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XCII.1 (2000)

On a system of two diophantine inequalities with prime numbers

by

Wenguang Zhai (Jinan)

1. Introduction and results. In 1952 Piatetski-Shapiro [7] considered the following analogue of the Goldbach–Waring problem: Assume that c > 1 is not an integer and let ε be a small positive number. Let H(c) denote the smallest natural number r such that the inequality

(1.1) |p

c1

+ . . . + p

cr

− N | < ε

is solvable in prime numbers p

1

, . . . , p

r

for sufficiently large N. Then it is proved in [7] that

lim sup

c→∞

H(c) c log c ≤ 4.

Piatetski-Shapiro also proved that H(c) ≤ 5 for 1 < c < 3/2. In [8] Tolev first improved this result for c close to one. More precisely, he proved that if 1 < c < 15/14, then the inequality

(1.2) |p

c1

+ p

c2

+ p

c3

− N | < ε(N ) has prime solutions p

1

, p

2

, p

3

for large N, where

ε(N ) = N

−(1/c)(15/14−c)

log

9

N.

This result was improved by several authors (see [1, 4, 5]).

In [9] Tolev first studied the system of two inequalities with primes (1.3) |p

c1

+ . . . + p

c5

− N

1

| < ε

1

(N

1

),

|p

d1

+ . . . + p

d5

− N

2

| < ε

2

(N

2

),

where 1 < d < c < 2 are different numbers and ε

1

(N

1

) and ε

2

(N

2

) tend to zero as N

1

and N

2

tend to infinity. Tolev proved that if c, d, α, β are real

1991 Mathematics Subject Classification: 11P55, 11D75.

This work is supported by National Natural Science Foundation of China (Grant No.

19801021) and Natural Science Foundation of Shandong Province (Grant No. Q98A02110).

[31]

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numbers satisfying

1 < d < c < 35/34, (1.4)

1 < α < β < 5

1−d/c

, (1.5)

then there exist numbers N

1(0)

, N

2(0)

, depending on c, d, α, β, such that for all real numbers N

1

, N

2

satisfying N

1

> N

1(0)

, N

2

> N

2(0)

and

(1.6) α ≤ N

2

/N

1d/c

≤ β,

the system (1.3) has prime solutions p

1

, . . . , p

5

for ε

1

(N

1

) = N

−(1/c)(35/34−c)

1

log

12

N

1

, ε

2

(N

2

) = N

−(1/d)(35/34−d)

2

log

12

N

2

.

In this paper we shall prove

Theorem. Suppose c and d are real numbers such that (1.7) 1 < d < c < 25/24,

and α and β are real numbers satisfying (1.5). Then for all real numbers N

1

, N

2

satisfying (1.6), the system (1.3) has prime solutions p

1

, . . . , p

5

for

ε

1

(N

1

) = N

−(1/c)(25/24−c)

1

log

335

N

1

,

ε

2

(N

2

) = N

−(1/d)(25/24−d)

2

log

335

N

2

.

A short proof, which follows the argument of Tolev [9], will be given in Section 2. The main difficulty is to prove the Proposition of Section 2, which improves Lemma 13 of Tolev [9] and is the key to our result. In Section 3, some preliminary lemmas are given. A detailed proof of the Proposition is given in Section 4. The new idea of the proof combines elementary methods and van der Corput’s classical estimates.

Notations. Throughout, c and d are real numbers satisfying (1.7), α and β are real numbers satisfying (1.5), and λ denotes a sufficiently small positive number determined precisely by Lemma 1 of Tolev [9], depend- ing on c, d, α, β. N

1

and N

2

are large numbers satisfying (1.6). X = N

11/c

, ε

1

(N

1

) = N

−(1/c)(25/24−c)

1

log

335

N

1

, ε

2

(N

2

) = N

−(1/d)(25/24−d)

2

log

335

N

2

,

K

1

= ε

−11

log X, K

2

= ε

−12

log X, η is a sufficiently small positive number in terms of c and d, τ

1

= X

3/4−c−η

, τ

2

= X

3/4−d−η

, e(t) = e

2πit

, ϕ(t) = e

−πt

, ϕ

δ

(t) = δϕ(δt), and χ(t) is the characteristic function of the interval [−1, 1].

