Extended Finilte Element for Electromechanical
Coupling
Veronique Rochus andDaniel RixenDelft
University
ofTechnology faculty
3mEDpt. of Precision and MicrosystemsEngineering,Engineering Dynamics Mekelweg 2, 2628 CD Delft, The Netherlands
V.Rochus
@tudelft.nl,
D.J.Rixen@tudelft.nl Phone.+31-(0)
15-278 18 81Abstract
In MEMS modelling the electro-mechanical coupling takesanimportantplace. Indeedmanydevicesuse electro-static forces as actuator. Thenumerical modelling of this
type ofproblem needs astrong coupling between the
me-chanics and the electrostatic field. In fact when the struc-ture is moving, the electrostatic field around it has to be modifiedin consequence. The first solution isto usefinite element methodtomodel the electrostatic field. Inthiscase
the mesh hastobeupdated depending onthedisplacement of thestructure. Many researches have beenperformedto
deformproperly the electrostatic mesh, but when large dis-placementaretaken intoaccount,theelements become dis-torted. Furthermore, when thepull-in is achieved, the elec-trodes arein contactand thelayer of electrostatic elements istotally squeezed. The second usual solution isto usethe boundary element method tomodel the electrostatic field.
Inthiscase,thereare no moreremeshingproblem, but the
computational time islarger andsingularity problems ap-pearswhen theelectrodes becomein contact.
One solution for this remeshing problem is to use
ex-tended finite elements (X-FEM) which are a new type of elements tailored to simulate problems involving discon-tinuities and moving boundaries. Initially this
methodol-ogy wascreated for crackpropagationproblems [1, 3, 5],
but itsapplicationhas been extendedtoseveral other prob-lems such as elastic problem involving inclusions,
flow-structure interaction and solidification problems. In this
papertheconceptof extended finiteelements is appliedto
develop modelling approaches for the electro-mechanical
coupling. The method will be illustrated here for a
one-dimensionalproblemandimplementationissuesrelativeto
thetwo-dimensionalcase arediscussed.
1. Introduction
This research aims at modelling of electro-mechanical
coupling thatnormallytakesplace in some micro-electro-mechanical systems (MEMS) like micro-resonator or RF
switches. Theproblem canbe described as a conducting mechanicalstructurewithapplied voltage, whichgenerates
asurrounding electrostatic field. The electrostaticfield, in
itsturn, causes an appearanceofelectrostaticforce,applied
to the structure. This type ofproblemis a strongly non-linear problem since theelectric domainchanges with the deformation of the structure. The usual numerical tech-niques to model this type ofelectro-mechanical problem
are the finite element method and the boundary element
method. The mechanical structure is usually simulated
by a finiteelement model and the electrostatic domain is solved by either finite element method or boundary
ele-mentmethod. For both cases someproblemsappearwhen
the structureundergoes large displacements and when the
electrodescomeintocontact. Indeed, the electrostatic finite element mesh has to be modified as the structure moves. Moreover, theelectrostatic meshcanbeseverely deformed
ifthe structure undergoes large displacements.
Further-more, when theelectrodes comeintocontact,theelements between theelectrodes havetobe deleted. Theboundary element method proposes a partial solution to this prob-lem: the electrostatic domain is meshedonlyonthe
bound-ary hence allowing large displacements to the structure.
Howeverthis increases the computation time. Moreover,
when the structure comes into contact, theboundary
ele-ment can no longer be applied since it requires that agap
exists between theelectrodes. Inorderto simplifyand im-prove modelling ofstructuresmoving in an electric field,
we propose to make use of the concept of eXtented
Fi-niteElements. They are a new type ofelements tailored
tosimulateproblems involving discontinuities and moving boundaries.
