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The Role of Interfaces in Plasmon-Phonon Coupling in Semiconductor Quantum Wells and Superlattices

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Acta Physicae Superficierum ■ Vol П • 1990

T H E R O L E O F IN T E R F A C E S IN P L A S M O N -P H O N O N C O U P L IN G IN S E M IC O N D U C T O R Q U A N T U M W ELLS A N D SU PE R L A T T IC E S

LUTZ W ENDLER

Sektion Physik der Friedrich-Schiller-Universität Jena, M ax-W ien-Platz 1, Jena-6900, Germany

M odulation doped microstructures such as heterostructures, quantum wells, wires, d ots and superlattices attract m uch interest because o f their novel fundamental physical properties and the resulting potential device applications. W ithin these layered structures it is possible to produce a low -dim ensional electron gas with an electron number density varying in a large range. The confinem ent o f the electron m otion perpendicular to the heterointerfaces leads to size quantization in one, tw o or three directions.

Electrons in the conduction band o f a polar sem iconductor strongly interact with longitudinal (LO) phonons. It is well know n that the electron gas o f a heavily doped sem iconductor can support charge-density oscillations organized by long-range C oulom b fields. The polar o f Frohlich-type o f electron-phonon interaction leads to a strong coupling between these charge-density oscillations, the plasm ons, and the LO phonons if their frequencies are comparable, forming a polaron gas. In m odulation-doped sem iconductor microstructures this coupling also occurs. But there are tw o basic differences between a microstructure, which is a layered system, and an ordinary 3D bulk crystal, that one m ust consider: (i) Confinem ent o f the electron m otion and, hence, the electrons form a low -dim ensional electron gas.

(ii) The spectrum o f the optical phonons interacting with the electrons o f the low -dim ensional electron gas is altered by the interfaces o f the system. The ordinary dispersion-free LO phonons are changed to be m odes confined in each individual layer. And further new states, interface phonons, occur in the spectrum o f the optical phonons with electric fields m ainly localized at the interfaces o f the system and decaying exponentially from them.

For the investigation o f the plasm on-phonon coupling in the presence o f interfaces we use as an exam ple the simple geom etry o f a double heterostructure (D H S, interfaces are assumed to be perpendicular to the z-axis). This structure

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consists o f a sm aller-gap-sem iconductor in a > z > 0, which is symmetrically em bedded by a wider-gap-sem iconductor.

According to the symmetry o f the D H S the electron m otion is quasi-free in the x - y plane with the wave vector com ponent £ |(. U sing the sim ple infinite barrier m odel potential for the D H S and neglecting band-bending, the energy eigenvalues are

« it \ h2ku й2л2 ,

**( I ") = ^ + w ( K + 1 ) : K = 0 - 1' 2 ... m The long-w ave length optical phonons in the absence o f quasi-free electrons in a D H S are given by M axw ell’s equations and m atching boundary conditions across the tw o interfaces. We describe both sem iconductors by lattice dielectric functions o f the form

со?..-CO2

£ v N = £ o o v —

T

---

T

( 2 )

ù)fv- c o 2

where v = 1 denotes the sm all-gap-sem iconductor and v = 2 the wider-gap one. In a D H S with the dielectric functions according to Eq. (2) LO phonons with coL and interface phonons exist. For the single layer geom etry there are tw o types of interface phonon m odes [ 1 ] : antisymmetric coA± and symmetric a)s±

T o calculate the properties o f the Q 2D polaron gas o f a D H S we have derived the longitudinal dynam ically screened interaction potential [2 ^ 4 ]. It reads within the electric quantum limit

WKK.(&и, со) = £ {ÔLK — WKL( q ii , со)Xl](q ц, со) x Wl°K(q^, со). (3) Herein W & i ^ . c o ) is the screened and WKK.(ąn,co) is the bare interaction potential given by