We set

B = X

λX<p1,...,p5<X

log p

1

. . . log p

5

χ

 p

c1

+ . . . + p

c5

− N

1

ε

1

log X



× χ

 p

d1

+ . . . + p

d5

− N

2

ε

2

log X



,

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S(x, y) = X

λX<p<X

(log p)e(xp

c

+ yp

d

),

D =

\

−∞

\

−∞

S

5

(x, y)e(−N

1

x − N

2

y)ϕ

ε1

(x)ϕ

ε2

(y) dx dy,

1

= {(x, y) | max(|x|/τ

1

, |y|/τ

2

) < 1},

2

= {(x, y) | max(|x|/τ

1

, |y|/τ

2

) ≥ 1, max(|x|/K

1

, |y|/K

2

) ≤ 1},

3

= {(x, y) | max(|x|/K

1

, |y|/K

2

) > 1}.

2. A short proof of the Theorem. The Theorem follows if we can show that B tends to infinity as X tends to infinity. By Lemma 3 of Tolev [9], it is sufficient to show that D tends to infinity as X tends to infinity.

Write

(2.1) D = D

1

+ D

2

+ D

3

,

where

(2.2) D

i

= \ \

i

S

5

(x, y)e(−N

1

x − N

2

y)ϕ

ε1

(x)ϕ

ε2

(y) dx dy.

By the same arguments as in Section 4 of Tolev [9], we have (2.3) D

1

 ε

1

ε

2

X

5−c−d

.

By Lemma 4 of Tolev [9], we have

(2.4) D

3

 1.

So now the Theorem follows from (2.1)–(2.4) and the estimate (2.5) D

2

 ε

1

ε

2

X

5−c−d

(log X)

−1

.

By Lemma 14 of Tolev [9] we have (2.6)

\

−∞

\

−∞

|S

4

(x, y)|ϕ

ε1

(x)ϕ

ε2

(y) dx dy  X

2

log

6

X.

It suffices to prove the following

Proposition. Uniformly for (x, y) ∈ Ω

2

, we have (2.7) S(x, y)  X

11/12

log

660

X.

3. Some preliminary lemmas. In order to prove the Proposition, we

need the following lemmas. Lemma 1 is Theorem 2.2 of Min [6]. Lemma 2

is Lemma 2.5 of Graham and Kolesnik [2]. Lemma 3 is contained in Lemma

2.8 of Kr¨atzel [3]. Lemma 4 is well known (see Graham and Kolesnik [2], for

example).

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Lemma 1. Suppose f (x) and g(x) are algebraic functions in [a, b] and

|f

00

(x)| ∼ 1/R, |f

000

(x)|  1/(RU ),

|g(x)|  G, |g

0

(x)|  GU

1−1

, U, U

1

≥ 1.

Then X

a<n≤b

g(n)e(f (n)) = X

α<u≤β

b

u

g(n

u

)

p |f

00

(n

u

)| e(f (n

u

) − un

u

+ 1/8)

+ O(G log(β − α + 2) + G(b − a + R)(U

−1

+ U

1−1

)) + O(G min(

R, 1/hαi) + G min(

R, 1/hβi)),

where [α, β] is the image of [a, b] under the mapping y = f

0

(x), n

u

is the solution of the equation f

0

(x) = u,

b

u

=

 1 for α < u < β,

1/2 for u = α ∈ Z or u = β ∈ Z, and the function hti is defined as follows:

hti =

 ktk if t is not an integer , β − α otherwise,

where ktk = min

n∈Z

{|t − n|}.

Lemma 2. Suppose z(n) is any complex number and 1 ≤ Q ≤ N . Then

X

N <n≤CN

z(n)

2

 N

Q X

0≤q≤Q

 1 − q

Q



Re X

N <n≤CN −q

z(n)z(n + q).

Lemma 3. Suppose f (x)  P and f

0

(x)  ∆ for x ∼ N . Then X

n∼N

min



D, 1 kf (n)k



 (P + 1)(D + ∆

−1

) log(2 + ∆

−1

).

Lemma 4. Suppose 5 < A < B ≤ 2A and f

00

(x) is continuous on [A, B].

If 0 < c

1

λ

1

≤ |f

0

(x)| ≤ c

2

λ

1

≤ 1/2, then X

A<n≤B

e(f (n))  λ

−11

.

If 0 < c

3

λ

2

≤ |f

00

(x)| ≤ c

4

λ

2

, then X

A<n≤B

e(f (n))  Aλ

1/22

+ λ

−1/22

.

