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Physics Letters B
www.elsevier.com/locate/physletb
Saddle point inflation from f ( R ) theory
Michał Artymowski
b,∗, Zygmunt Lalak
a, Marek Lewicki
a,caInstituteofTheoreticalPhysics,FacultyofPhysics,UniversityofWarsaw,ul.Pasteura5,02-093Warsaw,Poland bInstituteofPhysics,JagiellonianUniversity,Łojasiewicza11,30-348Kraków,Poland
cMichiganCenterforTheoreticalPhysics,UniversityofMichigan,AnnArborMI48109,USA
a r t i c l e i n f o a b s t ra c t
Articlehistory:
Received2September2015
Receivedinrevisedform28September 2015
Accepted30September2015 Availableonline3October2015 Editor:M.Cvetiˇc
Weanalyseseveralsaddlepointinflationaryscenariosbasedonpower-law f(R)models.Weinvestigate inflationresultingfrom f(R)=R+αnM2(1−n)Rn+αn+1M−2nRn+1and f(R)=l
nαnM2(1−n)Rnaswell asl→ ∞limitofthelatter.Inallcaseswehavefoundrelationbetweenαncoefficients andchecked consistencywith the PLANCKdata as wellas constraints comingfrom the stabilityof themodels in question.EachofthemodelsprovidessolutionswhicharebothstableandconsistentwithPLANCKdata, howeveronlyinpartsoftheparameterspacewhereinflationstartsontheplateauofthepotential,some distancefromthesaddle.AndthusallthecorrectsolutionsbearsomeresemblancetotheStarobinsky model.
©2015TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense (http://creativecommons.org/licenses/by/4.0/).FundedbySCOAP3.
1. Introduction
Cosmicinflation [1–3] isa theoryof theearly universewhich predicts cosmicacceleration andgeneration ofseeds ofthe large scalestructureofthepresentuniverse.Itsolvesproblemsofclassi- calcosmologyanditisconsistentwithcurrentexperimentaldata [4]. Thefirst theory ofinflation was the Starobinsky model[5,6], whichisan f(R)theory[7]withR+R2/6M2Lagrangiandensity.
In such a model the acceleration of space–time is generated by thegravitationalinteractionitself,withoutaneedtointroduceany newparticles orfields.The embeddingofStarobinsky inflationin no-scaleSUGRAhasbeendiscussedinRef.[8].Recentlythewhole classofgeneralisationsoftheStarobinskyinflation havebeendis- cussedin the literature [9–15], also inthe context of thehigher ordertermsinStarobinskyJordanframepotential[16–18].
ThetypicalscaleofinflationissetaroundtheGUTscale,which isoftheorderof(1016GeV)4.Suchahighscaleofinflationseems tobe a disadvantage ofinflationary models.First of all inflation- aryphysicsisveryfarawayfromscaleswhichcanbemeasuredin accelerators and other high-energy experiments. The other issue is, that high scale of inflation enables the production of super- heavyparticlesduring thereheating[19].Thoseparticlescouldbe inprincipleheavierthantheinflatonitself, soparticleslikemag- netic monopoles, which abundant existence is inconsistent with
*
Correspondingauthor.E-mailaddress:michal.artymowski@uj.edu.pl(M. Artymowski).
observations,couldbeproducedafterinflation.Anotherargument, which supportslow-scale inflation is the Lythbound [20], which istherelationbetweenvariationoftheinflatonduringinflationin Planckunits(denotedasφ)andtensor-to-scalarratior,namely
φ
N0
r8dN
,
(1)which fornearly scale-invariant power spectrum gives φ <Mp forr<0.002.Smallφ seemstobe preferablefromthepoint of view ofthenaturalnessprinciple, since Mp isthecut-off scaleof thetheory.The value ofr determinesthescale ofinflation,since V/r (where V isthepotentialoftheinflaton)atthescaleofinfla- tionissetby thenormalisationofCMBanisotropies.Thereforein ordertoobtainsmallr oneneedsalow-scaleinflation,whichmay beprovidedbyapotentialwithasaddlepoint.