The basic idea istohaveanelectrostatic mesh covering the entire domain and that doesnotchange while the struc-turepartis moved within thefield. The electro-mechanical problem is consideredas abi-materialproblem where the mechanics and theelectricityarecomputed andcoupledon a single element. Following the variational approach de-velopedin [4], electrostatic forcesmaybe derived and
ap-pliedatthe interface of theelement. The electromechani-calproblemmaythen besolved and the resultscorrespond
verywellto theanalytical solution for a onedimensional problem. A short discussionwill be also given about
im-plementation issues of this techniquesin 2dimensions.
2. eXtended Finite Element
Theory
The extended finiteelement method consistsin discretis-ing the entire electro-mechanical problem with a fixed mesh andinfollowing the interface between twodomains through this mesh. At the interface thephysicalfieldorits gradientare no morecontinuous. Tomodel this disconti-nuity, special shape functions areused toenrich theusual discretisation. For instance, the mechanical displacement
u is enhanced by discontinuous shape functions Mi such
as:
u(x, t)
=ZNi
(x)
Ui
(t)
+ZMj
(x,
t)Aj
(t)
whereNi are the standard shape functions and
Mj
are the enriched shape functions taking the discontinuity intoac-count. Newunknowns
Aj
areintroducedtomodel thedis-continuity.
There are different ways to createtheseadditional shape functions. Moes [2] proposes to define these functions basedonthe standardshape functionsby the relation:
My(x,t)
=Nj(x)O(x,t)
enrichment0 becomes:
)a
= forO<1 < F®b=
1
-r
for1<l
<1Theplotof these functions is illustrated in Figure 2 and (2)
where0(x, t) is defined by:
("-(x,it)
= lVj NN- ,Vi i (3) a b
where ](x, t) is the levelset fielddescribing the location of the interface, andvi is the value of the level setof the
node i. The level set is described by a surface function
intersecting the problem planatthe interface.
First this methodology will be applied in a
one-dimensional electro-mechanical example and the
mechanical problem will be solved by computing electro-static forces atthe interface. Then this methodology will
beadaptedtothetwodimensionproblem.
3.
Implementation
in
One
Dimension
3.1 Shape Functions in ID
Inthis section theshape functions forapuremechanical
bi-material elementarepresentedinonedimension. Inthat
case the usual shape functions Ni on a reference element
arethefollowing:
0 F
Figure2. Extended finiteelement.
the enrichedshape functionsare:
Mla M2a Mlb M2b (1-1 1r 1-11
fl 1-ll
(6)The sum of these two shape functions corresponds to the
expression of0(see equation (5)). f Mla+M2a= r
Mlb +M2b= 1 -
(7)
N, = 1-n
N2r= (4)
These shape functions are represented in Figure 1. They
allowstomodel linear behaviourintheelement.
I1I
1whichcorrespond of the plotinFigure2
3.2 ApplicationtoElectro-mechanicalCoupling
The extended finite elements methodology is now
ap-plied to electro-mechanical coupling in one dimension.
The element is divided intwosub-domains: the mechanical domain called "a"(in grey) whichrepresentsaconducting material and the electrostatic domain "b" (in white)
repre-sentinganon-conductingmedium. The part "b" represents, forinstance, the airinwhich the structuremoves(see Fig-ure3).
0
k
=0Figure 1: Linear shape functionsin ID. a
U,
b
L U,
Then the enriched shape functions are added to model
the discontinuity. The enriched shape functions,
follow-ing the approach of Moes [2], are given by (2) where 0
is defined by the level setTequal tothe signed distance
between thepointxand thediscontinuitywhich is located
atadistance F from the first node. In the IDmodel, this
Figure 3: Extended finite element.
Inelectro-mechanicalproblems, thephysical unknowns
arethedisplacementu and thevoltage 4. Both fields will
(5)
No I
C =V
be discretised on domaina andb. Hence we assume that there isamechanical field andanelectrostatic fieldinboth
partsand define:
{
Ua UbOa
Ob
N1
U1
+N2 U2+MlaA
l+M2aA2 N1 U1+N2 U2+MlbA1 +M2bA2Nl1'l
+N2P2
+MlaBi
+M2aB2
Nl4'1
+N2P42 +MlbB1
+M2bB2
whereNiarethe standardshapefunctions, and Mia and Mib arethe enrichedshape functions for each domains:
{
N1N2 x L x L M Ma= (1 L) x M2a x Mib- (I- )- (9) M2b LL L/where1is theposition of the interface.