Now we prove the following two lemmas, which are important in the proof of the Proposition. Let

S = S(M, a, b, γ

1

, γ

2

) = X

M <m≤M1

e(am

γ1

+ bm

γ2

),

(5)

where M and M

1

are positive numbers such that 5 ≤ M < M

1

≤ 2M, a and b are real numbers such that ab 6= 0, and γ

1

and γ

2

are real numbers such that 1 < γ

1

, γ

2

< 2, γ

1

6= γ

2

. Let R = |a|M

γ1

+ |b|M

γ2

.

Lemma 5. If RM

−1

≤ 1/8, then

S  M R

−1/2

.

P r o o f. Suppose R > 100; otherwise Lemma 5 is trivial. Let f (m) = am

γ1

+ bm

γ2

.

Then

f

0

(m) = γ

1

am

γ1−1

+ γ

2

bm

γ2−1

.

If ab > 0, then R/M ≤ |f

0

(m)| ≤ 4R/M ≤ 1/2, hence the assertion follows from Lemma 4.

Now suppose ab < 0. Let

I = {t ∈ [M, M

1

] | |f

0

(t)| ≤ R

1/2

M

−1

}, J = {t ∈ [M, M

1

] | |f

0

(t)| > R

1/2

M

−1

}.

By the definition we see that if m ∈ J, then

R

1/2

/M ≤ |f

0

(m)| ≤ 4R/M ≤ 1/2;

thus by Lemma 4,

(3.1) X

m∈J

e(f (m))  M R

−1/2

. We only need to estimate |I|. If t ∈ I, then

γ

1

at

γ1

= −γ

2

bt

γ2

+ O(R

1/2

) = −γ

2

bt

γ2

(1 + O(R

−1/2

)), t

γ1−γ2

= −γ

2

b

γ

1

a (1 + O(R

−1/2

)), which implies that

t =

 −γ

2

b γ

1

a



1/(γ1−γ2)

(1 + O(R

−1/2

))

1/(γ1−γ2)

(3.2)

=

 −γ

2

b γ

1

a



1/(γ1−γ2)

(1 + O(R

−1/2

))

=

 −γ

2

b γ

1

a



1/(γ1−γ2)

+ O(M R

−1/2

).

So

(3.3) |I|  M R

−1/2

.

Now the conclusion follows from (3.1) and (3.3).

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Lemma 6. If M  R  M

2

, then

S  R

1/2

+ M R

−1/3

. P r o o f. We have

f

00

(m) = γ

1

1

− 1)am

γ1−2

+ γ

2

2

− 1)bm

γ2−2

.

If ab > 0, then |f

00

(m)| ∼ RM

−2

, and by Lemma 4 we get S  R

1/2

+ M R

−1/2

.

Now suppose ab < 0. Let ∆

0

= R

2/3

M

−2

. Define I

0

= {t ∈ [M, M

1

] | |f

00

(t)| ≤ ∆

0

},

I

j

= {t ∈ [M, M

1

] | 2

j−1

0

< |f

00

(t)| ≤ 2

j

0

≤ 2R/M

2

}, 1 ≤ j ≤ log

M2R20

 log 2 = J

0

. If I

0

is not empty, then by the same argument as in Lemma 5 we get

|I

0

|  M R

−1/3

. Thus Lemma 4 yields X

M <m≤M1

e(f (m)) = X

m∈I0

e(f (m)) + X

1≤j≤J0

X

m∈Ij

e(f (m)) (3.4)

 M R

−1/3

+ X

1≤j≤J0

{M (2

j

0

)

1/2

+ (2

j

0

)

−1/2

}

 M R

−1/3

+ R

1/2

. This completes the proof.

4. Proof of the Proposition. In this section we shall estimate S(x, y) for (x, y) ∈ Ω

2

. Suppose 1 < d < c < 25/24 and fix (x, y) ∈ Ω

2

. Let R = |x|X

c

+ |y|X

d

. Obviously, X

3/4−η

 R  X

25/24

log

−300

X. Without loss of generality, we suppose xy 6= 0. For the case x = 0 or y = 0, previous methods yield better results (see [1, 5]).

Lemma 7. Suppose a(m) are complex numbers such that X

m∼M

|a(m)|

2

 M log

2A

M, A > 0.

Then for M  min(X

2/3

, X

19/12

R

−1

), M N ∼ X, we have (4.1) S

I

= X

m∼M

a(m) X

n∼N

e(x(mn)

c

+ y(mn)

d

)  X

11/12

log

A+1

X.

P r o o f. If M  X

11/12

R

−1/2

, then by Lemma 6 we get

(4.2) S

I

 M (R

1/2

+ N R

−1/3

) log

A

X  X

11/12

log

A

X.

