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Clinical outcomes of high-flow nasal cannula in COVID-19 associated postextubation respiratory failure. A single-centre case series

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Clinical outcomes of high-flow nasal cannula in COVID-19 associated postextubation respiratory failure.

A single-centre case series

Francesca Simioli, Anna Annunziata, Gerardo Langella, Giorgio E. Polistina, Maria Martino, Giuseppe Fiorentino

Department of Respiratory Pathophysiology, Monaldi-Cotugno Hospital, Naples, Italy

PRACE ORYGINALNE I KLINICZNE

High flow nasal cannula (HFNC) is an alterna­

tive device for oxygenation, which improves gas exchange and reduces the work of breathing [1].

In patients with acute respiratory failure of various origins, HFNC shows better comfort and oxygena­

tion than standard oxygen therapy delivered through a face mask [2].

Postextubation respiratory failure is common and causes increased morbidity and mortality.

The reintubation rate is very variable but may reach 20% or more [3]. It has been related to respiratory mechanics, airway patency, and protection. In fact, adequate cough strength, minimal secretions, and alertness are necessary for successful extubation [4].

Moreover, a randomised controlled trial has shown a significant reduction in the reintubation rate for

Anestezjologia Intensywna Terapia 2020; 52, 5: 377–380 Otrzymano: 12.06.2020, zaakceptowano: 26.07.2020

patients treated with HFNC as compared with stan­

dard oxygen [5]. In another large­scale trial, HFNC was equivalent to NIV in patients at high risk of extu­

bation failure [6]. Even if the ideal treatment for pre­

vention of reintubation has yet to be determined for high­risk patients, HFNC may be considered as a ref­

erence therapy during the postextubation period [7].

HFNC has been widely employed during the COVID­19 pandemic [8, 9]. However, no data have been published about post­ventilation manage­

ment. Furthermore, weaning failure prediction tools, such as ROX index, have not been validated yet for COVID­19.

The purpose of this paper is to report a single­

centre experience on the effectiveness and safety of HFNC in the weaning of COVID­19 patients.

ADRES DO KORESPONDENCJI:

Francesca Simioli, Department of Respiratory Pathophysiology, Monaldi-Cotugno Hospital, Naples, Italy, e-mail: francesimioli@gmail.com

Abstract

Background: A high-flow nasal cannula (HFNC) is an alternative device for oxygena- tion, which improves gas exchange and reduces the work of breathing. Postextubation respiratory failure causes increased morbidity and mortality. HFNC has been widely employed during the COVID-19 pandemic. The purpose of this paper is to report a single- centre experience on the effectiveness and safety of HFNC in weaning COVID-19 pa- tients.

Methods: Nine patients showed severe acute respiratory failure and interstitial pneu- monia due to SARS-CoV-2. After mechanical ventilation (5 Helmet CPAP, 4 invasive mechanical ventilation), they were de-escalated to HFNC. Settings were: 34–37°C, flow from 50 to 60 L min-1. FiO2 was set to achieve appropriate SpO2.

Results: Nine patients (4 females; age 63 ± 13.27 years; BMI 27.2 ± 4.27) showed a base- line PaO2/FiO2 of 109 ± 45 mm Hg. After a long course of ventilation all patients im- proved (PaO2/FiO2 336 ± 72 mm Hg). Immediately after initiation of HFNC (2 hours), PaO2/FiO2 was 254 ± 69.3 mm Hg. Mean ROX index at two hours was 11.17 (range:

7.38–14.4). It was consistent with low risk of HFNC failure. No difference was observed on lactate. After 48 hours of HFNC oxygen therapy (day 3), mean PaO2/FiO2 increased to 396 ± 83.5 mm Hg. All patients recovered from respiratory failure after 7 ± 4.1 days.

Conclusions: HFNC might be helpful in weaning COVID-19 respiratory failure. Effec- tiveness and comfort should be assessed between 2 and 48 hours. Clinical outcomes, oxygenation, and ROX index should be considered, to rule out the need for intubation.

Further evidence is required for firm conclusions.

Key words: ventilation, weaning, COVID­19, high­flow nasal cannula, postextuba­

tion respiratory failure, ROX index.