Щ:к‘(ЯII >ш) = Укк'(Qh) + Jx’x ' I I > ш) • (4) This interaction potential signifies the scattering o f an electron from the subband 0 to К by another electron which becom es scattered from 0 to K ’. VK^ . ( q ]{) represents the bare electron-eiectron and У £ , ( $ п,ш) the bare electron-phonon interaction potential. It is shown [ 1 ] that caused by the symmetry properties of the D H S the bare interaction potential has the following properties:

^ 1 1 * 0 , Wl 0 = W ^ j= 0, W2: # 0 , W20= W02 9^0 and W21 = Wi2 = 0. Because o f the large energetic separation between the 0-th and the 2-nd subband at the usual layer thicknesses o f a D H S the contribution o f W20 is very weak. Therefore, it is a good approxim ation to neglect the off-diagonal elements in (3). This means that intra- and intersubband processes are decoupled. The full RPA expression o f the polarization function Х ^ Й ц .ш ) o f the quasi-two-dim ensional electron gas is calculated in [ 2 ] .

The condition for the existence o f collective excitations is that self-sustaining collective oscillations occur. This means that the dispersion relation represents

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a resonance condition which defines the eigenfrequencies co=(Oj(Ą^) o f the collective excitation having an infinite life-time. In the regions o f the co_4|| plane with Im X jJ'öii. <u)=0 the dispersion relation o f the coupled excitations follows from (3) to

w k k (<Jи. w) - 2**($II ■ ш) = 0 ■ (5) E quation (5) describes: (i) coupled intrasubband plasm on-phonon m odes if K = 0 and (ii) coupled intersubband plasm on-phonon m odes if K > 0 . In the regions where Im ц, со) / 0 is valid single-particle intra- and intersubband excitations occur and hence, the collective excitations are Landau-damped [ 4 ] . D ue to the symmetry properties o f the D H S the intrasubband plasm ons couple only to the LO phonons of the layer and to the symmetric interface phonons but not to the antisym m etric one. For the intersubband plasm ons the situation is vice versa.

If a strong m agnetic field (ha>c> k BT) is applied perpendicularly to the heterointerfaces, the physical situation is quite changed. The magnetic field causes a quantization o f the electron m otion in the x- y plane in addition to the size quantization in z-direction. Hence, a com pletely quantized situation arises. The possible collective excitations o f this m agnetoplasm a are intra- and intersubband principal m agn etop lasm on s and Bernstein m odes. T hese m agnetoplasm ons couple to the optical phonons of the system. We found the general result that all m odes are free o f Landau damping for all wave vectors and temperatures for ha>c $>kv T because o f the loss of the contin uum of extended states.

The developed theory o f plasm on-phonon coupling can be applied also to other layered structures. For superlattices the electrons form m ini-bands representing the dim ensionality o f such a system between three or two. D u e to the spatial periodicity the optical phonons form Bloch waves with dispersion curves forming tw o double bands [5 ] . The resulting coupled m ode spectrum has a very rich resonance structure. The new developm ent o f subm icron lithography (selective etching patterns into the top layer o f a heterostructure and then deposition o f a metal gate in nm dimensions) allows the investigation o f one- and zero-dim ensional electron systems due to strong electrostatic confinement. With the additional parameter, the gate voltage, it is possible to vary the dim ensionality from 2D to ID or from 2D to OD. O ne o f the future directions is to apply the here developed theory o f collective excitations to these new microstructures and to investigate their properties in dependence o f the dimensionality. Further, it is necessary to look for the effects of a magnetic field in those cases where a hybridization o f the Landau levels with the quantum confined states occurs.

REFERENCES

[ 1 ] L. Wendler and R. Pechstedt, phys. stat. sol. (i) 141, 129 (1987). [2 ] L. Wendler and R. Pechstedt, phys. stat. sol. (b) 138, 197 (1986).

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[3 ] L. Wendlçr *nd R. Pechstedt, Phys. Rev. B35, 5887 (1987). [4 ] L. Wendler, Solid State Commun. 65, 1197 (1988).

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