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From now on we always suppose M  X

11/12

R

−1/2

. Let Q = [X

1/6

].

By Cauchy’s inequality and Lemma 2 we have

|S

I

|

2

 X

m∼M

|a(m)|

2

X

m∼M

X

n∼N

e(x(mn)

c

+ y(mn)

d

)

2

(4.3)

 X

2

Q

−1

log

2A

X + XQ

−1

log

2A

X X

Q q=1

|E

q

|,

where

E

q

= X

m∼M

X

N <n≤2N −q

e(xm

c

∆(n, q; c) + ym

d

∆(n, q; d)),

∆(n, q; t) = (n + q)

t

− n

t

. Now the problem is reduced to showing that

(4.4)

X

Q q=1

|E

q

|  X log

2

X.

For each fixed 1 ≤ q ≤ Q, let

f (m, n) = xm

c

∆(n, q; c) + ym

d

∆(n, q; d).

We first consider several simple cases.

Case 0: A special case. For constants a, b > 0, let N (a, b) denote the solution of the inequality

(4.5) |ax(mn)

c

+ by(mn)

d

| ≤ R

Q

1/2

log X , m ∼ M, n ∼ N.

Suppose 0 < σ < 1 is a positive constant small enough. Then we can prove that uniformly for a, b ∈ [σ, 1/σ], we have

(4.6) N (a, b) 

σ

X

11/12

.

If xy > 0, then N (a, b) = 0; so suppose xy < 0. If (m, n) satisfies the inequality (4.5), then

ax(mn)

c

= −by(mn)

d

+ O

 R

Q

1/2

log X



= −by(mn)

d

(1 + O(Q

−1/2

log

−1

X)),

which implies that

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mn =

 −by ax



1/(c−d)

(1 + O(Q

−1/2

log

−1

X))

1/(c−d)

=

 −by ax



1/(c−d)

(1 + O(Q

−1/2

log

−1

X))

=

 −by ax



1/(c−d)

+ O(XQ

−1/2

log

−1

X).

Thus (4.5) follows from a divisor argument. Why we study this case will be explained later.

Case 1: |∂f /∂m| ≤ 500

−1

. It is obvious that

|xm

c

∆(n, q; c)| ∼ q|x|m

c

n

c−1

∼ q|x|X

c

N

−1

,

|ym

d

∆(n, q; d)| ∼ q|y|m

d

n

d−1

∼ q|y|X

d

N

−1

, thus

|xm

c

∆(n, q; c)| + |ym

d

∆(n, q; d)| ∼ qRN

−1

. We use Lemma 5 to estimate the sum over m and get

E

q

 N M (qRN

−1

)

−1/2

 M N

3/2

q

−1/2

R

−1/2

.

Summing over q we find that (4.4) holds if noticing M  X

11/12

R

−1/2

and R  X

25/24

.

Case 2: |∂f /∂n| ≤ 500

−1

. For fixed m, we estimate the sum over n.

Since

∂f /∂n = cxm

c

∆(n, q; c − 1) + dym

d

∆(n, q; d − 1),

∆(n, q; c − 1) = (c − 1)qn

c−2

+ O(q

2

N

c−3

),

∆(n, q; d − 1) = (d − 1)qn

d−2

+ O(q

2

N

d−3

), we get

∂f /∂n = c(c − 1)xqm

c

n

c−2

+ d(d − 1)yqm

d

n

d−2

+ O(q

2

RN

−3

).

If xy > 0, then

c

1

qRN

−2

< |∂f /∂n| ≤ c

2

qRN

−2

< 1/2 for some constants c

1

, c

2

> 0. Thus by Lemma 4 we get

E

q

 M N

2

q

−1

R

−1

.

Now suppose xy < 0, 0 < δ = o(qRN

−2

) is a parameter to be deter- mined. Define

I = {t ∈ [N, 2N − q] | |∂f /∂t| ≤ δ},

J = {t ∈ [N, 2N − q] | |∂f /∂t| > δ}.

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If n ∈ I, then we have

c(c − 1)xqm

c

n

c−2

= −d(d − 1)yqm

d

n

d−2

+ O(δ + q

2

RN

−3

)

= −d(d − 1)yqm

d

n

d−2

(1 + O(δN

2

(qR)

−1

+ qN

−1

)), which gives

n =

 −d(d − 1)ym

d

c(c − 1)xm

c



1/(c−d)

(1 + O(δN

2

(qR)

−1

+ qN

−1

))

1/(c−d)

=

 −d(d − 1)ym

d

c(c − 1)xm

c



1/(c−d)

(1 + O(δN

2

(qR)

−1

+ qN

−1

))

=

 −d(d − 1)ym

d

c(c − 1)xm

c



1/(c−d)

+ (q + δN

3

q

−1

R

−1

).