The unknowns of this problem are U1, U2, (cl and(D2,
thedisplacement and the electric potential at the
extremi-ties of the element. and thenewunknownsA1, A2, B1 and
B2 usedtomodel the discontinuity of the mechanical field and the electricpotential.
3.2.1 Electrostatic Potential
Along the extended element including the conductor
structure and the airgapbetween theelectrodes, the
elec-tric field is discontinuous. Indeed thevoltage iscontanton the conductor(mechanicalparta) and decreases linearlyon the electric domain b.
Apotential difference is applied between the extremities of the element
(Dl
=V and(P2=0)as showninFigure3. The stiffness matrix associatedtothe electrostatic fieldmaybecomputed byintegrationoverbothpartsof the element:
6qT
OO6q5a60
a6d
IFLa6O a60
~ ~Ca-jx+~ b dx
¢¢
2
Joax aax
2
Jlax bax
(10) whereCa andEb arethepermittivity of domainaandb, re-spectively. Considering the structure as aperfect
conduc-tor, thevoltageonthisparthastobeconstant. Tokeepthe
voltage constantonthe mechanicalpart,thepermittivityof this domain isimposedtobeaverylargenumbercompared
tothe voidpermittivity. Inthiscase wewill take Ca=1 and
-b=
-0-Solving thepureelectrostaticproblem, the obtained
po-tentialalong the elementisconstantonthe mechanical part and decreaseslinearly between the electrodesasplottedin Figure 4.
3.2.2 Electrostatic Forcesatthe Interface
Tocompute the electrostatic forces appliedatthe inter-face between themechanicalstructureand the electrostatic
domain, an energetic approach has been chosen as
pro-posed bythe author inpaper [4]. This method consists in
determining the electrostatic forcesatthe nodes ofafinite
elementbyanintegrationonits volume. The finite element
formulation is:
fe';ecau DTF (grad6u)dQ
(I
1)x10
ElementLength [m]
Figure 4: Electrostatic potential inone ex-tendedfiniteelement.
with
Q 0 2aa
F= 8 a ) (12)
where D is the electrostatic displacement. Inone
dimen-sion thisexpression is reducedto:
felec1
2
aJo
(ax
ax
(13)The samemethod isnow appliedto the extended finite
element. The electrostatic forces iscomputedoneach sub-domain of the elementby:
T 6U I Oa 2 a6adx IL a(b 2 aU
felec6)u=- J(ax)Ca a dx-2 j ( a ) Eb a dx
(14)
The electrostatic potential being constant on the
conduc-tor structure, the firsttermdisappears and theelectrostatic
forcesarecomputed only by the integrationondomain b. 3.2.3 Electro-mechanical Coupling
Now the complete electro-mechanical problem will be
considered. The mechanical stiffness ofan extended
one-dimensional element isobtainedby:
TKuu6
a6u a36u
~L 36ua36u
6uTKax Ea axdx+ -' b d
2 ax ax 2I ax ax
(15)
whereEa andEb are the Young'smodulus of the domain
a and b, respectively. In the present case, a mechanical
behaviour existsonlyonthe domainaandEbwill beset to
zero.
Theequilibrium position of the electro-mechanical prob-lemmaybe obtainedsolving thesystem:
KUUUI=1 felec
l
Ko54,0
qelec (16)where thearrayucontains the mechanicaldegrees of free-dom ui andAi and contains (i and Bi. qeiec are the
,
-tzz
chargesonthe nodes. Thissystemofequation is non-linear since theelectrostatic force
felec
isanon-linear function of the electric potential (see equation (14)) and because the position of the interface1 after deformation hastobe takeninto account inthecomputation of theelectrostatic stiffness
Koo
andforcefeiec
b
(D1,D2)
20F(CI
C)2
15 10 0.5 1 1.5 2 2.5 3 x10Displacementof theinterface [in]
Figure 5: Displacement of the interface(dots)and
analytical solution(plain line).
