsandadults
Modesteffectsinadults,more significantininfants. [88] 6(singledescriptive
qualitativestudy)
Boston,Chicago,newYork city(2009–2012) insulation,heating equipment,ventilation improvements self-reportedgeneral, respiratory,cardiovascular, andmentalhealth
248Households 248adults,75children Positiveeffectonsinusitis,general health,andasthmamedication. [100] 1(quantitative
meta-analyses
Varied dampnessandmold respiratoryand
asthma-relatedhealth outcomes
Homes maleadults,femaleadults,
children(Age<18),and infants.
Negative(30%-50%increasesin respiratoryandasthmarelated healthoutcomes)
[96] 4(case-controlstudy with telephone-administered questionnaire)
NewBrunswickandNova Scotia,Canada(1998)
Newhomeswithheat recoveryventilators
Respiratorysymptoms, diagnosedasthma,chronic obstructivelungdisease, heartcondition, medicationuse.
53newhomes 149occupants Positiveeffectsover1year.
[101] 2–3(Randomized controlledtrial,with randomization embeddedinstudy database)
Baltimore,USA PMs,airnicotine,urine cotinineconcentrations
Symptomfreedays JohnsHopkinsHospital Children’sCenterand homesofchildren
Childrenwithasthma, residingwithasmoker, randomlyassignedto interventionsconsistingof aircleanersonly(n=41), aircleanersplusahealth coach(n=41),ordelayed aircleaner(control) (n=44).
AircleanersreducePM concentrationsandincrease symptom-freedays.SHSexposure notprevented
[102] 6(self-administered postalquestionnaire)
Sweden Multiplebuilding
characteristics
Asthma,allergyand eczema,hayfever.
472multifamilybuildings 7554participants Asthma,allergiesoreczemamore commonwithlessuseofenergy forspaceheating,inlarger buildingsandindwellingswith redecoration,moldodor, dampnessandhumidair. [92] 6 (descriptive-cross-sectional study) NortheastTexas (2008–2009) housingcharacteristics, homeinteriorsurface materials,dampness
wheeze,drycough, rhinitis,eczema
Trailersandapartments. 2819parentsofchildren Livingintrailerswasrelatedto diagnosedasthmaanddiagnosed hayfever.CentralA/Csystems associatedwithanincrementof allergicsymptoms,especially rhinitis.
M.A. Ortiz et al. / Energy and Buildings 152 (2017) 323–335 TableA2(Continued)
Reference Evidencelevel Countryanddate Variablesorindicators Buildingtype Population Effectonhealthof
variables/indicators–Mainresults
Indicator Health
[103] 3(cross-sectional, correlational)
Sweden Waterleakage,visible
dampness,floormoisture, windowcondensation
Wheeze,cough,eczema, rhinitis,asthma
8918homes. 10,851children(1–6years) Dampnessindiceswereassociated tohigherprevalenceofsymptoms [81] 2(randomizedto
waitinglist)
DevonUK Upgradinghouses
(includingcentralheating, ventilation,rewiring, insulation,andre-roofing)
GeneralhealthRespiratory health.Musculoskeletal health.Healthservice contacts.Hospital admissions.
119councilownedhouses 480residentsofthese houses.
lesseningofasthmasymptomsin adultsandappearstoprotect againstnon-asthmarespiratory conditionsinadultsandchildren
[94] 6(Postal
questionnaire)
UnitedKingdom householdenergy
efficiency
Asthmaoutcomes 3867socialhousing properties
944participants Increasedenergyefficiencymay increaseriskofcurrentasthma. Moldy/mustyodorassociatedwith riskofasthma
[95] 1(systematicreview) varied particlefiltration Self-reportedhealthand
measuredallergy,asthma, inflammation,respiratory systemperformance,lung function,bloodpressure, heartrate.
Non-industrialbuildings (homes,schools,and offices)
Varied Particlefiltrationmodesteffectin
reductionallergyandasthma outcomes.Notveryeffectivein reducingacutehealthsymptomsin non-allergics/asthmatics. Morbidityandmortalityassociated withparticleexposureisreduced. [104] 2(double-blind,
randomizedtrial)
areasurrounding Cincinnati,USA
Airnicotinelevels,tobacco smokeexposure,indoor airborneparticlelevels, andexhalednitric-oxide levels
unscheduledasthmavisits andsymptoms
Homesofparticipants. 225children(6–12y.o.) withasthma,exposedto SHS
HEPAaircleanersmayreduce asthmamorbidity
[80] 1(Systematicreviewof experimentaland non-experimental)
Varied interventionstoimprove
housing(rehousing, refurbishment,andenergy efficiencymeasures)
healtheffects Varied Varied Moststudiesfoundsomehealth
gains,butinconclusiveevidence duetosmallsamples. [90] 1(systematicreviewof
interventionstudies)
Varied energyefficiency
interventions(warmth, affordabilityoffuel, psycho-socialfactors, indoorairquality)
Physiological,social, psychologicalhealth.
Residences Varied EEIimprovedwinterwarmthand
loweredrelativehumiditywith benefitsforcardiovascularand respiratoryhealth.