Thus

(4.7) |I|  q + δN

3

q

−1

R

−1

. By Lemma 4 we get

(4.8) X

n∈J, |∂f /∂n|≤500−1

e(f (m, n))  δ

−1

.

Thus we get

(4.9) X

n∼N, |∂f /∂n|≤500−1

e(f (m, n))  q + N

3/2

(qR)

−1/2

,

by choosing δ = (qR)

1/2

N

−3/2

. Combining the above, we get

(4.10) X

(m,n)

|∂f /∂n|≤500−1

e(f (m, n))  M q + M N

3/2

(qR)

−1/2

+ M N

2

(qR)

−1

.

Summing over q we find (4.11) X

q

X

(m,n)

|∂f /∂n|≤500−1

e(f (m, n))

 M Q

2

+ M N

3/2

Q

1/2

R

−1/2

+ M N

2

R

−1

log Q  X log X, if we recall X

11/12

R

−1/2

 M  X

2/3

.

Case 3: For some i and j, 2 ≤ i + j ≤ 3, (∗)

i+j

f

∂m

i

∂n

j

qR log X

QM

i

N

j+1

.

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Let c(γ, 0) = 1, c(γ, n) = γ(γ − 1) . . . (γ − n + 1) for n 6= 0. Then

i+j

f

∂m

i

∂n

j

= c(c, i)c(c, j)xm

c−i

∆(n, q; c − j) + c(d, i)c(d, j)ym

d−i

∆(n, q; d − j).

Since c(c, i)c(c, j) and c(d, i)c(d, j) always have the same sign, we may sup- pose xy < 0; otherwise there is no (m, n) satisfying (∗).

If (m, n) satisfies (∗), then c(c, i)c(c, j)xm

c−i

∆(n, q; c − j)

= −c(d, i)c(d, j)ym

d−i

∆(n, q; d − j) + O

 qR log X QM

i

N

j+1



= −c(d, i)c(d, j)ym

d−i

∆(n, q; d − j)

 1 + O

 log X Q



, which implies that

m =

 −c(d, i)c(d, j)y∆(n, q; d − j) c(c, i)c(c, j)x∆(n, q; c − j)



1/(c−d)

 1 + O

 log X Q



1/(c−d)

=

 −c(d, i)c(d, j)y∆(n, q; d − j) c(c, i)c(c, j)x∆(n, q; c − j)



1/(c−d)

 1 + O

 log X Q



=

 −c(d, i)c(d, j)y∆(n, q; d − j) c(c, i)c(c, j)x∆(n, q; c − j)



1/(c−d)

+ O

 M log X Q

 . Thus

X

(m,n), (∗)

e(f (m, n))  X log X Q and

(4.12) X

q

X

(m,n), (∗)

e(f (m, n))  X log X.

Now we turn to the most difficult part. We suppose that none of the conditions from Cases 0 to 3 holds. Without loss of generality, we suppose

∂f /∂n > 0. For any fixed 0 ≤ j ≤ (log 10Q)/log 2, let I

j

denote the subin- terval of [N, 2N − q] in which

2

j

qR QN

3

<

2

f

∂n

2

2

j+1

qR QN

3

.

We suppose I

j

= [A

j

, B

j

], say; A

j

and B

j

may depend on m, but this does

not affect our final result.

(11)

By Lemma 1 we get (4.13) X

n∈Ij

e(f (m, n)) = e(1/8) X

v1(m)<v≤v2(m)

b

v

e(s(m, v))

p |G(m, v)| + O(R(m, q, j)), where

f

n

(m, g(m, v)) = v,

s(m, v) = f (m, g(m, v)) − vg(m, v), G(m, v) = f

nn

(m, g(m, v)),

R(m, q, j) = log X + QN

2

2

j

qR + min

 Q

1/2

N

3/2

2

j/2

q

1/2

R

1/2

, 1 kv

1

(m)k



+ min

 Q

1/2

N

3/2

2

j/2

q

1/2

R

1/2

, 1 kv

2

(m)k

 , qR

QN

2

 v

1

(m), v

2

(m)  qR N

2

. Since

qRN

−2

 1, v

01

(m) =

2

f

∂n∂m (m, B

j

)  qRQ

−1

M

−1

N

−2

, v

02

(m) =

2

f

∂n∂m (m, A

j

)  qRQ

−1

M

−1

N

−2

, by Lemma 3 we get

(4.14) X

1≤q≤Q

X

j≥0

X

m

R(m, q, j)