Aseparateissuerelatedwith f(R)inflationisrelatedwithloop correctionstothe f(R)function.InordertoobtainquasideSitter evolution ofspace–timeone needs arange ofenergies forwhich theR2M−2 termdominatestheLagrangiandensity.Thiswouldre- quireallhigherordercorrections(suchasR3,R4,etc.)[21]tobe suppressed by a mass scale much bigger than M. One naturally expects all higher order correction to GR to appear at the same energyscaleifonewantstoavoidthefine-tuningofcoefficientsof allhigherorderterms.Fromthisperspectiveitwouldbebetterto generateinflation in f(R)theory withouttheStarobinskyplateau, whichinprinciplecouldbeobtainedinthesaddlepointinflation.
http://dx.doi.org/10.1016/j.physletb.2015.09.076
0370-2693/©2015TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense(http://creativecommons.org/licenses/by/4.0/).Fundedby SCOAP3.
inhomogeneities
The f(R) theory is one of the simplest generalisations of general relativity (GR). It is based on Lagrangian density S=
1 2
d4√
−g f(R) andit canbe expressedusingthe so-calledaux- iliaryfield
ϕ
defined byϕ
=F(R):=dfdR. In such a casethe Jor- danframe(JF)actionisequalto S= √−g(ϕ
R/2−U(ϕ
),where U = (R F− f)/2 is the JF potential. For F=1 one recovers GR, sothe GRvacuumofthe JFpotential ispositioned atϕ
=1.The samemodelcanbeexpressedintheEinsteinframe(EF),withthe metrictensordefinedbygμν˜ =ϕ
gμν .Thisispurelyclassicaltrans- formation of coordinates and results obtained in one frame are perfectly consistent with the ones from another frame.1 The EF actionis equalto S=−˜g( ˜R/2+ (∂μφ)2/2−V(φ)),where R,˜ φ:=√
3/2 log F and V:= (R F−f)/(2F2)are theEFRicciscalar, field and potential respectively. The EF potential should have a minimumattheGRvacuum,whichispositionedatφ=0.
IntheEFthegravityobtainsitscanonicalformandthisiswhy theEFisusually usedfortheanalysisofinflationandgeneration ofprimordialinhomogeneities.Thecosmicinflationproceedswhen both slow-roll parameters
and
η
are much smallerthan unity.Theseparametersare,asusualgivenby
=
1 2 Vφ V 2, η =
VφφV
,
(2)whereVφandVφφ arethefirstandthesecondderivativeoftheEF potentialwithrespecttoφ.Duringinflation
and
η
canbeinter- pretedasdeviationfromthede Sittersolution forFRWuniverse.Duringeach Hubble time theEF scalarfield produces inhomoge- neous modeswith an amplitude of the orderof the Hubble pa- rameter.Fromthemandfromthescalarmetricperturbationsone constructs gaugeinvariant curvatureperturbations, which are di- rectlyrelatedtocosmicmicrowavebackgroundanisotropies.Their power spectrum PR, their spectral indexns and their tensor to scalarratioareasfollows
PR
V24
π
2,
ns1
−
6+
2η ,
r16.
(3) In the low scale inflation one obtains|
η
|, which forη
<0 gives1−ns2|η
|.3. Saddlepointinflationinpower-law f(R)theory 3.1. Saddlepointwithvanishingtwoderivatives
As mentioned inthe introduction,the loop corrections tothe Starobinsky model are of the form∞
n=2
α
nRnM2(1−n), where M1 DifferencesbetweenEinsteinandJordanframeinloopquantumcosmologyare describedinRef.[23].
whereF=f andprimedenotesthederivativewithrespecttothe Ricciscalar.Letusassumethefollowingformof f(R)
f
(
R) =
R+ α
2R2 M2
+ α
nRn
M2(n−1)
+ α
n+1Rn+1
M2n
,
(5)where n>2 is a given number. Insuch a casethe saddle point appearsfor
R
=
Rs=
M2(
n−
2) α
nn
−1n−1
,
α
n+1= −
(
n−
2) α
nn
nn−1
.