InFigure 5 thedisplacement obtained with theextended
finite element method (represented with dots) is compared
totheanalytical solution (plain line). Thesetworesults fit
very well for the stablepartofthecurve.
4.
2D
Electrostatic
Problem
We willnowinvestigate possible shapefunctions for ex-tending the triangular linear elements in twodimensions.
Triangular elements areoften usedinpracticeinautomatic
meshing tools andarethusverycommoninpractical
mod-els.
4.1 Moes' Shape Functions
For a triangular form Moes [2] proposes for 0 the
fol-lowing function:
= ,= iVj Nj(x,y)+ VjiNi(x,y) (17)
i i
wherevi isthe value of the level setof the node i. Letus assumethat,inthe reference coordinatespace,the interface
passesthroughthe nodes (C1,C2)and(D1, D2)where C1 =
0andD1 = 1-D2asshown infigure6. The levelsetmay
be chosenas:
uW4t)=a4 +
bq
+c (8wherea=(D2 -C2), b =-D1 andc=C2D1 sothatv=0
corresponds to the equation of the interface between the
twodomains. Note that this choice isnotuniquefora,b,c.
Figure6. Extended finite element in 2D.
Figure7: Enrichment hat function 0.
The enrichedshape functions and the linear shape
func-tions are: Mal
(Ni
= I-4-TL
Ma2,
N1 =~
Ma3 N3 =qMbl ~~~Mb2 kMb3-2(b
+c),(I
-4-,1)
-2(b+c)rlt -2(b +c)flq
2(c+a
-cr)(I- -,)
2(c
+a0
-ccq)r
2
(c
+
a0,-
cq),q
(19) The hat function 0 modellingthe discontinuity isplottedinfigure 7. "a= ZMai i ®b = ZMbi i (20) We can observe that the line of discontinuity is not
hor-izontal, which seems to indicate that these extended
for-mulationmightnotbe suitabletoimposeaconstant poten-tial (as needed foraconductor inside forinstance). Letus
check if this extended shapefunctions aresuitable for the
Soletusinvestigate ifthe extended fieldabove can be
usedtomodelanelectric potentialconstant on one domain
and varyingontheother. Thepotentialis discretised by:
{ (Pa=Nl(A1+ N2 2+N3(l3+ MlaB1 +M2aB2 + M3aB3
lPb
=Nl4l+N2'D2
+N3
(l3+MlbBl
+M2bB2
+M3bB3
(21)
Considering that thepotential isconstant onthequadrangu-lardomain a (see Figure 7), we impose
aa;
=0andaOa =0for all values of4 andrj on the domain a. After
develop-ment weobtain thefollowingconstraints:
Therefore we will introduce two successive changes of
variables correspondingto two isoparametric transforma-tion of thephysicalspace: a first between(X, Y) and ( ,rl), andasecond between(t,rl) and (s, t), aspresentedin Fig-ure 8. Notethat the second transformation is defined
sep-arately for the triangular and the quadrangular part ifthe partitionedelement. (X Y,) ~y tt
01
) (l1 =(D2 andB1
=B2=B3 <1)(cl
-c3l)
(22) 2(b+c)Onlytwounknowns areleft, asexpected, thepotential(l3 and(l1 = D2.
We will now consider that thepotential is constant on
thetriangular domain b sothat
a0b
=°andaOb
=0 for allvalues of4and rj onthe domainb. Theconditions to have a constantpotentialonthis domainare
B2 =B1 =B3 and B=
cl)1
La- 2 B12a
2c(23)
(X, Y) (-1,1) r ) (XY) (,-3 (0,1) -I11)In this case, settingthetriangular domain b to a constant
potential (l3 implies arelation between cl1 and(2. This
canbe understoodasfollows.