Należy cytować anglojęzyczną wersję: Simioli F, Annunziata A, Langella G, Polistina GE, Martino M, Fiorentino G. Clinical outcomes of high-flow nasal cannula in COVID-19 associated postextubation respiratory failure. A single-centre case series. Anaesthesiol Intensive Ther 2020; 52, 5: 373–376.

doi: https://doi.org/10.5114/ait.2020.101007

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378

Francesca Simioli, Anna Annunziata, Gerardo Langella, Giorgio E. Polistina, Maria Martino, Giuseppe Fiorentino

METHODS

This was a cross­sectional, observational case series. The study was approved by the local Ethics Committee of University of Campania “Luigi Vanvi­

telli” and A.O.R.N. Ospedali dei Colli in accordance with the 1976 Declaration of Helsinki and its later amendments. Written informed consent was ob­

tained from all subjects. We retrospectively analy­

sed patient records from the Subintensive Care Unit of Cotugno Hospital, Naples, Italy. Nine pa­

tients were admitted for severe acute respiratory failure and interstitial pneumonia. SARS­CoV­2 was confirmed by real­time polymerase chain reaction (RT­PCR) on nasopharyngeal swab. All patients showed a typical progressive stage at chest imag­

ing. Pharmacological treatment was administered according to local guidelines as a rescue measure because no specific anti­SARS­CoV­2 drugs were available (Table 1).

All patients underwent mechanical ventilation (5 Helmet CPAP, 4 invasive mechanical ventilation).

A substantial duration of ventilation (14 ± 3.5 days) was needed until improvement of gas exchange.

Weaning was initiated following a stable period of ventilation. Nevertheless, SpO₂ and pO₂ when wean­

ing directly to standard oxygen therapy were unsa­

tisfactory with dyspnoea and signs of respiratory fatigue. Considering age, comorbidities, spontane­

ous breathing trial failure, and prolonged mechani­

cal ventilation, we assumed that our patients were at high­risk of intubation.

We implemented a switch to HFNC set at 34–

37°C and a flow ranging from 50–60 L min­1. Tem­

perature and flow were set considering the patient’s comfort [10, 11]. Delivered FiO₂ was set to achieve a target of SpO₂ ≥ 95% (93% in the case of pre­

existing COPD). Blood gases were performed daily, as well as assessment of dyspnoea, respiratory rate, heart rate, blood pressure, oxygen saturation, and patient comfort. The ROX index is the ratio of oxy­

gen saturation/FiO₂ to respiratory rate [12]. It is cur­

rently used to evaluate HFNC efficacy on avoiding ventilation in patients with acute respiratory failure and pneumonia. A ROX index less than 2.85 at two hours is a predictor of HFNC failure. In our protocol, ROX index was calculated at two hours to assess HFNC failure promptly.

All patients were persistently positive for SARS­

CoV­2 at the time of HFNC initiation, as assessed by RT­PCR. During the protocol the patients stayed in single isolation rooms.

Categorical data were expressed as number and percentage, whilst continuous variables as mean and standard deviation (SD). Differences before and after HFNC treatment were tested, according to the normal distribution, by the parametric paired Stu­

dent’s t­test. A P­value < 0.05 was considered statis­

tically significant.

TABLE 1. Patients outcomes

Patient 1 2 3 4 5 6 7 8 9

Gender F F F M F M M M M

Age (years) 65 62 66 47 36 74 75 72 71

BMI (kg m-2) 34 28 23 25 34 28 24 23 26

Comorbidities Allergic

rhinitis – 2DM,

HTN HCM – COPD,

HTN HTN,

glaucoma COPD,

HTN, AF 2DM, HTN, CAD, VCD

Baseline P/F (mm Hg) 103 164 80 71 200 66 100 126 80

P/F on ventilation (mm Hg) 408 422 290 390 313 212 367 258 368

Lactate on ventilation

(mmol L-1) 0.7 2.2 1.5 1.3 0.8 0.8 1.5 1.3 1.3

P/F on HFNC at 2 h (mm Hg) 218 322 245 166 325 145 340 252 273

Lactate on HFNC at 2 h (mmol L-1)

0.9 1.9 3 2.2 2.2 0.8 1.9 0.7 1.9

ROX on HFNC at 2 h 13.19 12.47 7.38 9.98 12.37 10.57 10.25 9.9 14.4

HFNC temperature (°C) 34 34 34 34 34 37 37 37 37

HFNC flow (L min-1) 60 60 60 55 55 50 50 60 50

P/F on HFNC at 48 h (mm Hg) 330 446 481 250 435 330 436 357 503

Lactate on HFNC at 48 h (mmol L-1)

0.8 1.6 2.2 1.9 0.9 1.1 1.9 0.7 1

Therapy AZY, Hxc,

LMWH AZY, Hxc,

LMWH, L/R AZY, Hxc,

LMWH, L/R AZY, Hxc, LMWH AZY, Hxc,

LMWH AZY, Hxc,

LMWH, D/C, TOCI AZY, Hxc,

LMWH, L/R AZY, Hxc, LMWH,

D/C, TOCI AZY, Hxc, LMWH, D/C

DM – type 2 diabetes mellitus, HTN – systemic blood hypertension, HCM – hypertrophic cardiomyopathy, AF – atrial fibrillation, CAD – coronary artery disease, VCD – vascular cerebral disease, P/F – PaO₂/FiO₂, HFNC – high flow nasal cannula, AZY – azithromycin, Hxc – hydroxychloroquine, LMWH – low-molecular-weight heparin, L/R – lopinavir/ritonavir, D/C – darunavir/cobicistat, TOCI – tocilizumab