 X

1≤q≤Q

X

j≥0



M log X + QM N

2

2

j

qR + qR

N

2

· Q

1/2

N

3/2

2

j/2

q

1/2

R

1/2

+ qR

N

2

· QM N

2

qR



 M Q

2

log

2

X + QM N

2

R

−1

log X + Q

2

R

1/2

N

−1/2

 X log

2

X.

Let v

1

= min v

1

(m), v

2

= max v

2

(m). Then (4.15) X

M <m≤2M

X

v1(m)<v≤v2(m)

b

v

e(s(m, v))

p |G(m, v)|  X

v1≤v≤v2

X

m∈Iv

e(s(m, v)) p |G(m, v)|

,

where I

v

is a subinterval of [M, 2M ].

Now the problem is reduced to estimating the sum over m. We first

prove that |G(m, v)|

−1/2

is monotonic. Let g = g(m, v). Differentiating the

(12)

equation f

n

(m, g(m, v)) = v over m we get (4.16) g

m

(m, v) = − f

nm

(m, g)

f

nn

(m, g) . Thus

(4.17) G

m

(m, v) = f

mnn

+ f

nnn

g

m

= f

nnm

f

nn

− f

nnn

f

nm

f

nn

.

We only need to consider f

nnm

f

nn

−f

nnn

f

nm

, since f

nn

always has the same sign. Here we remark that we actually consider subintervals of [M, 2M ] such that f

nn

is always positive or negative. This is so for other derivatives.

We now compute the corresponding derivatives. We have f

nm

= c

2

xm

c−1

∆(g, q; c − 1) + d

2

ym

d−1

∆(g, q; d − 1)

= c

2

(c − 1)xqm

c−1

g

c−2

+ d

2

(d − 1)yqm

d−1

g

d−2

+ O

 q

2

R M N

3

 . Since |f

nm

| > (qR log X)/(QM N

2

), we have

f

nm

= (c

2

(c − 1)xqm

c−1

g

c−2

+ d

2

(d − 1)yqm

d−1

g

d−2

)

 1 + O

 Q

2

N log X



. Similarly,

f

nn

= (c(c − 1)(c − 2)xqm

c

g

c−3

+ d(d − 1)(d − 2)yqm

d

g

d−3

)

×

 1 + O

 Q

2

N log X



,

f

nnm

= (c

2

(c − 1)(c − 2)xqm

c−1

g

c−3

+ d

2

(d − 1)(d − 2)yqm

d−1

g

d−3

)

×

 1 + O

 Q

2

N log X



,

f

nnn

= (D(c)xqm

c

g

c−4

+ D(d)yqm

d

g

d−4

)

 1 + O

 Q

2

N log X



, where D(γ) = γ(γ − 1)(γ − 2)(γ − 3).

For simplicity, we write s = xm

c

g

c

, t = ym

d

g

d

. Then we get (4.18) f

nn

f

nnm

− f

nm

f

nnn

= m

−1

g

−6

(As

2

+ 2Bst + Ct

2

)

 1 + O

 Q

2

N log X



, where

A = c

3

(c − 2)

2

(c − 2) < 0,

B = c(c − 1)d(d − 1)(3cd − c

2

− d

2

− c − d) < 0,

C = d

3

(d − 2)

2

(d − 2) < 0.

(13)

We only need to show that

(4.19) As

2

+ 2Bst + Ct

2

6= 0.

If xy > 0, (4.19) is obvious. Now suppose xy < 0. It is easy to show that B

2

− AC = c

2

(c − 1)

2

d

2

(d − 1)

2

(c − d)

2

(2c + 2d + 1 + c

2

+ d

2

− 4cd) > 0.

Thus there exist constants a

1

, a

2

, b

1

, b

2

such that

As

2

+ 2Bst + Ct

2

= (a

1

s + b

1

t)(a

2

s + b

2

t).

Since A < 0, B < 0, C < 0, it can be easily seen that a

1

b

1

> 0, a

2

b

2

> 0.