(6)Equations above are
α
2 independent, becauseany R2 cansatisfy Eq. (4). In order to keep Rs andα
n+1 real we need to assume thatα
n>0 andα
n+1<0. Then for sufficiently big R one finds F<0 andthegravitybecomesrepulsive.Thisinstabilitybecomes anissueforRM2nα+nn1(α
n(n−2)/n)n−1−n,whichistypicallyofthe same order ofmagnitude as Rs.By redefining M we canalways set one ofα
n to be anygiven constant.For negativeα
n one can satisfy Eq. (4)forn<2.Nevertheless the saddlepoint wouldlie in therepulsivegravity regime, where F<0.Thus inthefollow- ing analysisn<2 isexcluded.Notethatfornon-zerovalue ofα
2 the valueof M grows withα
2.Thiscomes fromthefact thatforα
2α
n one obtains inflationary plateaufollowed by the saddle point,duetogrowing valueof Rs withrespecttoα
2.Theα
2 de- pendenceofM isshowninFig. 1.Bigα
2termmeansthatthelast 60 e-foldsofinflation happenon theStarobinsky plateau,so one doesnotobtainsignificantdeviationsfromtheR2 model.The modeldescried in Eq.(5)can be generalisedinto f(R)= R+
α
2R2M−2+α
nRnM2(1−n)+α
mRmM2(1−m). Then, forα
n=1 onefindsRs
=
M2(
n−
2)(
m−
n)
m−
1 −n−11,
α
m= − (
n−
1)(
n−
2) (
m−
1)(
m−
2)
(
n−
2)(
m−
n)
m−
1 nn−−m1(7)
The EF potential around the saddlepoint (up to the maximal allowedvalueofφ)for f(R)=R+
α
2R2/M2+R3/M4+α
4R4/M6 has beenshowninFig. 1.We haverescaled M to obtainα
3=1.The R2 term in not necessary to obtain a saddle point, butwe includeittocombinetheinflationontheStarobinskyplateauwith thesaddlepointinflation. FromEq.(6)onefindsthevalue of
α
4, normalisationofinhomogeneitiesgivesM asafunctionofα
2.2 SomehigherordercorrectionstoStarobinskyinflationdiscussedherehaveal- readybeenanalysedinRefs.[24–26],howevernotinthecontextofthesaddle-point inflation.Inaddition,inouranalysiswetakeintoaccountatleast2higherorder terms,whichisnotthecaseinpaperscitedabove.
Fig. 1. Leftpanel:theEinsteinframepotentialforthe(5)modelaroundthesaddlepointforn=3,α3=1 anddifferentvaluesofα2.Theα4coefficientissetfromEq.(6)for n=3.Themaximalallowedvalueofφisveryclosetothesaddlepoint.Rightpanel:thescaleofnewphysicsM asafunctionofα2.DottedgreenlinerepresentStarobinsky limit.(Forinterpretationofthereferencestocolourinthisfigurelegend,thereaderisreferredtothewebversionofthisarticle.)
Fig. 2. Tensortoscalarratior andspectralindexnsasafunctionofα2forthe(5)modelwithn=3.OnecanfitthePLANCKdataforα2100,whichmeansthatthesaddle pointisprecededbytheinflationaryplateau.
Fig. 3. Bothpanelspresentns(n)forthemodelfromEq.(5)forN=50 andα2=0.Ifn isanaturalnumberonecannotfitthePlanckdataduetotoosmallns.Inallof thosecasesasignificantcontributionoftheR2termisneededinordertoobtainns0.958.Ontheotherhandforn−210−2oneobtainns0.96.Thecaseofn2 seemstobeespeciallyinterestingsinceitallowstoreconstructStarobinskyresultsitthepresenceofhigherorderterms.