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379 High flow nasal cannula in COVID-19 post-ventilation management

RESULTS

Nine patients (4 females; age 63 ± 13.27 years;

BMI 27.2 ± 4.27 kg m­2) showed ARDS and needed ventilation. Frequent comorbidities were as follows:

systemic blood hypertension (5/9), type 2 diabetes (2/9), COPD (2/9), coronary artery disease (1/9), atrial fibrillation (1/9), hypertrophic cardiomyopathy (1/9), as reported in Table 1. All patient underwent high­

resolution chest computed tomography at baseline that showed a progressive stage of disease, with diffuse bilateral subpleural ground­glass opacities.

Other common findings were consolidations and traction bronchiolectasis. All patients experienced a radiological improvement during ICU stay. Base­

line PaO₂/FiO₂ was 109 ± 45 mm Hg. After a long course of ventilation all patient improved until a sta­

ble mean ventilation PaO₂/FiO₂ of 336 ± 72 mm Hg.

Right after initiation of HFNC (2 hours), PaO₂/FiO₂ was 254 ± 69.3 mm Hg (Figure 1). No signs of respi­

ratory distress were observed; in fact, the respiratory rate was stable and ranged between 18 and 22 on HFNC (vs. 20–24 on ventilation). Mean ROX index at two hours was 11.17 (range: 7.38–14.4). It was con­

sistent with low risk of HFNC failure. No difference was observed on lactate when patients switched to HFNC (1.72 ± 0.77 vs. 1.27 ± 0.46 mmol L­1; P = NS).

After 48 hours of HFNC oxygen therapy (day 3), PaO₂/FiO₂ significantly increased compared to day 1, with a mean of 396 ± 83.5 mm Hg (± 142 mm Hg;

P < 0.0001). All patients recovered from respiratory failure at rest (PaO₂ > 60 mm Hg in room air) after 7 ± 4.1 days. Patients outcomes are reported in Table 1.

During the HFNC period it was possible to per­

form a relevant rehabilitation plan. Initially all pa­

tients received respiratory physiotherapy and mo­

bilisation, followed by active physiotherapy.

DISCUSSION

Soon after initiation of HFNC (2 hours) the mean PaO₂/FiO₂ was lower than previous ventilation val­

ues. Having a constant FiO₂, this was probably caused by the lower PEEP delivered in HFNC [13].

The maximum PEEP during HFNC is estimated at about 5 cm H₂O, while the mean PEEP applied dur­

ing ventilation was 10 cm H₂O [14]. All patients were stable and showed no signs of distress or intoler­

ance. In fact, respiratory rate and lactate were stable when patients switched to HFNC. ROX index was consistent with low risk of HFNC failure, suggesting its reliability could be extended to COVID­19.

As per our experience, HFNC was deemed effi­

cient after 48 hours of therapy. Efficacy was deter­

mined as a combination of a continuous upward trend of PaO₂/FiO₂ (Figure 1) with a good tolerance.

Indeed, on day 3 the PaO₂/FiO₂ increased to a mean

of 396 mm Hg. Thereby, it exceeded the average level during ventilation.

After this stabilisation step, we progressively decreased FiO₂ day by day according to blood gas values [15]. All patients recovered from respiratory failure at rest (PaO₂ > 60 mm Hg in room air) after 7 ± 4.1 days.

Afterwards all patients continued to receive heated humidified HFNC without oxygen enrich­

ment (FiO₂ 21%) at rest to reduce their work of breathing [16]. We report that HFNC also made it easier to perform a relevant rehabilitation plan with respiratory physiotherapy and mobilisation.

CONCLUSIONS

In severe COVID­19 respiratory failure, HFNC is a valid option to support oxygenation in the post­

ventilation period. Effectiveness and comfort should be assessed between 2 and 48 hours. Clinical out­

comes, oxygenation, and ROX index should be con­

sidered to rule out the need for intubation. Further evidence is required for firm conclusions.

ACKNOWLEDGEMENTS

1. Financial support and sponsorship: none.

2. Conflicts of interest: none.

REFERENCES

1. Mauri T, Turrini C, Eronia N, et al. Physiologic effects of high-flow nasal cannula in acute hypoxemic respiratory failure. Am J Respir Crit Care Med 2017; 195: 1207‐1215. doi: 10.1164/rccm.201605-0916OC.