Now we recall that s and t do not satisfy the condition of Case 0. Taking σ =

12

min(|a

1

|, |a

2

|, |b

1

|

−1

, |b

2

|

−1

) in Case 0, we obtain

|a

1

s + b

1

t| > R

Q

1/2

log X , |a

2

s + b

2

t| > R Q

1/2

log X . Thus

|As

2

+ 2Bst + Ct

2

| ≥ R

2

Q log

2

X . This is the reason why we consider Case 0.

By the above discussion we know that |G(m, v)| is monotonic in m. So is |G(m, v)|

−1/2

.

Now we compute s

mm

(m, v). We have

s

m

(m, v) = f

m

(m, g) + f

n

(m, g)g

m

− vg

m

= f

m

(m, g), (4.20)

s

mm

(m, v) = f

mm

(m, g) + f

mn

(m, g)g

m

= (f

mm

f

nn

− f

mn2

)/f

nn

. Similar to G

m

, we have

f

mm

f

nn

− f

mn2

= − 2q

2

m

2

n

4

(A

1

s

2

+ B

1

st + C

1

t

2

)

 1 + O

 Q

2

N log X



, where A

1

= c

3

(c − 1)

2

, B

1

= c(c − 1)d(d − 1)(c + d), C

1

= d

3

(d − 1)

2

, B

12

− 4A

1

C

1

> 0. Now if xy > 0, we immediately get

|f

mm

f

nn

− f

mn2

|  q

2

R

2

M

2

N

4

; if xy < 0, then similar to G

m

, we have

|A

1

s

2

+ B

1

st + C

1

t

2

|  R

2

Q log

2

X , which implies

|f

mm

f

nn

− f

mn2

|  q

2

R

2

QM

2

N

4

log

2

X . Combining the above, we get

(4.21) |s

mm

|  qR

QM

2

N log

2

X .

(14)

On the other hand, we trivially have

(4.22) |s

mm

|  |f

mm

| + |f

mn

g

m

|  qR

M

2

N + qR N

2

M · N

M  qR

M

2

N . Now let

I

v,l

=

 m ∈ I

v

2

l

qR

QM

2

N log

2

X < |s

mm

| ≤ 2

l+1

qR QM

2

N log

2

X

 , 0 ≤ l ≤ log(Q log X)/log 2.

Then by partial summation and Lemma 4 we get (4.23)

X

Q q=1

X

j≥0 v2

X

v=v1

X

m∈Iv

e(s(m, v)) p |G(m, v)|

 X

Q q=1

X

j≥0 v2

X

v=v1

X

l≥0

X

m∈Iv,l

e(s(m, v)) p |G(m, v)|

 X

Q q=1

X

j≥0 v2

X

v=v1

X

l≥0

 QN

3

qR



1/2

×

 M

 2

l

qR QM

2

N log

2

X



1/2

+

 QM

2

N log

2

X 2

l

qR



1/2



 X

Q q=1

X

j≥0 v2

X

v=v1

 QN

3

qR



1/2



(qR)

1/2

N

1/2

+ M (QN log

2

X)

1/2

(qR)

1/2



 X

Q q=1

X

j≥0

qR N

2

 QN

3

qR



1/2



(qR)

1/2

N

1/2

+ M (QN log

2

X)

1/2

(qR)

1/2



 Q

5/2

RN

−1

log

2

X + M Q

2

log

2

X

 X log

2

X,

if we recall the condition M  min(x

2/3

, x

19/12

R

−1

). This completes the proof of Lemma 7.

Lemma 8. Suppose a

m

and b

n

are complex numbers such that X

m∼M

|a

m

|

2

 M log

2A

M, X

n∼N

|b

n

|

2

 N log

2A

N, A > 0, B > 0.

Then for X

1/6

 N  min(X

3/2

R

−1

, RX

−1/3

), we have (4.24) S

II

= X

m∼M

X

n∼N

a

m

b

n

e(x(mn)

c

+ y(mn)

d

)  X

11/12

log

A+B+1

X.

(15)

P r o o f. Take Q = [X

1/6

log

−1

X] = o(N ). Then by Cauchy’s inequality and Lemma 2 again we get

|S

II

|

2

 X

2

log

2A+2B

X (4.25) Q

+ X log

2A

X Q

X

Q q=1

X

n

|b

n

b

n+q

|

X

m∼M

e(f (m, n)) , where f (m, n) is defined as in the proof of Lemma 7.