The conditionB2=B1 =B3 enforces thelinearityof the
discretisationfieldondomainb andas aconsequence,also thelinearity of the fieldonthequadrangular domaina. The relation between cl1 and cl2 implied bythe second set of
constraints in (23) imposes that the values of the electric potentialatthe nodes"1", "2","C" and"D" arecoplanar. So the situation where cl3 is set at a potential V (higher electrode) andcl1 and
cl2
are onthegrounded lower elec-trode, ispossible onlyifthe interface isparalleltothelower electrode.Thus it is impossibleto impose aconstantpotential
in-side thetriangularpart of the extendedelement anda
lin-earfieldonthequadrangularpart. We musttherefore
con-clude that the shape functions derived from the approach described in [2] not suitable for electro-mechanical
mod-ellinginthevicinity of conductors. Hence inthefollowing section, webuild adifferent extended field tocircumvent thisshortcoming.
4.2 Quadratic Enriched Shape Functions
The underlying idea of this new approach can be best understoodby observing thatifthe extendedelementwas
buildoutoftwofiniteelements(one for the conductor and
onefor the non-conducting part), it would straightforward
to simulate the behaviour of electro-mechanical problem. So,wewilltry to usequadrangularshape functions for the
trapezoidal part andtriangularshape functions for the
tri-angularpart.
(-1,-1) (1,-1) (0,0) (1,0)
Figure 8: Successive transformations for an extended
tri-angularelement.
4.2.1 First change of variables
The first change of variables is identical for both do-mainsaandb andmaybe expressed by therelation:
{ X=N1X1+N2X2 +N3X3
Y=N1Y1+N2Y2+N3Y3
N1 = (1 N2=
N3=1
r'-,)
(24) Thecoordinates of the pointCandDisobtain by
comput-ing the intersection between the levelsetboundary and the edge of the triangle. Inthe second space, theposition of thesepointsare:
{C
'C 0 (XC-X1i) (X3 -X1) T1D (X3-XD) (X3-X2) (XD-X2) (X3-X2) (25) 4.2.2 Second Transformation-Quadrangular PartThe relation between the reference space (s, t) andthe in-termediate space (4,r') is given by the following
isopara-metric transformation: t(s,t)
l
(s,
t) 1Ml+42M2+tDM3+tCM4
rlMl +h2M2
+TIDM3 +TICM4
The last two shapefunctions will be used to enhanc
solution fieldsince the shape functionsM1 and M2 arn sociatedtothenodes 1 and 2 that already define the an
tude of the shape functionsN1 and N2 in the basic elen
Thetotaldiscretisation of the extended field is thus:
Oa
= N1(4(S t),
rl(s,~t))
'D1
+N2(4(S, t),
rl(s, t) ) (D2
+N3
(4(S,t),rl(S,t))
(3 +M4(s,t)BC
+M3(s,t
Itis easy to verify that the part of the hat function
domaina canbe found by settingBC=BD:
(Da
=M3 +M4
This is depictedinfigure 9.
(27)
z the
e
as-
npli-nent.
4.2.3 SecondTransformation-Triangular Part
The shape functions for the triangular domain are the
same astheinitialchange ofvariables: G1 =
(I
-s-t) SG2=St G3=t
and the
isoparametric
transformationbecomes: 4(s,t) l(s,
t)(33)
(34)
3G1 +4CG2+4DG33G1
+TicG2
+IDG3
As for the quadrangular part only the shape function not
~)BD
associatedtothe basic node(here
G2
andG3)
will define(28) the enrichment field. The total enhanced
shape
functionse in are
thus,
fordomain bOb
= Nl(4(S t),~' (s,~t))
'D1
+N2(4(S, t),q(s, t))
(D2
+N3
(4(S, t),
rl(s, t) )
(D3
+G2(s, t)BC
+G3(s, t)BD
(29)
(35)Obviously since the addeddegrees of freedom
BC
and BDused here and used intheshape functions (28) in domain a areidentical, the continuity of thepotentialfield is guar-antiedwhile the electric field, gradientof thepotential,can
be discontinuous due to the enrichment field. Again we
have that the hatfunction0in the extended theory is
(pb
=G2
+G3
(36)0 0 08
~-~o:2~O-~o0.6
Figure
9: Enrichment of domaina.Let us now compute the electric stiffness matrix. The
electric stiffness matrix is computed by the relation:
K¢))a= Js BaT(X,y)
aBa(X,Y)dXdY
(30)
where Sa is the surface ofintegrationin the space (X,Y)and where Ba(X,Y) is the matrix of electric field shape
functions obtained from the derivatives of the potential shape functions. The change of variablesbetween the space
(X, Y)
and the referencespace (s, t)may be obtained by therelation (24) and (27) which allowus towriteX(s, t), Y(s, t)
and the JacobianJof this transformation. Theelectric stiff-ness matrix maythen be computedonthe reference space
by:
Kta
J.