[105] 6(narrativesynthesis) UK energy-efficientmeasures Generalhealth UKhomes Varied Poorventilation,overheating,poor
IAQmayaffecthealth. [106] 1(systematicreview) USAandUK thermalexposures obesityprevalence domesticsetting Adults Plausiblecausallinkbetween
increasedtimespentinthermal comfortandincreasedadiposityin thepopulation [107] 3(systematicreviewof correlational; qualitativestudies,RCT orquasi-experimental studies)
Varied Climatechange;indoor
exposures;changesinthe building.
Generalhealth Varied Varied Healtheffectsofclimatechange
willresultfromindoorexposures. Climate-relatedhealtheffectscan bereducedbychangesto buildings.Changestobuildings willimprovehealthirrespectiveof climatechange.Changesto buildingswillsaveenergyand reduceCO2emissions. [108] 3(descriptive
correlationalstudy)
England(2001–2003) Warmfrontenergy efficientmeasures (insulationandinsulation)
Temperaturesin household.
DwellingswithWarm Frontmeasures
Varied Temperaturesinfluencedby
propertycharacteristics(age, thermalefficiency,numberof people,ageoftheheadof household).Warmfrontmeasures improveliving-andbedroom temperatures
M.A. Ortiz et al. / Energy and Buildings 152 (2017) 323–335 333
Reference Evidencelevel Countryanddate Variablesorindicators Buildingtype Population Effectonhealthof
variables/indicators–Mainresults
Indicator Health [86] 3(systematicreviewof correlational; qualitativestudies,RCT orquasi-experimental studies)
Varied Indoorenvironmental
factors
Healthoutcomes (communicablerespiratory illnesses;allergyand asthmasymptoms;sick buildingsyndrome symptoms)
Varied Varied Characteristicsofbuildingsand
indoorenvironmentsinfluence SBS,respiratory,andallergyand asthmasymptoms.Marginally adequateindoorenvironment provisioncanbereplacedbyhealth promotingIE
[109] 3(Descriptive correlationalstudy)
NineEuropeancountries buildingenergy performance;building characteristicsandIE
Feelingandperceptionof IE;SBS
Apartmentandoffice buildings
Dwellersandoffice workers
LowEnergybuildingswithgoodIE exist.
[110] 3(Descriptive correlationalstudy)
NineEuropeancountries buildingenergy performance;building characteristicsandIE
Feelingandperceptionof IE;SBS
Apartmentandoffice buildings
Dwellersandoffice workers
LowEnergybuildingswithgoodIE exist.
[111] 3(Descriptive correlationalstudy)
Europeancountries perceivedindoorair quality.;pollutionsources; ventilationratesand performance;energy consumption
symptoms/complaints officebuildings Officeworkers OccupantsacceptabilityandBRS
showsnocorrelationwith perceivedIAQ
[112] 3(Descriptive correlationalstudy)
Netherlands Coldacclimatization BATproduction,NST
thermogenesis.
Laboratory 17healthymenand
women
Repeatedintermittentcold exposuresrecruitedbrownadipose tissue;accompaniedbyanincrease innon-shiveringthermogenesis [113] 3(Descriptive
correlationalstudy)
Netherlands Thermoneutralconditions
(22C)andmildcold exposure(16C)
Bodycompositionand energyexpenditure; Brown-adipose-tissue activity
Laboratory 24healthymen(10normal
weight-14overweightor obese)
BATactivityisreducedyetpresent inmostoverweightorobesemen, thusmaybeatargetforthe treatmentofobesity [83] 6(longitudinal
questionnaire–single descriptivequalitative study)
Japan – Chronicbackpain;
Satisfactionwithliving environment;Stressand fatigue
– Japanesewomen3054 Causaleffect:“stressandfatigue”
–>“chronicbackpain”.Second causaleffect:“satisfactionofliving environment”−>“stressand fatigue.”Thus,suggestionthat “satisfactionofliving environment”influences“stress andfatigue”whichismanifestedas “chroniclowbackpain”. [114] 5(systematicreviews
ofdescriptiveand qualitativestudies.)
Varied indoorairpollution;
energy-efficienthomes
Generalhealth Varied Varied Evidenceofeffectsofindoorair
pollutionandhealthlinksisstrong andpartlyquantified.Effectsof energy-efficienthomesonhealth, evidenceismeagre.
[115] (5(systematicreviews ofdescriptiveand qualitativestudies.)
Varied housingquality,housing
characteristics
asthmaexpression; psychologicalstress
Varied Children Increasingevidencehaslinked
psychologicalstressandnegative affectivestatestoasthma expression
+Factorisincludedinthatdiscipline.
Writtencontent:sub-elementoftheenvironmentalorhumanfactorstudiedwithinthediscipline. Theevidencelevelsofthefollowingtablearedeterminedby:
[1]G.Guyatt,D.Rennie,M.Meade,D.Cook,Users’GuidestotheMedicalLiterature,Chicago:AMAPress,2002.
[2]R.P.Harris,M.Helfand,S.H.Woolf,K.N.Lohr,C.D.Mulrow,S.M.Teutsch,D.Atkins,M.W.G.T.U.Preventive,S.T.Force,CurrentmethodsoftheUSPreventiveServicesTaskForce:areviewoftheprocess,Americanjournalof preventivemedicine,20(3)(2001)21–35.
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