2. Maggiore SM, Idone FA, Vaschetto R, et al. Nasal high-flow versus Venturi mask oxygen therapy after extubation: effects on oxygenation, comfort, and clinical outcome. Am J Respir Crit Care Med 2014; 190:

282-288. doi: 10.1164/rccm.201402-0364OC.

3. Helviz Y, Einav S. A systematic review of the high-flow nasal cannula for adult patients. Crit Care 2018; 22: 71. doi: 10.1186/s13054-018- 1990-4.

4. Krinsley JS, Reddy PK, Iqbal A. What is the optimal rate of failed extubation? Crit Care 2012; 16: 111. doi: 10.1186/cc11185.

FIGURE 1. Daily variation of PaO₂/FiO₂ on high-flow nasal cannula

PaO₂/FiO₂

600 500 400 300 200 100

0

Days

1 2 3

Patient 1 Patient 6

Patient 2 Patient 7

Patient 3 Patient 8

Patient 4 Patient 9

Patient 5

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Francesca Simioli, Anna Annunziata, Gerardo Langella, Giorgio E. Polistina, Maria Martino, Giuseppe Fiorentino

5. Hernández G, Vaquero C, González P, et al. Effect of postextubation high-flow nasal cannula vs conventional oxygen therapy on reintuba- tion in low-risk patients: a randomized clinical trial. JAMA 2016; 315:

1354-1361. doi: 10.1001/jama.2016.2711.

6. Hernández G, Vaquero C, Colinas L, et al. Effect of postextubation high-flow nasal cannula vs noninvasive ventilation on reintubation and postextubation respiratory failure in high-risk patients: a ran- domized clinical trial. JAMA 2016; 316: 1565-1574. doi: 10.1001/

jama.2016.14194.

7. Zhu Y, Yin H, Zhang R, Ye X, Wei J. High-flow nasal cannula oxygen therapy versus conventional oxygen therapy in patients after planned extubation: a systematic review and meta-analysis. Crit Care 2019; 23:

180. doi: 10.1186/s13054-019-2465-y.

8. Wang K, Zhao W, Li J, et al. The experience of high-flow nasal can- nula in hospitalized patients with 2019 novel coronavirus-infected pneumonia in two hospitals of Chongqing, China. Ann Intensive Care 2020; 10: 37. doi: 10.1186/s13613-020-00653-z.

9. He G, Han Y, Fang Q, et al. Clinical experience of high-flow nasal can- nula oxygen therapy in severe corona virus disease 2019 (COVID-19) patients. Zhejiang Da Xue Xue Bao Yi Xue Ban 2020; 49: 232-239. doi:

10.3785/j.issn.1008-9292.2020.03.13.

10. Spoletini G, Alotaibi M, Blasi F, Hill NS. Heated humidified high-flow nasal oxygen in adults: mechanisms of action and clinical implica- tions. Chest 2015; 148: 253-261. doi: 10.1378/chest.14-2871.

11. Mauri T, Galazzi A, Binda F, et al. Impact of flow and temperature on patient comfort during respiratory support by high-flow nasal cannula. Crit Care 2018; 22: 120. doi: 10.1186/s13054-018-2039-4.

12. Roca O, Caralt B, Messika J, et al. An index combining respiratory rate and oxygenation to predict outcome of nasal high-flow therapy.

Am J Respir Crit Care Med 2019; 199: 1368-1376. doi: 10.1164/

rccm.201803-0589OC.

13. Parke RL, McGuinness SP. Pressures delivered by nasal high flow oxy- gen during all phases of the respiratory cycle. Respir Care 2013; 58:

1621-1624. doi: 10.4187/respcare.02358.

14. Lodeserto FJ, Lettich TM, Rezaie SR. High-flow nasal cannula: mech- anisms of action and adult and pediatric indications. Cureus 2018; 10:

e3639. doi: 10.7759/cureus.3639.

15. Kim MC, Lee YJ, Park JS, et al. Simultaneous reduction of flow and fraction of inspired oxygen (FiO2) versus reduction of flow first or FiO2 first in patients ready to be weaned from high-flow nasal can- nula oxygen therapy: study protocol for a randomized controlled trial (SLOWH trial). Trials 2020; 21: 81. doi: 10.1186/s13063-019-4019-7.

16. Delorme M, Bouchard PA, Simon M, Simard S, Lellouche F. Effects of high-flow nasal cannula on the work of breathing in patients recover- ing from acute respiratory failure. Crit Care Med 2017; 45: 1981-1988.

doi: 10.1097/CCM.0000000000002693.

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