By Lemma 6 we get

(4.26) X

m∼M

e(f (m, n))  q

1/2

R

1/2

N

−1/2

+ M N

1/3

q

−1/3

R

−1/3

. Notice that for fixed q, we have

(4.27) X

n

|b

n

b

n+q

|  X

n

|b

n

|

2

+ X

n

|b

n+q

|

2

 N log

2B

N.

The conclusion follows from the above three estimates.

Now we prove our Proposition. Let

D = min(X

2/3

, X

19/12

R

−1

), E = min(X

3/2

R

−1

, RX

−1/3

), F = X

1/6

. Then it is easy to check that under our assumptions we have

DE > X, X/D > (2X)

1/13

, F

2

< E.

Using Heath-Brown’s identity (k = 13) we know that S(x, y) can be written as O(log

26

X) exponential sums of the form

T = X

n1∼N1

. . . X

n26∼N26

a

1

(n

1

) . . . a

26

(n

26

)e(x(n

1

. . . n

26

)

c

+ y(n

1

. . . n

26

)

d

), where

N

i

< n

i

≤ 2N

i

(i = 1, . . . , 26), X  N

1

. . . N

26

 X, N

i

≤ (2X)

1/13

(i = 14, . . . , 26),

a

1

(n

1

) = log n

1

, a

i

(n

i

) = 1 (i = 2, . . . , 13), a

i

(n

i

) = µ(n

i

) (i = 14, . . . , 26).

Some n

i

may only take value 1. It suffices to show that for each T we have

(4.28) T  X

11/12

log

630

X.

We consider three cases.

Case 1: There is an N

j

such that N

j

≥ X/D. Since X/D > X

1/13

, it follows that 1 ≤ j ≤ 13. Without loss of generality, suppose j = 1. Let m = n

2

n

3

. . . n

26

, a

m

= P

m=n2n3...n26

µ(n

14

) . . . µ(n

26

)  d

25

(m), n = n

1

.

(16)

Then T is a sum of type I. By partial summation, Lemma 7 and a divisor argument we get

T  X

11/12

log

630

X.

Case 2: There is an N

j

such that F ≤ N

j

< X/D ≤ E. In this case we take n = n

j

, m = Q

i6=j

n

i

. Then T forms a sum of type II and (4.28) follows from Lemma 8.

Case 3: N

j

< F (j = 1, . . . , 26). Without loss of generality, we suppose N

1

≥ . . . ≥ N

26

. Let 1 ≤ l ≤ 26 be an integer such that

N

1

. . . N

l−1

≤ F, N

1

. . . N

l

> F.

It is easy to check that 3 ≤ l ≤ 23. We have

F < N

1

. . . N

l

= (N

1

. . . N

l−1

)N

l

< F

2

< E.

Let n = n

1

. . . n

l

, m = n

l+1

. . . n

26

, a

n

= Q

l

i=1

a

i

(n

i

), b

m

= Q

26

i=l+1

a

i

(n

i

).

Then T forms a sum of type II and (4.28) follows from Lemma 8.

Now the Proposition follows from the above three cases.

Acknowledgements. Prof. Tolev kindly sent his papers to the author and the author is very grateful to him.

References

[1] Y. C. C a i, On a diophantine inequality involving prime numbers, Acta Math. Sinica 39 (1996), 733–742 (in Chinese).

[2] S. G r a h a m and G. K o l e s n i k, Van der Corput’s Method of Exponential Sums, London Math. Soc. Lecture Note Ser. 126, Cambridge Univ. Press, 1991.

[3] E. K r ¨a t z e l, Lattice Points, Deutsch. Verlag Wiss., Berlin, 1988.

[4] A. K u m c h e v, A diophantine inequality involving prime powers, Acta Arith. 89 (1999), 311–330.

[5] A. K u m c h e v and T. N e d e v a, On an equation with prime numbers, ibid. 83 (1998), 117–126.

[6] S.-H. M i n, The Methods of Number Theory, Science Press, Beijing, 1983 (in Chinese).

[7] I. I. P i a t e t s k i - S h a p i r o, On the distribution of prime numbers in sequences of the form [f (n)], Mat. Sb. 33 (1953), 559–566 (in Russian).

[8] D. I. T o l e v, On a diophantine inequality involving prime numbers, Acta Arith. 61 (1992), 289–306.

[9] —, On a system of two diophantine inequalities with prime numbers, ibid. 69 (1995), 387–400.

Department of Mathematics Shandong Normal University Jinan, 250014, Shandong P.R. China

E-mail: wgzhai@jn-public.sd.cninfo.net

Received on 11.8.1998 (3445)

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