3.2.Saddlepointwithvanishingk derivatives
Ingeneralone candefine thesaddlepointwithfirstk deriva- tives vanishing, which was analysed in Ref. [27]. In that case 1−ns N(2kk−1) when freeze-out of primordial inhomogeneities happensclosetothesaddlepoint.Thus,forsufficientlybigk one canfitthePlanckdata.Inourcaseall ddkφVk =0 atthesaddlepoint areequivalent to ddRkfk =0 fork>2.The f(R) modelfromEq.(5) cannotsatisfytheseequations,soinordertoobtainasaddlepoint with vanishing higher order derivatives one needs to introduce
moretermsto f(R)function(seealsoFigs. 2–5).Thusletusnow consider
f
(
R) =
R+ α
2R2
M2
+
l n=3α
n Rn
M2(n−1)
,
(8)wherel>4 isan evennaturalnumber.Again,withoutanylossof generality one can choose
α
3 to be anypositive constant, so for simplicitywesetα
3=1.ThenonecansatisfyEq.(4)and f(n)=0 (forn= {3,4,. . . ,l−2}andanyvalueofα
2)andthesaddlepoint appearsatFig. 4. Leftpanel:Numericalresultsforthemodel(11)forN=50 andN=60 (redandbluedotsrespectively).Rightpanel:EFpotentialforthemodel(11)forl=6,l=8, l=10,l=12 andl=14 (orange,green,red,brownandbluelinesrespectively).Thesaddlepointliesclosetotherightedgeofthepotential,beyondwhichoneobtainsa secondbranchofV ,whichleadstorepulsivegravity.(Forinterpretationofthereferencestocolourinthisfigurelegend,thereaderisreferredtothewebversionofthis article.)
Fig. 5. Numericalresultsforthemodel(11)forN=50 andN=60 (redandbluedotsrespectively).Allvaluesofr obtainedinthisanalysisareconsistentwithPLANCK, butnsfitsthePLANCKdataonlyforN60.(Forinterpretationofthereferencestocolourinthisfigurelegend,thereaderisreferredtothewebversionofthisarticle.)
Fig. 6. Numericalresultsforthemodel(12)forN=60 ThensfitsthePLANCKdatafor0<α<1.4 andforα234,whentheα2termdominatestheinflationaryevolution.
R
=
Rs= √
p M2
,
where p=
(
l−
1)
l 2−
1.
(9)The
α
n coefficientssatisfyα
n= (−
1)
n−1 2(
l−
3) ! (
l−
n)!(
n−
1)!
p3−n
2 for n
= {
3, . . . ,
l} .
(10)Note that Eqs. (9) and (10) are completely independent of
α
2. Sinceα
l<0 one obtains F<0 for sufficiently big R. Alike the modelfromEq.(5)thebiggest allowedvalue ofR is slightlybig- gerthan Rs.UsingEq.(8)and(10)oneobtainsf
(
R) =
R+ α
2M2R2
+
R lM2√
p R
+
2M4p21
−
M2R√pl−
1− (
l−
1)
R2 M4p−
M2√
p R
.
(11) 3.3. Thel→ ∞limit
Numerical analysis showsthat in orderto obtain correct nor- malisation of primordial inhomogeneities one needs M=M(l). Nevertheless forl→ ∞ oneobtains M→Mo (where Mo∼10−5 for
α
2=0), which implies Rs→ ∞ for l→ ∞.Hence forl1 one cannot obtain inflation closetosaddlepoint. Forl→ ∞ one obtainsFig. 7. LeftPanel:TheEinsteinframepotentialasafunctionoftheRicciscalar.TheGRminimumatR=0 appearstobemeta-stable,withapossibilityoftunnellingtoanti deSittervacuum.RightPanel:TheEinsteinframepotentialV asafunctionoftheEinsteinframefieldφforthemodel(12).Twobranchesofpotentialcorrespondtotwo solutionsofϕ=F(R).InordertoavoidovershootingtheminimumatR=0 onerequiresα20.7.
Fig. 8. Theminimalvalueofα2,whichallowstoavoidovershootingthemeta-stable GRminimum.
f
(
R) =
Re−
√2R M2o
+
√
2+ α
2M2o R
.