a
C)
JBa(s,t)
det(J)
ds dta
(31)
where aNjBa(s,
t)=
as
at DM3 at3 1 at (32)Theelectric stiffnessmatrix iscomputed by the relation
Ko,b
BT(X,
y)bBb(XY)
dXdY (37) whereSb is the surface ofintegration inthe space (X, Y). Using (24) and (34) the electric stiffness matrix may becomputedonthe referencespaceby
K¢¢b = X BbT(,J
TT
(J
1
Bb(s,t)
det(J)dsdt
where aN( Bb(S,t aas at aN3 as aN3 at DG3 as DG3 at (38)(39)
4.2.4 Simple Verification ofthe Element
Wewill consider theverysimple2D caseof a unit square
domain where avoltage of 1V is imposed on thetop and
where thelower edge is grounded. Half of the domain is
conducting and the domain is modelled with 2triangular extendedelementsasbuiltintheprevious section (See fig-ure 10).
First the interface between conductor and vacuum is
takenparalleltotheelectrodes. The computed electric
po-tential is plotted in figure 11: it is observed that the
V=1V
0.8 06
04-L~~~
V=OF'igure
10:Simple
2Dmodel.Figure 13: Electrostatic potential computed by
twoeXtended Elements.
1.5
14
05~
0
Figure 11 Electrostatic potential two eXtended Elements.
computed by
Next the electricpotential is also computed for thecase where the interface is not parallel to the extremities as
shown infigures 10. The computed potential is shown in
13. Thepotential is again piecewise linear and clearly the
new shape functions of the eXtended Finite Elements can
properly handle the computation of the electric potential evenifthe interface isoblique.
V=lV
V=OV
Figure 12: Simple 2D model.
5.
Conclusions
The issue of mesh moving is a real challenge when
modelling electro-mechanical devices with finite elements. Thispaperinvestigates the application of the Extended
Fi-nite Elementapproachtomodel the motion ofastructurein
anelectrostatic field. The electro-mechanical forcesare
de-rived from the variationalmethodology proposedin paper
[4].
Whenappliedto asimpleonedimensionalproblem, the eXtended FiniteElement approach finds theexactsolution for the strongly coupled electro-mechanical problem: the
exactelectrostaticpotential along the element is retrieved and, under the action of the electrostatic forcesonthe inter-face, thecorrectrelation between deformation andapplied voltage is found.
For the two dimensional case, we have discussed why the enhancementstrategyproposedin[3] isnotsuitable for modelling the electric field jumpinpracticalproblems. We
propose in this paper different enhancement shape
func-tions thatguarantythat thepotential fieldacross a conduc-tor/vacuum interface canbe properly approximated. Itis expected that thesameapproachcanbeappliedinthree di-mensions. This will be investigate in the future together with the global efficiency of the newelements in solving
theelectromechanicalcouplingofrealmicrosystems.
Acknowledgments
The authorswant toacknowledge thesupportof the
Koi-ter Institute of the Delft University ofTechnologyand of the MicroNed program financed by the ministry of
eco-nomical affairs of The Netherlands. The first author
ac-knowledges the financial support of the Belgian National Fund for Scientific Research.
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