(12)The
α
2 maybe again used tostabilise the GR vacuumat φ=0.Thenumericalresultsfor N=60 areplottedinFigs. 6 and7.As expected,for
α
1 valuesofM/√α
,r andnsobtainthelimitof theStarobinsky theory.AsshowninFig. 7thepotentialshavetwo branches, whichsplit atsome φ= φm, where φm isthe minimal valueofφ.Theα
2 terminnecessaryinorderto stabilisetheGR vacuum.Forα
2=0 oneobtains twobranchesofpotential which growfromφ=0.Both ofthemexistonlyforφ >0 withnomin- imum.Whileincreasing the valueofα
2 thesplittingof branches moves towards φ <0 and the inflationary branch obtains mini- mum at φ=0. We investigated the stability of minimum from the perspective of classical evolution of the Einstein frame field.Namely, we considered the slow-roll initial conditions at φ= φ fordifferent valuesof
α
2 andchecked whetherthe minimum is deepenoughtostopthefieldbeforeitwouldreachφm.Wepost- ponetheissueofquantumtunnellingtotheanti-de Sittervacuum forfuturework.4. Conclusions
In this paper we considered several f(R) theories with sad- dlepointintheEinsteinframepotential.AllmodelsconsistofGR term R,Starobinskyterm
α
2R2 andhigherordertermswhichare thesource ofthe saddlepoint. InSubsection 3.1we investigatedtwo additionaltermsproportionalto Rn andRn+1.We foundan- alytical relation between their coefficients and Rs, which is the valueoftheRicciscalaratthesaddlepoint.Thepotentialbecomes unstablefor R slightlybiggerthan Rs –thesecond branchofthe auxiliaryfieldequation
ϕ
=F(R)becomesphysical,whichleadsto thesecond branchofpotentialandasaconsequencetorepulsive gravity.Significantcontributionofthe R2 termextendtheplateau beforethe saddlepointandpushesaway theinstability fromthe inflationaryregion.Forn≥3 itisimpossibletoobtaincorrectns, howeverforn slightlybiggerthan2 onecanfitthePLANCKdata.InSubsection3.2we investigatedTheEinstein framepotential withzero value of the firstl−2 derivativesatthe saddle point, where l≥6 is an even natural number. Toobtain such a saddle point we considered f(R)=R+
α
2R2+ln=3
α
nM2(1−n)Rn. We foundanalyticalformulaeforRsandforallα
n coefficients,aswell asthe explicit value of f(R) aftersummation. Unfortunately the result is slightly disappointing, because the saddle point moves away from the scale offreeze-out of primordialinhomogeneities withgrowingl. ThusbringingusclosertotheStarobinsky caseas l getsbigger.Wealsoobtainednumericalresultsforns,r andfor thesuppressionscaleM asafunctionofl.Thefinalresultstrongly dependson N,andtherefore onthe thermalhistoryofthe uni- verse. Onecan fit thePLANCK dataforl20 and N60 even forα
2=0.Again,forR slightlybigger than Rsoneobtains anin- stability ofpotential,whichforbigl isorders ofmagnitudeaway fromthefreeze-outscale.In Subsection 3.3 we considered the limit l→ ∞, which re- sultedin f(R)=R(e−√2R/M2o+(√
2+
α
2)R/M2o),whichisbasically Starobinsky model plus an exponentially suppressed correction.In such a casethe saddlepoint (and thereforethe instability for R>Rs)movestoinfinityandinflationhappensfarawayfromthe saddlepoint. The
α
2 termis necessary tocreate themeta-stable minimumofthe Einsteinframe potential(Fig. 8). Onecanfit the PLANCKdatafor0.7α
21.4 andα
234.Acknowledgements
This work was partially supported by the Foundation for Pol- ish Science InternationalPhDProjectsProgramme co-financedby the EU European Regional Development Fund and by National Science Centre under research grants DEC-2012/04/A/ST2/00099 and DEC-2014/13/N/ST2/02712. ML was supported by the Pol- ish National Science Centre under doctoral scholarship number 2015/16/T/ST2/00527.MAwassupportedbyNationalScienceCen- tregrantFUGAUMO-2014/12/S/ST2/00243.
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